Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33740F508
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 172 settlement days, totaling 236,191 fail shares and peaking at 11,840 shares on 2025-08-28. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-15 | 415 | $16.41 |
| 2026-09-14 | 228 | $16.37 |
| 2026-08-20 | 39 | $16.94 |
| 2026-08-19 | 3 | $16.87 |
| 2026-08-17 | 1,830 | $17.02 |
| 2026-08-14 | 2,827 | $17.04 |
| 2026-08-13 | 2,726 | $17.02 |
| 2026-07-29 | 10 | $17.02 |
| 2026-07-28 | 10 | $17.02 |
| 2026-07-27 | 110 | $16.99 |
| 2026-07-24 | 110 | $16.95 |
| 2026-07-23 | 140 | $17.09 |
| 2026-07-22 | 4 | $17.16 |
| 2026-07-21 | 398 | $17.25 |
| 2026-07-13 | 565 | $17.31 |
| 2026-07-10 | 565 | $17.31 |
| 2026-07-09 | 1,427 | $17.31 |
| 2026-07-08 | 1,660 | $17.36 |
| 2026-07-06 | 8,315 | $17.40 |
| 2026-07-02 | 20,394 | $17.37 |
| 2026-07-01 | 2,361 | $17.37 |
| 2026-06-30 | 2,165 | $17.35 |
| 2026-06-29 | 3,984 | $17.33 |
| 2026-06-25 | 653 | $17.43 |
| 2026-06-24 | 36,854 | $17.36 |
| 2026-06-23 | 34,008 | $17.36 |
| 2026-06-22 | 31,914 | $17.36 |
| 2026-06-17 | 11 | $17.36 |
| 2026-06-16 | 458 | $17.28 |
| 2026-06-10 | 30 | $17.28 |
| 2026-06-09 | 286 | $17.27 |
| 2026-06-08 | 285 | $17.23 |
| 2026-06-05 | 262 | $17.27 |
| 2026-06-04 | 366 | $17.26 |
| 2026-06-03 | 104 | $17.27 |
| 2026-06-02 | 103 | $17.25 |
| 2026-06-01 | 146 | $17.22 |
| 2026-05-29 | 846 | $17.19 |
| 2026-05-28 | 2,068 | $17.19 |
| 2026-05-27 | 1,366 | $17.08 |
| 2026-05-21 | 237 | $17.04 |
| 2026-05-20 | 4 | $16.97 |
| 2026-05-14 | 8 | $17.15 |
| 2026-05-13 | 66 | $17.18 |
| 2026-05-08 | 244 | $17.18 |
| 2026-05-06 | 708 | $17.11 |
| 2026-05-05 | 700 | $17.11 |
| 2026-04-29 | 130 | $17.12 |
| 2026-04-28 | 128 | $17.18 |
| 2026-04-27 | 1 | $17.15 |
| 2026-04-24 | 2,624 | $17.14 |
| 2026-04-23 | 2,623 | $17.13 |
| 2026-04-22 | 2,421 | $17.13 |
| 2026-04-21 | 107 | $17.19 |
| 2026-04-20 | 5,389 | $17.24 |
| 2026-04-17 | 7,059 | $17.11 |
| 2026-04-16 | 1,787 | $17.15 |
| 2026-04-15 | 380 | $17.07 |
| 2026-04-14 | 1,470 | $17.05 |
| 2026-04-13 | 578 | $17.06 |
| 2026-04-10 | 577 | $17.08 |
| 2026-04-06 | 1,729 | $16.90 |
| 2026-04-02 | 22 | $16.86 |
| 2026-03-31 | 380 | $16.78 |
| 2026-03-27 | 10 | $16.83 |
| 2026-03-26 | 13 | $16.95 |
| 2026-03-25 | 13 | $16.96 |
| 2026-03-24 | 50 | $17.08 |
| 2026-03-23 | 40 | $17.08 |
| 2026-03-20 | 38 | $17.24 |
| 2026-03-19 | 99 | $17.30 |
| 2026-03-18 | 33 | $17.30 |
| 2026-03-17 | 32 | $17.26 |
| 2026-03-13 | 103 | $17.09 |
| 2026-03-12 | 53 | $17.14 |
| 2026-03-11 | 106 | $17.17 |
| 2026-03-10 | 2,521 | $17.19 |
| 2026-03-09 | 2,860 | $17.18 |
| 2026-03-06 | 213 | $17.19 |
| 2026-03-05 | 25 | $17.21 |
| 2026-03-04 | 1 | $17.20 |
| 2026-03-03 | 1 | $17.27 |
| 2026-03-02 | 357 | $17.36 |
| 2026-02-27 | 210 | $17.33 |
| 2026-02-26 | 122 | $17.36 |
| 2026-02-24 | 840 | $17.25 |
| 2026-02-23 | 990 | $17.23 |
| 2026-02-20 | 989 | $17.27 |
| 2026-02-19 | 43 | $17.27 |
| 2026-02-18 | 238 | $17.26 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33740F508 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.