Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33939L571
Over the rolling 12-month window, securities of FLEXSHARES TR ESG & CLIMATE IN failed to deliver in the NSCC's Continuous Net Settlement system on 79 settlement days, totaling 228,516 fail shares and peaking at 33,994 shares on 2026-05-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 37 | $38.97 |
| 2026-09-25 | 37 | $38.94 |
| 2026-09-24 | 137 | $39.14 |
| 2026-09-23 | 137 | $39.52 |
| 2026-09-11 | 21,407 | $39.41 |
| 2026-09-10 | 21,247 | $39.69 |
| 2026-09-09 | 21,146 | $39.72 |
| 2026-09-08 | 21,275 | $39.78 |
| 2026-09-04 | 21,125 | $39.78 |
| 2026-08-27 | 2 | $40.21 |
| 2026-08-26 | 2,228 | $40.20 |
| 2026-08-25 | 2,429 | $39.99 |
| 2026-08-24 | 1,314 | $39.91 |
| 2026-08-21 | 1,314 | $39.97 |
| 2026-08-18 | 99 | $39.88 |
| 2026-08-17 | 99 | $39.99 |
| 2026-08-14 | 99 | $40.12 |
| 2026-05-18 | 100 | $40.49 |
| 2026-05-15 | 33,014 | $40.76 |
| 2026-05-14 | 33,994 | $40.75 |
| 2026-05-13 | 33,993 | $40.73 |
| 2026-05-12 | 33,872 | $40.85 |
| 2026-04-14 | 4 | $41.08 |
| 2026-04-13 | 4 | $40.94 |
| 2026-04-10 | 4 | $41.04 |
| 2026-04-09 | 88 | $40.95 |
| 2026-04-08 | 83 | $40.89 |
| 2026-04-07 | 20 | $40.83 |
| 2026-03-11 | 12 | $41.25 |
| 2026-03-10 | 11 | $41.46 |
| 2026-03-09 | 10 | $41.27 |
| 2026-03-05 | 146 | $41.52 |
| 2026-03-04 | 145 | $41.48 |
| 2026-03-03 | 66 | $41.46 |
| 2026-02-24 | 313 | $41.78 |
| 2026-02-23 | 311 | $41.78 |
| 2026-02-20 | 309 | $41.77 |
| 2026-02-18 | 8,866 | $41.78 |
| 2026-02-17 | 33,540 | $41.71 |
| 2026-02-13 | 8,821 | $41.62 |
| 2026-02-12 | 10,320 | $41.43 |
| 2026-01-23 | 62 | $41.48 |
| 2026-01-22 | 97 | $41.44 |
| 2026-01-21 | 96 | $41.25 |
| 2026-01-20 | 96 | $41.45 |
| 2025-12-31 | 37 | $41.44 |
| 2025-12-30 | 37 | $41.46 |
| 2025-12-29 | 38 | $41.44 |
| 2025-12-08 | 217 | $41.46 |
| 2025-12-05 | 175 | $41.52 |
| 2025-12-04 | 100 | $41.58 |
| 2025-11-28 | 10,418 | $41.87 |
| 2025-11-26 | 10,618 | $41.73 |
| 2025-11-06 | 60 | $41.36 |
| 2025-11-05 | 60 | $41.45 |
| 2025-11-04 | 462 | $41.39 |
| 2025-11-03 | 5 | $41.66 |
| 2025-10-31 | 5 | $41.78 |
| 2025-10-22 | 98 | $42.05 |
| 2025-10-21 | 220 | $42.01 |
| 2025-10-20 | 181 | $41.93 |
| 2025-10-17 | 252 | $41.99 |
| 2025-10-08 | 94 | $41.65 |
| 2025-10-07 | 116 | $41.61 |
| 2025-10-06 | 116 | $41.70 |
| 2025-10-03 | 130 | $41.74 |
| 2025-10-02 | 1 | $41.69 |
| 2025-10-01 | 1 | $41.72 |
| 2025-09-30 | 1 | $41.78 |
| 2025-09-26 | 232 | $41.58 |
| 2025-09-25 | 232 | $41.68 |
| 2025-09-24 | 232 | $41.80 |
| 2025-09-11 | 1 | $41.82 |
| 2025-09-10 | 1 | $41.71 |
| 2025-08-22 | 15 | $41.11 |
| 2025-08-21 | 15 | $41.23 |
| 2025-08-11 | 76 | $41.11 |
| 2025-08-08 | 127 | $41.18 |
| 2025-08-07 | 1 | $41.24 |
| 2025-07-24 | 2 | $40.92 |
| 2025-07-23 | 2 | $40.97 |
| 2025-07-08 | 266 | $40.80 |
| 2025-07-07 | 366 | $40.99 |
| 2025-07-03 | 1 | $41.06 |
| 2025-07-01 | 183 | $41.21 |
| 2025-06-30 | 182 | $41.02 |
| 2025-06-27 | 182 | $41.04 |
| 2025-06-25 | 47 | $40.98 |
| 2025-06-24 | 47 | $40.81 |
| 2025-06-23 | 4 | $40.72 |
Showing 90 most recent of 96.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33939L571 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.