Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33741Y100
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRD FD III H failed to deliver in the NSCC's Continuous Net Settlement system on 180 settlement days, totaling 60,904 fail shares and peaking at 5,809 shares on 2026-05-21. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-29 | 94 | $35.71 |
| 2026-09-28 | 92 | $35.80 |
| 2026-09-11 | 19 | $37.82 |
| 2026-09-10 | 16 | $37.99 |
| 2026-09-08 | 4 | $38.47 |
| 2026-09-04 | 8 | $38.49 |
| 2026-08-26 | 159 | $38.98 |
| 2026-08-25 | 400 | $39.08 |
| 2026-08-24 | 112 | $38.95 |
| 2026-08-21 | 191 | $39.02 |
| 2026-08-20 | 173 | $39.13 |
| 2026-08-19 | 152 | $39.14 |
| 2026-08-18 | 289 | $39.14 |
| 2026-08-17 | 460 | $39.44 |
| 2026-08-14 | 335 | $39.34 |
| 2026-08-13 | 286 | $39.23 |
| 2026-08-12 | 69 | $39.12 |
| 2026-08-11 | 4 | $39.13 |
| 2026-08-10 | 9,862 | $39.50 |
| 2026-08-07 | 16,210 | $39.43 |
| 2026-08-06 | 16,276 | $39.45 |
| 2026-08-05 | 101,661 | $39.55 |
| 2026-08-04 | 105,627 | $39.34 |
| 2026-08-03 | 114,919 | $39.13 |
| 2026-07-31 | 204 | $39.09 |
| 2026-07-30 | 348 | $39.53 |
| 2026-07-29 | 125 | $39.82 |
| 2026-07-28 | 171 | $39.35 |
| 2026-07-27 | 212 | $39.26 |
| 2026-07-24 | 651 | $38.79 |
| 2026-07-23 | 488 | $38.99 |
| 2026-07-22 | 18 | $38.88 |
| 2026-07-17 | 70 | $39.40 |
| 2026-07-13 | 193 | $38.45 |
| 2026-07-10 | 316 | $38.22 |
| 2026-07-09 | 42 | $38.18 |
| 2026-07-08 | 31 | $38.60 |
| 2026-07-07 | 192 | $38.49 |
| 2026-07-06 | 637 | $38.58 |
| 2026-07-02 | 753 | $38.26 |
| 2026-07-01 | 432 | $38.27 |
| 2026-06-30 | 742 | $38.35 |
| 2026-06-29 | 544 | $38.56 |
| 2026-06-26 | 203 | $38.14 |
| 2026-06-25 | 549 | $38.17 |
| 2026-06-24 | 593 | $37.79 |
| 2026-06-23 | 335 | $37.43 |
| 2026-06-22 | 292 | $37.38 |
| 2026-06-18 | 81 | $37.27 |
| 2026-06-17 | 420 | $37.84 |
| 2026-06-16 | 406 | $37.72 |
| 2026-06-15 | 3,352 | $37.98 |
| 2026-06-12 | 2,873 | $37.69 |
| 2026-06-11 | 1,724 | $37.62 |
| 2026-06-10 | 880 | $37.56 |
| 2026-06-09 | 826 | $36.96 |
| 2026-06-08 | 590 | $37.22 |
| 2026-06-05 | 362 | $36.82 |
| 2026-06-04 | 518 | $36.64 |
| 2026-06-03 | 556 | $36.82 |
| 2026-06-02 | 204 | $36.57 |
| 2026-05-29 | 53 | $37.25 |
| 2026-05-28 | 102 | $37.46 |
| 2026-05-27 | 214 | $37.58 |
| 2026-05-26 | 162 | $37.37 |
| 2026-05-22 | 5,670 | $37.27 |
| 2026-05-21 | 5,809 | $37.24 |
| 2026-05-20 | 271 | $36.96 |
| 2026-05-19 | 34 | $37.16 |
| 2026-05-18 | 22 | $36.75 |
| 2026-05-15 | 134 | $37.19 |
| 2026-05-12 | 236 | $37.34 |
| 2026-05-11 | 400 | $37.55 |
| 2026-05-08 | 106 | $37.57 |
| 2026-05-07 | 253 | $37.76 |
| 2026-05-06 | 185 | $37.63 |
| 2026-05-05 | 327 | $37.42 |
| 2026-05-04 | 362 | $37.73 |
| 2026-04-30 | 60 | $37.68 |
| 2026-04-29 | 170 | $38.01 |
| 2026-04-28 | 47 | $37.97 |
| 2026-04-27 | 55 | $37.84 |
| 2026-04-24 | 351 | $37.91 |
| 2026-04-23 | 550 | $37.50 |
| 2026-04-22 | 102 | $37.73 |
| 2026-04-20 | 24 | $38.05 |
| 2026-04-16 | 131 | $37.46 |
| 2026-04-15 | 77 | $37.59 |
| 2026-04-14 | 187 | $37.57 |
| 2026-04-13 | 430 | $37.51 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33741Y100 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.