Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33740F243
Over the rolling 12-month window, securities of FIRST TR EXCHG-TRD FD VI III V failed to deliver in the NSCC's Continuous Net Settlement system on 216 settlement days, totaling 694,085 fail shares and peaking at 98,543 shares on 2026-01-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 6,099 | $24.71 |
| 2026-09-29 | 4,947 | $24.78 |
| 2026-09-28 | 3,371 | $24.86 |
| 2026-09-25 | 3,143 | $24.84 |
| 2026-09-24 | 3,805 | $24.86 |
| 2026-09-23 | 4,382 | $25.08 |
| 2026-09-22 | 3,448 | $25.00 |
| 2026-09-21 | 5,437 | $24.92 |
| 2026-09-18 | 204 | $25.00 |
| 2026-09-16 | 1,640 | $24.93 |
| 2026-09-15 | 4,732 | $25.02 |
| 2026-09-14 | 3,840 | $25.08 |
| 2026-09-11 | 23 | $25.01 |
| 2026-09-10 | 3,713 | $25.13 |
| 2026-09-09 | 5,329 | $25.29 |
| 2026-09-08 | 2,846 | $25.32 |
| 2026-09-03 | 1,992 | $25.22 |
| 2026-09-02 | 6,561 | $25.10 |
| 2026-09-01 | 5,558 | $25.24 |
| 2026-08-28 | 4,651 | $25.40 |
| 2026-08-27 | 5,195 | $25.37 |
| 2026-08-26 | 3,097 | $25.38 |
| 2026-08-25 | 1,476 | $25.31 |
| 2026-08-24 | 554 | $25.37 |
| 2026-08-21 | 1,562 | $25.32 |
| 2026-08-20 | 1,617 | $25.42 |
| 2026-08-19 | 828 | $25.38 |
| 2026-08-18 | 1,853 | $25.41 |
| 2026-08-17 | 5,955 | $25.46 |
| 2026-08-14 | 3,114 | $25.40 |
| 2026-08-13 | 1,581 | $25.39 |
| 2026-08-12 | 421 | $25.33 |
| 2026-08-11 | 5,515 | $25.30 |
| 2026-08-10 | 4,231 | $25.36 |
| 2026-08-07 | 4,260 | $25.28 |
| 2026-08-06 | 692 | $25.29 |
| 2026-08-05 | 796 | $25.29 |
| 2026-08-04 | 673 | $25.19 |
| 2026-08-03 | 793 | $25.06 |
| 2026-07-30 | 11,840 | $24.93 |
| 2026-07-29 | 500 | $25.07 |
| 2026-07-27 | 2,806 | $24.98 |
| 2026-07-24 | 15,017 | $25.01 |
| 2026-07-23 | 15,430 | $25.07 |
| 2026-07-22 | 1,256 | $25.11 |
| 2026-07-21 | 9 | $25.01 |
| 2026-07-20 | 962 | $25.05 |
| 2026-07-16 | 2,936 | $25.10 |
| 2026-07-15 | 2,694 | $25.02 |
| 2026-07-14 | 2,565 | $25.00 |
| 2026-07-13 | 292 | $25.06 |
| 2026-07-10 | 2,397 | $25.09 |
| 2026-07-09 | 2,728 | $24.97 |
| 2026-07-08 | 12,890 | $25.04 |
| 2026-07-07 | 12,596 | $25.05 |
| 2026-07-06 | 394 | $25.04 |
| 2026-07-02 | 6,998 | $25.06 |
| 2026-07-01 | 7,791 | $25.09 |
| 2026-06-30 | 2,479 | $25.03 |
| 2026-06-29 | 1,375 | $24.99 |
| 2026-06-26 | 4,649 | $24.97 |
| 2026-06-25 | 7,463 | $24.93 |
| 2026-06-24 | 7,239 | $24.91 |
| 2026-06-23 | 733 | $24.97 |
| 2026-06-22 | 4,925 | $24.90 |
| 2026-06-18 | 6,336 | $24.75 |
| 2026-06-17 | 3,799 | $24.84 |
| 2026-06-16 | 101 | $24.85 |
| 2026-06-15 | 1,594 | $24.77 |
| 2026-06-12 | 3,355 | $24.70 |
| 2026-06-11 | 3,520 | $24.44 |
| 2026-06-10 | 1,955 | $24.56 |
| 2026-06-09 | 4,316 | $24.51 |
| 2026-06-08 | 10,840 | $24.44 |
| 2026-06-05 | 9,554 | $24.77 |
| 2026-06-03 | 1,377 | $24.70 |
| 2026-06-02 | 1,093 | $24.63 |
| 2026-06-01 | 376 | $24.66 |
| 2026-05-27 | 2,729 | $24.64 |
| 2026-05-26 | 1,651 | $24.50 |
| 2026-05-22 | 438 | $24.40 |
| 2026-05-20 | 10,047 | $24.08 |
| 2026-05-19 | 16,591 | $24.21 |
| 2026-05-18 | 9,830 | $24.23 |
| 2026-05-14 | 4,756 | $24.32 |
| 2026-05-13 | 4,795 | $24.33 |
| 2026-05-12 | 2,577 | $24.37 |
| 2026-05-11 | 1,186 | $24.35 |
| 2026-05-08 | 2,271 | $24.32 |
| 2026-05-07 | 4,999 | $24.38 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33740F243 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.