Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33744U303
Over the rolling 12-month window, securities of FIRST TR EXCHANGE-TRADED FD VI failed to deliver in the NSCC's Continuous Net Settlement system on 86 settlement days, totaling 151,331 fail shares and peaking at 71,393 shares on 2025-08-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-04 | 66,345 | $17.63 |
| 2026-09-03 | 67,522 | $17.64 |
| 2026-09-02 | 68,691 | $17.66 |
| 2026-08-28 | 238 | $17.70 |
| 2026-08-25 | 135 | $17.82 |
| 2026-08-24 | 135 | $17.67 |
| 2026-08-21 | 135 | $17.82 |
| 2026-08-20 | 135 | $17.76 |
| 2026-08-12 | 97 | $17.89 |
| 2026-08-04 | 54 | $17.17 |
| 2026-07-31 | 200 | $16.79 |
| 2026-07-22 | 3 | $16.97 |
| 2026-07-15 | 140 | $17.11 |
| 2026-07-14 | 140 | $16.96 |
| 2026-07-13 | 140 | $17.09 |
| 2026-07-10 | 140 | $16.77 |
| 2026-06-30 | 135 | $16.89 |
| 2026-06-26 | 10 | $16.37 |
| 2026-06-25 | 10 | $16.48 |
| 2026-06-24 | 10 | $16.55 |
| 2026-06-23 | 10 | $16.50 |
| 2026-05-15 | 2,338 | $17.32 |
| 2026-05-14 | 2,318 | $17.21 |
| 2026-05-13 | 2 | $17.37 |
| 2026-05-12 | 542 | $17.30 |
| 2026-05-11 | 426 | $17.65 |
| 2026-05-08 | 88 | $17.86 |
| 2026-05-07 | 86 | $18.05 |
| 2026-05-06 | 432 | $18.28 |
| 2026-05-05 | 330 | $18.31 |
| 2026-05-04 | 1,204 | $18.28 |
| 2026-04-30 | 343 | $17.59 |
| 2026-04-29 | 752 | $17.71 |
| 2026-04-28 | 1,029 | $17.48 |
| 2026-04-27 | 343 | $17.44 |
| 2026-04-23 | 429 | $17.73 |
| 2026-04-17 | 702 | $17.86 |
| 2026-04-16 | 1,638 | $18.15 |
| 2026-04-13 | 22 | $17.08 |
| 2026-04-10 | 141 | $17.02 |
| 2026-04-09 | 22 | $17.12 |
| 2026-04-08 | 400 | $17.19 |
| 2026-04-07 | 581 | $17.35 |
| 2026-04-06 | 399 | $17.00 |
| 2026-04-02 | 457 | $16.74 |
| 2026-04-01 | 277 | $16.98 |
| 2026-03-31 | 128 | $16.59 |
| 2026-03-30 | 1,139 | $16.35 |
| 2026-03-27 | 37 | $16.68 |
| 2026-03-25 | 30 | $16.99 |
| 2026-03-19 | 172 | $17.19 |
| 2026-03-12 | 6 | $16.94 |
| 2026-03-11 | 593 | $17.02 |
| 2026-03-06 | 91 | $17.31 |
| 2026-03-05 | 292 | $17.39 |
| 2026-03-02 | 1,092 | $16.78 |
| 2026-02-19 | 100 | $18.07 |
| 2026-02-18 | 110 | $17.93 |
| 2026-02-17 | 10 | $18.05 |
| 2026-02-13 | 83 | $18.41 |
| 2026-02-12 | 611 | $18.56 |
| 2026-02-11 | 699 | $18.68 |
| 2026-02-10 | 669 | $18.37 |
| 2026-02-06 | 771 | $17.96 |
| 2026-02-05 | 2,335 | $18.44 |
| 2026-02-04 | 1,828 | $18.34 |
| 2026-02-03 | 73 | $18.76 |
| 2026-01-30 | 399 | $19.23 |
| 2026-01-29 | 566 | $19.21 |
| 2026-01-22 | 862 | $19.62 |
| 2026-01-21 | 1,064 | $19.53 |
| 2026-01-20 | 1,061 | $19.80 |
| 2026-01-08 | 1,762 | $19.07 |
| 2026-01-07 | 2,342 | $19.57 |
| 2026-01-05 | 243 | $19.49 |
| 2025-12-05 | 176 | $19.84 |
| 2025-12-03 | 656 | $19.49 |
| 2025-11-13 | 421 | $19.36 |
| 2025-11-12 | 743 | $19.28 |
| 2025-11-06 | 11,526 | $19.28 |
| 2025-11-05 | 11,215 | $19.30 |
| 2025-11-04 | 12,063 | $19.43 |
| 2025-10-31 | 731 | $19.23 |
| 2025-10-30 | 1,276 | $19.49 |
| 2025-10-29 | 1,936 | $19.65 |
| 2025-10-17 | 544 | $18.91 |
| 2025-10-07 | 7 | $19.45 |
| 2025-10-06 | 7 | $19.61 |
| 2025-10-03 | 299 | $19.78 |
| 2025-10-02 | 292 | $19.50 |
Showing 90 most recent of 107.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33744U303 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.