Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33739P822
Over the rolling 12-month window, securities of FIRST TR EXCH-TRAD FD III NEW failed to deliver in the NSCC's Continuous Net Settlement system on 151 settlement days, totaling 803,434 fail shares and peaking at 125,075 shares on 2025-09-25. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 422 | $24.68 |
| 2026-09-29 | 1,855 | $24.82 |
| 2026-09-28 | 1,720 | $25.02 |
| 2026-09-25 | 324 | $25.05 |
| 2026-09-23 | 14 | $25.44 |
| 2026-09-11 | 930 | $25.43 |
| 2026-08-26 | 567 | $26.24 |
| 2026-08-25 | 565 | $26.22 |
| 2026-08-10 | 1,226 | $26.46 |
| 2026-08-07 | 367 | $26.40 |
| 2026-08-05 | 1 | $26.28 |
| 2026-07-31 | 851 | $26.31 |
| 2026-07-30 | 2,534 | $26.37 |
| 2026-07-29 | 2,334 | $26.39 |
| 2026-07-28 | 496 | $26.37 |
| 2026-07-27 | 498 | $26.29 |
| 2026-07-23 | 80 | $26.48 |
| 2026-07-22 | 2,248 | $26.56 |
| 2026-07-21 | 3,499 | $26.66 |
| 2026-07-20 | 3,105 | $26.66 |
| 2026-07-17 | 565 | $26.70 |
| 2026-07-16 | 5,555 | $26.79 |
| 2026-07-15 | 44 | $26.79 |
| 2026-07-10 | 81 | $26.81 |
| 2026-07-08 | 463 | $26.85 |
| 2026-07-07 | 526 | $26.90 |
| 2026-07-06 | 1,422 | $26.90 |
| 2026-07-02 | 334 | $26.90 |
| 2026-07-01 | 573 | $26.90 |
| 2026-06-30 | 285 | $26.87 |
| 2026-06-25 | 55 | $26.85 |
| 2026-06-12 | 707 | $26.79 |
| 2026-06-11 | 668 | $26.78 |
| 2026-06-10 | 615 | $26.79 |
| 2026-06-01 | 1,468 | $26.70 |
| 2026-05-29 | 1,019 | $26.66 |
| 2026-05-26 | 475 | $26.48 |
| 2026-05-22 | 3,330 | $26.45 |
| 2026-05-21 | 4,849 | $26.54 |
| 2026-05-20 | 5,038 | $26.57 |
| 2026-05-19 | 6,628 | $26.58 |
| 2026-05-18 | 4,054 | $26.56 |
| 2026-05-11 | 246 | $26.74 |
| 2026-05-08 | 246 | $26.74 |
| 2026-05-07 | 5,422 | $26.70 |
| 2026-05-06 | 1,781 | $26.70 |
| 2026-05-05 | 1,967 | $26.68 |
| 2026-05-04 | 1,615 | $26.69 |
| 2026-05-01 | 1,513 | $26.63 |
| 2026-04-29 | 3,475 | $26.75 |
| 2026-04-28 | 4,675 | $26.75 |
| 2026-04-27 | 1,578 | $26.76 |
| 2026-04-24 | 1,669 | $26.76 |
| 2026-04-22 | 4,145 | $26.75 |
| 2026-04-21 | 7,244 | $26.82 |
| 2026-04-20 | 6,959 | $26.78 |
| 2026-04-17 | 6,955 | $26.73 |
| 2026-04-15 | 117 | $26.72 |
| 2026-04-14 | 300 | $26.74 |
| 2026-04-13 | 633 | $26.75 |
| 2026-04-09 | 595 | $26.69 |
| 2026-04-08 | 1,494 | $26.62 |
| 2026-04-07 | 2,180 | $26.57 |
| 2026-04-06 | 515 | $26.55 |
| 2026-03-31 | 1,506 | $26.42 |
| 2026-03-30 | 116,469 | $26.39 |
| 2026-03-27 | 116,982 | $26.38 |
| 2026-03-26 | 95,473 | $26.50 |
| 2026-03-25 | 33 | $26.45 |
| 2026-03-24 | 584 | $26.56 |
| 2026-03-23 | 3,695 | $26.52 |
| 2026-03-20 | 819 | $26.79 |
| 2026-03-19 | 3 | $26.81 |
| 2026-03-18 | 1,539 | $26.75 |
| 2026-03-17 | 1,535 | $26.84 |
| 2026-03-16 | 1,434 | $26.74 |
| 2026-03-11 | 1,327 | $26.92 |
| 2026-03-10 | 226 | $26.97 |
| 2026-03-09 | 224 | $26.94 |
| 2026-03-04 | 1,442 | $26.93 |
| 2026-03-03 | 1,362 | $27.13 |
| 2026-02-27 | 867 | $27.19 |
| 2026-02-26 | 3,097 | $27.07 |
| 2026-02-25 | 3,230 | $27.07 |
| 2026-02-23 | 2,130 | $27.04 |
| 2026-02-20 | 3,591 | $27.13 |
| 2026-02-19 | 2,855 | $27.13 |
| 2026-02-17 | 5,377 | $27.03 |
| 2026-02-13 | 371 | $26.99 |
| 2026-02-12 | 9 | $26.99 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33739P822 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.