Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33740F565
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 242 settlement days, totaling 2,258,550 fail shares and peaking at 207,252 shares on 2025-10-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 12,584 | $39.37 |
| 2026-09-29 | 3,786 | $39.38 |
| 2026-09-28 | 895 | $39.96 |
| 2026-09-24 | 761 | $39.84 |
| 2026-09-23 | 13,958 | $40.44 |
| 2026-09-22 | 10,730 | $40.19 |
| 2026-09-21 | 9,832 | $39.12 |
| 2026-09-18 | 347 | $39.00 |
| 2026-09-17 | 4,318 | $38.09 |
| 2026-09-16 | 1,940 | $37.78 |
| 2026-09-15 | 1,182 | $38.04 |
| 2026-09-11 | 3,871 | $38.20 |
| 2026-09-10 | 5,748 | $38.86 |
| 2026-09-09 | 1,218 | $39.14 |
| 2026-09-08 | 2,095 | $39.06 |
| 2026-09-04 | 2,714 | $38.91 |
| 2026-09-03 | 3,733 | $38.22 |
| 2026-09-02 | 18,636 | $37.95 |
| 2026-09-01 | 12,420 | $38.66 |
| 2026-08-31 | 2,975 | $38.79 |
| 2026-08-27 | 10,690 | $38.77 |
| 2026-08-26 | 2,971 | $38.71 |
| 2026-08-25 | 2,276 | $38.23 |
| 2026-08-24 | 504 | $39.04 |
| 2026-08-21 | 2,942 | $38.58 |
| 2026-08-20 | 26 | $39.16 |
| 2026-08-19 | 116,769 | $38.88 |
| 2026-08-18 | 5,992 | $39.82 |
| 2026-08-17 | 5,888 | $39.78 |
| 2026-08-14 | 2,441 | $39.95 |
| 2026-08-13 | 19,775 | $39.73 |
| 2026-08-12 | 11,325 | $39.17 |
| 2026-08-11 | 39,095 | $39.25 |
| 2026-08-10 | 17,330 | $39.24 |
| 2026-08-06 | 6,714 | $38.58 |
| 2026-08-05 | 6,479 | $38.66 |
| 2026-08-04 | 1,016 | $37.33 |
| 2026-08-03 | 100 | $36.40 |
| 2026-07-30 | 2,894 | $34.76 |
| 2026-07-29 | 3,444 | $35.82 |
| 2026-07-28 | 4,871 | $36.36 |
| 2026-07-27 | 3,570 | $36.27 |
| 2026-07-24 | 2,260 | $36.81 |
| 2026-07-23 | 7,249 | $37.51 |
| 2026-07-22 | 42,280 | $37.91 |
| 2026-07-21 | 55,987 | $36.98 |
| 2026-07-20 | 52,061 | $36.91 |
| 2026-07-17 | 15,384 | $37.35 |
| 2026-07-16 | 15,569 | $38.32 |
| 2026-07-15 | 4,818 | $38.49 |
| 2026-07-14 | 31,925 | $37.97 |
| 2026-07-13 | 5,936 | $38.80 |
| 2026-07-10 | 2,576 | $39.07 |
| 2026-07-09 | 26,860 | $38.31 |
| 2026-07-08 | 14,521 | $38.27 |
| 2026-07-07 | 13,168 | $39.00 |
| 2026-07-06 | 5,601 | $38.24 |
| 2026-07-02 | 4,825 | $38.93 |
| 2026-07-01 | 1,633 | $39.25 |
| 2026-06-30 | 4,864 | $38.33 |
| 2026-06-29 | 113,241 | $37.36 |
| 2026-06-26 | 1,413 | $37.49 |
| 2026-06-25 | 1,195 | $37.40 |
| 2026-06-24 | 328 | $37.62 |
| 2026-06-23 | 1,636 | $38.67 |
| 2026-06-22 | 4,787 | $39.00 |
| 2026-06-18 | 5,023 | $38.09 |
| 2026-06-17 | 192 | $38.27 |
| 2026-06-16 | 893 | $39.01 |
| 2026-06-15 | 981 | $37.73 |
| 2026-06-12 | 590 | $37.94 |
| 2026-06-10 | 1,784 | $37.66 |
| 2026-06-09 | 17,354 | $38.36 |
| 2026-06-08 | 23,361 | $37.70 |
| 2026-06-05 | 21,751 | $40.23 |
| 2026-06-04 | 15,427 | $40.11 |
| 2026-06-03 | 12,748 | $40.54 |
| 2026-06-02 | 1,316 | $40.22 |
| 2026-06-01 | 1,790 | $39.81 |
| 2026-05-29 | 1,949 | $39.19 |
| 2026-05-28 | 1,956 | $38.33 |
| 2026-05-27 | 8,980 | $38.55 |
| 2026-05-26 | 4,072 | $37.71 |
| 2026-05-22 | 1,566 | $37.51 |
| 2026-05-21 | 903 | $37.07 |
| 2026-05-20 | 2,843 | $36.29 |
| 2026-05-19 | 8,611 | $36.58 |
| 2026-05-18 | 5,719 | $36.98 |
| 2026-05-15 | 11,012 | $37.85 |
| 2026-05-14 | 11,968 | $37.24 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33740F565 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.