Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33740F490
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 221 settlement days, totaling 887,941 fail shares and peaking at 146,135 shares on 2025-09-18. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 20,928 | $24.62 |
| 2026-09-29 | 4,179 | $24.64 |
| 2026-09-28 | 5,461 | $24.75 |
| 2026-09-25 | 17,951 | $24.83 |
| 2026-09-24 | 10,412 | $24.89 |
| 2026-09-23 | 21,107 | $24.83 |
| 2026-09-22 | 12,727 | $24.85 |
| 2026-09-21 | 5,967 | $24.90 |
| 2026-09-17 | 7,428 | $24.76 |
| 2026-09-16 | 11,604 | $24.85 |
| 2026-09-15 | 33,322 | $24.73 |
| 2026-09-14 | 11,316 | $24.75 |
| 2026-09-11 | 7,834 | $24.77 |
| 2026-09-10 | 42,479 | $24.72 |
| 2026-09-09 | 12,442 | $24.53 |
| 2026-09-08 | 7,281 | $24.56 |
| 2026-09-04 | 37 | $24.61 |
| 2026-09-03 | 37 | $24.51 |
| 2026-09-02 | 43,964 | $24.51 |
| 2026-09-01 | 10,364 | $24.43 |
| 2026-08-31 | 3,531 | $24.34 |
| 2026-08-28 | 2,798 | $24.40 |
| 2026-08-27 | 2,496 | $24.36 |
| 2026-08-26 | 23,015 | $24.37 |
| 2026-08-25 | 8,462 | $24.34 |
| 2026-08-24 | 12,213 | $24.51 |
| 2026-08-21 | 4,632 | $24.37 |
| 2026-08-20 | 6,798 | $24.40 |
| 2026-08-19 | 3,834 | $24.40 |
| 2026-08-18 | 6,171 | $24.38 |
| 2026-08-17 | 8,917 | $24.32 |
| 2026-08-14 | 7,364 | $24.37 |
| 2026-08-13 | 324 | $24.37 |
| 2026-08-12 | 3,439 | $24.30 |
| 2026-08-11 | 41 | $24.32 |
| 2026-08-10 | 87,682 | $24.16 |
| 2026-08-07 | 27,892 | $24.21 |
| 2026-08-06 | 71,971 | $24.11 |
| 2026-08-05 | 11,957 | $24.03 |
| 2026-08-04 | 545 | $24.03 |
| 2026-08-03 | 3,226 | $24.17 |
| 2026-07-31 | 49,723 | $24.14 |
| 2026-07-30 | 38,278 | $24.11 |
| 2026-07-29 | 26,622 | $24.13 |
| 2026-07-28 | 15,561 | $24.21 |
| 2026-07-27 | 13,125 | $24.26 |
| 2026-07-24 | 36,253 | $24.21 |
| 2026-07-23 | 11,740 | $24.22 |
| 2026-07-22 | 9,952 | $24.20 |
| 2026-07-21 | 446 | $24.12 |
| 2026-07-20 | 35,126 | $24.09 |
| 2026-07-17 | 38,124 | $24.11 |
| 2026-07-16 | 28,964 | $24.11 |
| 2026-07-15 | 1,286 | $24.16 |
| 2026-07-14 | 65,152 | $24.14 |
| 2026-07-13 | 26,835 | $24.03 |
| 2026-07-10 | 16,233 | $24.11 |
| 2026-07-09 | 2,740 | $24.05 |
| 2026-07-08 | 8,694 | $24.00 |
| 2026-07-07 | 156,014 | $24.02 |
| 2026-07-06 | 19,674 | $23.93 |
| 2026-07-02 | 35,102 | $23.99 |
| 2026-07-01 | 45,692 | $24.03 |
| 2026-06-30 | 54,823 | $24.00 |
| 2026-06-29 | 4,299 | $23.91 |
| 2026-06-26 | 31,966 | $23.96 |
| 2026-06-25 | 22,073 | $24.07 |
| 2026-06-24 | 7,420 | $24.09 |
| 2026-06-23 | 7,651 | $24.29 |
| 2026-06-22 | 3,794 | $24.27 |
| 2026-06-18 | 2,070 | $24.26 |
| 2026-06-17 | 85 | $24.42 |
| 2026-06-16 | 785 | $24.41 |
| 2026-06-15 | 1,898 | $24.39 |
| 2026-06-12 | 2,579 | $24.38 |
| 2026-06-11 | 3,532 | $24.28 |
| 2026-06-10 | 217 | $24.25 |
| 2026-06-09 | 4,366 | $24.47 |
| 2026-06-08 | 1,996 | $24.46 |
| 2026-06-05 | 551 | $24.78 |
| 2026-06-04 | 2,022 | $24.71 |
| 2026-06-03 | 4,176 | $24.82 |
| 2026-06-02 | 22,460 | $24.80 |
| 2026-06-01 | 12,454 | $24.76 |
| 2026-05-29 | 4,522 | $24.75 |
| 2026-05-28 | 3,782 | $24.65 |
| 2026-05-27 | 2,355 | $24.70 |
| 2026-05-26 | 9,149 | $24.79 |
| 2026-05-22 | 4,290 | $24.77 |
| 2026-05-21 | 1,292 | $24.81 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33740F490 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.