Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33740F409
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 204 settlement days, totaling 695,160 fail shares and peaking at 38,958 shares on 2025-09-19. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 668 | $22.88 |
| 2026-09-25 | 563 | $22.86 |
| 2026-09-24 | 701 | $23.03 |
| 2026-09-23 | 35 | $23.28 |
| 2026-09-22 | 1,797 | $23.27 |
| 2026-09-21 | 2,149 | $23.17 |
| 2026-09-18 | 1,447 | $23.23 |
| 2026-09-17 | 1,647 | $23.08 |
| 2026-09-16 | 272 | $23.15 |
| 2026-09-15 | 127 | $23.30 |
| 2026-09-10 | 1,234 | $23.84 |
| 2026-09-09 | 14,658 | $23.96 |
| 2026-09-08 | 982 | $23.98 |
| 2026-09-04 | 1,749 | $24.00 |
| 2026-09-03 | 583 | $23.96 |
| 2026-09-02 | 4,048 | $23.96 |
| 2026-09-01 | 2,003 | $24.08 |
| 2026-08-31 | 2,612 | $24.15 |
| 2026-08-28 | 1,606 | $24.17 |
| 2026-08-27 | 2,610 | $24.20 |
| 2026-08-26 | 1,723 | $24.21 |
| 2026-08-25 | 5,579 | $24.07 |
| 2026-08-24 | 5,626 | $24.12 |
| 2026-08-21 | 2,112 | $24.08 |
| 2026-08-20 | 2,655 | $24.20 |
| 2026-08-19 | 1,632 | $24.15 |
| 2026-08-17 | 24 | $24.30 |
| 2026-08-14 | 500 | $24.27 |
| 2026-08-12 | 1,287 | $24.11 |
| 2026-08-11 | 7,486 | $24.22 |
| 2026-08-10 | 1,061 | $24.13 |
| 2026-08-07 | 2,341 | $24.00 |
| 2026-08-06 | 1,082 | $24.01 |
| 2026-08-05 | 1,404 | $24.03 |
| 2026-08-04 | 3,299 | $23.90 |
| 2026-08-03 | 3,047 | $23.77 |
| 2026-07-31 | 312 | $23.71 |
| 2026-07-30 | 10 | $23.51 |
| 2026-07-27 | 79 | $23.70 |
| 2026-07-24 | 79 | $23.69 |
| 2026-07-23 | 1,715 | $23.78 |
| 2026-07-22 | 1,894 | $23.83 |
| 2026-07-21 | 1,636 | $23.73 |
| 2026-07-20 | 2,313 | $23.73 |
| 2026-07-17 | 7,536 | $23.84 |
| 2026-07-16 | 2,231 | $23.93 |
| 2026-07-15 | 100 | $23.88 |
| 2026-07-14 | 72 | $23.97 |
| 2026-07-13 | 126 | $24.09 |
| 2026-07-10 | 26,949 | $24.07 |
| 2026-07-09 | 40,698 | $23.95 |
| 2026-07-08 | 30,764 | $24.03 |
| 2026-07-07 | 11,713 | $24.07 |
| 2026-07-06 | 18 | $23.98 |
| 2026-07-02 | 1,156 | $23.98 |
| 2026-07-01 | 1,738 | $24.05 |
| 2026-06-30 | 392 | $23.91 |
| 2026-06-29 | 157 | $23.73 |
| 2026-06-26 | 1,475 | $23.71 |
| 2026-06-25 | 1,498 | $23.55 |
| 2026-06-24 | 4,169 | $23.59 |
| 2026-06-23 | 4,139 | $23.65 |
| 2026-06-22 | 1,594 | $23.66 |
| 2026-06-18 | 582 | $23.52 |
| 2026-06-17 | 486 | $23.73 |
| 2026-06-16 | 51 | $23.75 |
| 2026-06-15 | 8,400 | $23.61 |
| 2026-06-12 | 5,769 | $23.49 |
| 2026-06-11 | 2,600 | $23.46 |
| 2026-06-10 | 2,289 | $23.47 |
| 2026-06-09 | 3,441 | $23.51 |
| 2026-06-08 | 4,099 | $23.53 |
| 2026-06-05 | 2,488 | $23.80 |
| 2026-06-01 | 2,362 | $24.01 |
| 2026-05-29 | 898 | $23.94 |
| 2026-05-28 | 964 | $23.87 |
| 2026-05-26 | 1,361 | $23.71 |
| 2026-05-22 | 1,379 | $23.63 |
| 2026-05-21 | 1,503 | $23.58 |
| 2026-05-19 | 863 | $23.42 |
| 2026-05-18 | 720 | $23.52 |
| 2026-05-15 | 915 | $23.74 |
| 2026-05-14 | 534 | $23.71 |
| 2026-05-13 | 4,051 | $23.68 |
| 2026-05-12 | 8,109 | $23.91 |
| 2026-05-11 | 19,402 | $23.89 |
| 2026-05-08 | 616 | $23.77 |
| 2026-05-07 | 871 | $23.90 |
| 2026-05-06 | 573 | $23.81 |
| 2026-05-05 | 573 | $23.68 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33740F409 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.