Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33848E106
Over the rolling 12-month window, securities of FLAHERTY & CRUMRINE PFD AND IN failed to deliver in the NSCC's Continuous Net Settlement system on 15 settlement days, totaling 128,634 fail shares and peaking at 120,878 shares on 2025-08-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 731 | $8.59 |
| 2026-10-02 | 98 | $8.62 |
| 2026-09-23 | 1,704 | $8.90 |
| 2026-09-18 | 415 | $8.91 |
| 2026-08-21 | 151 | $9.03 |
| 2026-08-03 | 1 | $9.14 |
| 2026-07-24 | 1,269 | $9.07 |
| 2026-07-20 | 3 | $9.18 |
| 2026-07-10 | 271 | $9.21 |
| 2026-07-01 | 1 | $9.24 |
| 2026-06-09 | 398 | $9.14 |
| 2026-01-28 | 46 | $9.56 |
| 2026-01-22 | 1,010 | $9.62 |
| 2026-01-20 | 5 | $9.55 |
| 2025-11-10 | 536 | $9.59 |
| 2025-10-20 | 625 | $9.71 |
| 2025-10-15 | 10 | $9.73 |
| 2025-09-22 | 55 | $9.84 |
| 2025-09-15 | 855 | $9.59 |
| 2025-09-10 | 2,858 | $9.50 |
| 2025-08-14 | 120,878 | $9.28 |
| 2025-08-12 | 886 | $9.32 |
| 2025-08-11 | 123 | $9.37 |
| 2025-08-01 | 1 | $9.27 |
| 2025-07-02 | 745 | $9.28 |
| 2025-06-02 | 1 | $8.98 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33848E106 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.