Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33740F797
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 220 settlement days, totaling 875,735 fail shares and peaking at 38,303 shares on 2025-07-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 1,590 | $39.53 |
| 2026-09-29 | 2,882 | $39.55 |
| 2026-09-28 | 748 | $39.75 |
| 2026-09-25 | 1,069 | $39.59 |
| 2026-09-24 | 4,368 | $39.44 |
| 2026-09-23 | 3,912 | $40.00 |
| 2026-09-22 | 596 | $39.86 |
| 2026-09-21 | 1,160 | $39.72 |
| 2026-09-18 | 833 | $39.89 |
| 2026-09-17 | 194 | $39.76 |
| 2026-09-15 | 1,683 | $39.82 |
| 2026-09-14 | 107 | $40.02 |
| 2026-09-11 | 111 | $39.68 |
| 2026-09-10 | 357 | $40.03 |
| 2026-09-09 | 271 | $40.18 |
| 2026-09-08 | 541 | $40.46 |
| 2026-09-04 | 894 | $40.28 |
| 2026-09-02 | 553 | $39.65 |
| 2026-09-01 | 2,935 | $40.04 |
| 2026-08-31 | 4,361 | $40.31 |
| 2026-08-28 | 5,594 | $40.82 |
| 2026-08-27 | 13 | $40.60 |
| 2026-08-26 | 1,096 | $40.56 |
| 2026-08-25 | 1,061 | $40.48 |
| 2026-08-24 | 4,279 | $40.76 |
| 2026-08-21 | 3,836 | $40.38 |
| 2026-08-20 | 3,414 | $40.83 |
| 2026-08-19 | 2,612 | $40.95 |
| 2026-08-18 | 933 | $41.55 |
| 2026-08-14 | 1,250 | $41.20 |
| 2026-08-13 | 916 | $40.98 |
| 2026-08-12 | 1,134 | $40.56 |
| 2026-08-11 | 515 | $40.61 |
| 2026-08-10 | 823 | $41.03 |
| 2026-08-07 | 2,100 | $40.62 |
| 2026-08-06 | 827 | $41.01 |
| 2026-08-04 | 3,105 | $40.64 |
| 2026-08-03 | 1,602 | $39.94 |
| 2026-07-31 | 716 | $39.97 |
| 2026-07-30 | 144 | $39.48 |
| 2026-07-29 | 480 | $39.88 |
| 2026-07-27 | 1,441 | $39.68 |
| 2026-07-24 | 221 | $39.77 |
| 2026-07-23 | 4,230 | $40.02 |
| 2026-07-22 | 3,154 | $40.36 |
| 2026-07-21 | 2,245 | $39.65 |
| 2026-07-20 | 2,412 | $39.99 |
| 2026-07-17 | 2,046 | $40.00 |
| 2026-07-16 | 568 | $40.07 |
| 2026-07-15 | 838 | $40.08 |
| 2026-07-14 | 1,209 | $39.97 |
| 2026-07-13 | 539 | $40.27 |
| 2026-07-09 | 1,209 | $39.72 |
| 2026-07-08 | 548 | $39.93 |
| 2026-07-07 | 1,033 | $40.37 |
| 2026-07-06 | 696 | $40.19 |
| 2026-07-02 | 540 | $40.88 |
| 2026-07-01 | 7,406 | $41.10 |
| 2026-06-30 | 5,270 | $40.70 |
| 2026-06-29 | 4,178 | $40.40 |
| 2026-06-26 | 11,830 | $40.03 |
| 2026-06-25 | 5,934 | $39.78 |
| 2026-06-24 | 9,649 | $39.58 |
| 2026-06-23 | 5,822 | $39.81 |
| 2026-06-22 | 819 | $39.44 |
| 2026-06-18 | 526 | $38.73 |
| 2026-06-17 | 2,189 | $39.05 |
| 2026-06-16 | 1,779 | $39.34 |
| 2026-06-15 | 574 | $39.38 |
| 2026-06-12 | 54 | $38.96 |
| 2026-06-11 | 3,619 | $37.80 |
| 2026-06-10 | 1,828 | $38.08 |
| 2026-06-09 | 440 | $37.78 |
| 2026-06-08 | 196 | $37.44 |
| 2026-06-05 | 1,434 | $38.48 |
| 2026-06-04 | 625 | $37.98 |
| 2026-06-03 | 197 | $38.36 |
| 2026-06-02 | 9 | $37.96 |
| 2026-06-01 | 7,797 | $37.85 |
| 2026-05-29 | 7,075 | $38.31 |
| 2026-05-28 | 7,466 | $38.44 |
| 2026-05-26 | 594 | $37.80 |
| 2026-05-22 | 512 | $37.50 |
| 2026-05-20 | 3,993 | $36.33 |
| 2026-05-19 | 3,538 | $36.64 |
| 2026-05-18 | 2,925 | $36.73 |
| 2026-05-15 | 2,053 | $37.54 |
| 2026-05-14 | 1,219 | $37.41 |
| 2026-05-13 | 1,133 | $37.47 |
| 2026-05-12 | 1,041 | $37.80 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33740F797 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.