Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33740F813
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 230 settlement days, totaling 1,005,129 fail shares and peaking at 55,170 shares on 2026-01-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 1,908 | $39.83 |
| 2026-09-29 | 1,058 | $39.92 |
| 2026-09-25 | 945 | $39.89 |
| 2026-09-24 | 1,712 | $40.04 |
| 2026-09-23 | 23,047 | $40.24 |
| 2026-09-22 | 1,215 | $40.23 |
| 2026-09-21 | 2,795 | $40.21 |
| 2026-09-18 | 2,694 | $40.32 |
| 2026-09-17 | 2,408 | $40.15 |
| 2026-09-16 | 997 | $40.34 |
| 2026-09-15 | 61 | $40.35 |
| 2026-09-14 | 1,678 | $40.74 |
| 2026-09-11 | 1,124 | $40.28 |
| 2026-09-10 | 1,785 | $40.56 |
| 2026-09-08 | 2,546 | $41.14 |
| 2026-09-04 | 2,629 | $41.07 |
| 2026-09-03 | 2,609 | $40.76 |
| 2026-09-02 | 276 | $40.51 |
| 2026-09-01 | 3,054 | $40.74 |
| 2026-08-31 | 21,604 | $40.95 |
| 2026-08-28 | 2,201 | $41.29 |
| 2026-08-26 | 1,426 | $41.05 |
| 2026-08-25 | 4,109 | $41.05 |
| 2026-08-24 | 4,032 | $41.24 |
| 2026-08-21 | 2,132 | $40.94 |
| 2026-08-20 | 4,108 | $41.26 |
| 2026-08-19 | 2,202 | $41.50 |
| 2026-08-18 | 14,701 | $41.96 |
| 2026-08-17 | 3,758 | $42.01 |
| 2026-08-14 | 4,972 | $41.87 |
| 2026-08-13 | 2,507 | $41.89 |
| 2026-08-12 | 2,299 | $41.60 |
| 2026-08-11 | 3,832 | $41.67 |
| 2026-08-10 | 4,195 | $41.76 |
| 2026-08-07 | 5,468 | $41.33 |
| 2026-08-06 | 10,360 | $41.53 |
| 2026-08-05 | 7,959 | $41.85 |
| 2026-08-04 | 2,968 | $41.08 |
| 2026-08-03 | 1,706 | $40.58 |
| 2026-07-31 | 1,442 | $40.60 |
| 2026-07-30 | 1,853 | $40.38 |
| 2026-07-29 | 6,299 | $40.88 |
| 2026-07-28 | 6,233 | $40.67 |
| 2026-07-27 | 1,916 | $40.54 |
| 2026-07-24 | 199 | $40.40 |
| 2026-07-23 | 6,207 | $40.62 |
| 2026-07-22 | 2,473 | $40.61 |
| 2026-07-21 | 1,238 | $40.16 |
| 2026-07-20 | 1,685 | $40.39 |
| 2026-07-17 | 47,907 | $40.55 |
| 2026-07-16 | 49,493 | $40.30 |
| 2026-07-15 | 1,865 | $40.31 |
| 2026-07-14 | 71 | $40.19 |
| 2026-07-13 | 12,969 | $40.31 |
| 2026-07-10 | 7,781 | $40.23 |
| 2026-07-09 | 12,356 | $39.81 |
| 2026-07-08 | 4,105 | $40.07 |
| 2026-07-07 | 2,484 | $40.46 |
| 2026-07-06 | 814 | $40.28 |
| 2026-07-02 | 795 | $40.63 |
| 2026-06-30 | 3,472 | $40.82 |
| 2026-06-29 | 2,623 | $40.70 |
| 2026-06-26 | 928 | $40.78 |
| 2026-06-25 | 174 | $40.41 |
| 2026-06-24 | 3,310 | $40.24 |
| 2026-06-23 | 1,431 | $40.64 |
| 2026-06-22 | 1,657 | $40.30 |
| 2026-06-18 | 373 | $40.06 |
| 2026-06-17 | 2,722 | $40.57 |
| 2026-06-16 | 667 | $40.66 |
| 2026-06-15 | 1,470 | $40.73 |
| 2026-06-12 | 2,828 | $40.38 |
| 2026-06-11 | 489 | $39.47 |
| 2026-06-10 | 366 | $39.93 |
| 2026-06-09 | 708 | $39.61 |
| 2026-06-08 | 956 | $39.48 |
| 2026-06-05 | 2,460 | $40.22 |
| 2026-06-04 | 1,116 | $40.11 |
| 2026-06-03 | 262 | $40.09 |
| 2026-06-01 | 1,967 | $39.59 |
| 2026-05-29 | 842 | $39.75 |
| 2026-05-28 | 35,537 | $39.85 |
| 2026-05-27 | 240 | $40.03 |
| 2026-05-26 | 693 | $39.34 |
| 2026-05-22 | 1,367 | $38.94 |
| 2026-05-21 | 1,619 | $38.73 |
| 2026-05-19 | 19,560 | $38.30 |
| 2026-05-18 | 7,429 | $38.40 |
| 2026-05-15 | 20,596 | $39.14 |
| 2026-05-14 | 2,145 | $39.06 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33740F813 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.