Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33740F821
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 232 settlement days, totaling 1,944,324 fail shares and peaking at 128,912 shares on 2026-04-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 500 | $44.50 |
| 2026-09-25 | 2,713 | $44.24 |
| 2026-09-24 | 1,604 | $44.41 |
| 2026-09-23 | 3,417 | $44.76 |
| 2026-09-21 | 27,572 | $44.55 |
| 2026-09-18 | 22,023 | $44.64 |
| 2026-09-17 | 13,149 | $44.14 |
| 2026-09-16 | 3,146 | $44.45 |
| 2026-09-14 | 2,193 | $44.68 |
| 2026-09-10 | 13,731 | $44.47 |
| 2026-09-09 | 7,392 | $44.74 |
| 2026-09-08 | 3,418 | $45.04 |
| 2026-09-04 | 878 | $45.20 |
| 2026-09-03 | 8,692 | $44.75 |
| 2026-09-02 | 5,233 | $44.49 |
| 2026-09-01 | 6,399 | $44.69 |
| 2026-08-31 | 2,051 | $44.83 |
| 2026-08-28 | 3,460 | $45.07 |
| 2026-08-27 | 3,458 | $44.85 |
| 2026-08-26 | 610 | $44.81 |
| 2026-08-25 | 383 | $44.73 |
| 2026-08-24 | 15,675 | $44.80 |
| 2026-08-21 | 37,992 | $44.60 |
| 2026-08-20 | 22,934 | $44.85 |
| 2026-08-19 | 5,861 | $44.89 |
| 2026-08-18 | 7,456 | $45.14 |
| 2026-08-17 | 2,324 | $45.27 |
| 2026-08-14 | 8,072 | $45.34 |
| 2026-08-13 | 9,039 | $45.06 |
| 2026-08-12 | 5,407 | $44.88 |
| 2026-08-11 | 931 | $45.13 |
| 2026-08-10 | 2,002 | $45.08 |
| 2026-08-07 | 3,260 | $44.84 |
| 2026-08-06 | 16,250 | $44.98 |
| 2026-08-05 | 7,094 | $45.19 |
| 2026-08-04 | 154 | $44.44 |
| 2026-08-03 | 1,387 | $43.99 |
| 2026-07-27 | 27,824 | $43.46 |
| 2026-07-24 | 6,055 | $43.32 |
| 2026-07-23 | 6,754 | $43.88 |
| 2026-07-22 | 14,028 | $43.84 |
| 2026-07-21 | 17,779 | $43.47 |
| 2026-07-20 | 5,463 | $43.51 |
| 2026-07-17 | 1,888 | $43.75 |
| 2026-07-16 | 511 | $43.83 |
| 2026-07-15 | 4,006 | $43.74 |
| 2026-07-14 | 1,191 | $43.61 |
| 2026-07-13 | 27,992 | $43.81 |
| 2026-07-10 | 25,348 | $43.59 |
| 2026-07-09 | 8,871 | $43.29 |
| 2026-07-07 | 5,563 | $43.33 |
| 2026-07-06 | 4,267 | $43.17 |
| 2026-07-01 | 106,870 | $43.42 |
| 2026-06-30 | 63,538 | $43.11 |
| 2026-06-29 | 43,099 | $42.65 |
| 2026-06-26 | 14,143 | $42.75 |
| 2026-06-25 | 25,687 | $42.81 |
| 2026-06-24 | 9,160 | $42.84 |
| 2026-06-23 | 9,100 | $43.31 |
| 2026-06-22 | 3,909 | $43.39 |
| 2026-06-18 | 15,092 | $43.08 |
| 2026-06-17 | 4,517 | $43.71 |
| 2026-06-16 | 3,540 | $43.93 |
| 2026-06-15 | 2,772 | $43.45 |
| 2026-06-12 | 3,632 | $43.15 |
| 2026-06-11 | 3,523 | $42.48 |
| 2026-06-10 | 5,316 | $43.04 |
| 2026-06-09 | 2,087 | $43.07 |
| 2026-06-08 | 2,114 | $43.01 |
| 2026-06-05 | 3,660 | $44.04 |
| 2026-06-04 | 998 | $43.88 |
| 2026-06-03 | 4 | $44.12 |
| 2026-06-01 | 10,929 | $43.79 |
| 2026-05-29 | 12,112 | $43.86 |
| 2026-05-28 | 2,192 | $43.76 |
| 2026-05-26 | 2,292 | $43.54 |
| 2026-05-22 | 2,839 | $43.28 |
| 2026-05-21 | 1,324 | $43.15 |
| 2026-05-20 | 3,490 | $42.72 |
| 2026-05-19 | 6,158 | $43.01 |
| 2026-05-18 | 4,968 | $43.03 |
| 2026-05-15 | 5,217 | $43.51 |
| 2026-05-14 | 5,080 | $43.20 |
| 2026-05-13 | 3,648 | $43.01 |
| 2026-05-12 | 1,630 | $43.08 |
| 2026-05-11 | 3,745 | $43.07 |
| 2026-05-07 | 1,626 | $43.12 |
| 2026-05-06 | 6,309 | $42.58 |
| 2026-05-05 | 6,195 | $42.20 |
| 2026-05-04 | 13,461 | $42.44 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33740F821 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.