Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33740J203
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD II failed to deliver in the NSCC's Continuous Net Settlement system on 110 settlement days, totaling 154,440 fail shares and peaking at 19,020 shares on 2026-01-20. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-09 | 366 | $20.70 |
| 2026-10-08 | 806 | $20.44 |
| 2026-10-07 | 807 | $20.37 |
| 2026-10-06 | 807 | $20.41 |
| 2026-10-02 | 184 | $20.44 |
| 2026-10-01 | 185 | $20.37 |
| 2026-09-29 | 3,882 | $20.34 |
| 2026-09-28 | 2,428 | $20.23 |
| 2026-09-25 | 8,077 | $20.05 |
| 2026-09-24 | 85 | $21.25 |
| 2026-09-22 | 1 | $21.41 |
| 2026-09-21 | 1 | $21.48 |
| 2026-09-17 | 1 | $21.52 |
| 2026-09-15 | 2,653 | $21.65 |
| 2026-09-14 | 2,395 | $21.64 |
| 2026-09-11 | 77,563 | $21.54 |
| 2026-09-10 | 80,373 | $21.58 |
| 2026-09-09 | 108,565 | $21.48 |
| 2026-08-10 | 642 | $21.66 |
| 2026-08-07 | 710 | $21.72 |
| 2026-08-06 | 1,796 | $21.88 |
| 2026-06-25 | 5 | $20.94 |
| 2026-06-24 | 4 | $21.00 |
| 2026-06-15 | 94 | $20.94 |
| 2026-03-20 | 57 | $20.70 |
| 2026-03-19 | 57 | $20.69 |
| 2026-03-18 | 110 | $20.58 |
| 2026-03-17 | 510 | $20.70 |
| 2026-03-16 | 390 | $20.69 |
| 2026-03-13 | 944 | $20.72 |
| 2026-03-12 | 1,279 | $20.73 |
| 2026-03-10 | 518 | $20.73 |
| 2026-03-09 | 666 | $20.70 |
| 2026-03-06 | 529 | $20.74 |
| 2026-03-05 | 433 | $20.74 |
| 2026-03-02 | 106 | $20.70 |
| 2026-02-27 | 15,236 | $20.71 |
| 2026-02-26 | 1,376 | $20.70 |
| 2026-02-25 | 944 | $20.74 |
| 2026-02-24 | 706 | $20.72 |
| 2026-02-23 | 396 | $20.74 |
| 2026-02-20 | 477 | $20.71 |
| 2026-02-18 | 952 | $20.73 |
| 2026-02-17 | 178 | $20.71 |
| 2026-02-13 | 1,167 | $20.73 |
| 2026-02-12 | 639 | $20.71 |
| 2026-02-10 | 5,718 | $20.72 |
| 2026-02-09 | 1,930 | $20.72 |
| 2026-02-06 | 1,840 | $20.68 |
| 2026-02-05 | 1,725 | $20.69 |
| 2026-02-04 | 2,348 | $20.69 |
| 2026-02-03 | 1,936 | $20.70 |
| 2026-01-30 | 97 | $20.69 |
| 2026-01-29 | 176 | $20.70 |
| 2026-01-28 | 179 | $20.70 |
| 2026-01-27 | 755 | $20.70 |
| 2026-01-22 | 13,574 | $20.72 |
| 2026-01-21 | 11,204 | $20.68 |
| 2026-01-20 | 19,020 | $20.68 |
| 2026-01-15 | 773 | $20.70 |
| 2026-01-14 | 11 | $20.66 |
| 2026-01-13 | 394 | $20.70 |
| 2026-01-12 | 124 | $20.70 |
| 2026-01-09 | 1,096 | $20.70 |
| 2026-01-08 | 98 | $20.66 |
| 2026-01-06 | 46 | $20.65 |
| 2026-01-05 | 184 | $20.60 |
| 2025-12-30 | 52 | $20.61 |
| 2025-12-26 | 140 | $20.61 |
| 2025-12-24 | 140 | $20.62 |
| 2025-12-12 | 65 | $20.72 |
| 2025-12-11 | 1,018 | $20.72 |
| 2025-12-10 | 675 | $20.73 |
| 2025-12-08 | 1,186 | $20.73 |
| 2025-12-05 | 42 | $20.73 |
| 2025-12-02 | 1,417 | $20.67 |
| 2025-12-01 | 17 | $20.69 |
| 2025-11-28 | 291 | $20.69 |
| 2025-11-26 | 267 | $20.68 |
| 2025-11-25 | 38 | $20.66 |
| 2025-11-24 | 584 | $20.66 |
| 2025-11-19 | 206 | $20.66 |
| 2025-11-18 | 1,357 | $20.65 |
| 2025-11-17 | 88 | $20.69 |
| 2025-11-10 | 220 | $20.64 |
| 2025-11-07 | 220 | $20.62 |
| 2025-11-06 | 130 | $20.51 |
| 2025-11-04 | 671 | $20.39 |
| 2025-11-03 | 672 | $20.41 |
| 2025-10-31 | 571 | $20.64 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33740J203 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.