Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 33939L597
Over the rolling 12-month window, securities of FLEXSHARES TR ESG & CLIMATE DE failed to deliver in the NSCC's Continuous Net Settlement system on 93 settlement days, totaling 363,080 fail shares and peaking at 60,771 shares on 2025-10-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 3,839 | $63.61 |
| 2026-10-09 | 40,338 | $63.20 |
| 2026-08-12 | 100 | $66.16 |
| 2026-08-07 | 325 | $65.43 |
| 2026-08-06 | 324 | $65.42 |
| 2026-08-05 | 324 | $65.19 |
| 2026-08-04 | 324 | $64.64 |
| 2026-07-30 | 141 | $63.46 |
| 2026-07-29 | 141 | $63.57 |
| 2026-07-28 | 141 | $63.20 |
| 2026-07-27 | 472 | $62.69 |
| 2026-07-24 | 485 | $62.26 |
| 2026-07-23 | 485 | $63.06 |
| 2026-06-18 | 22 | $62.94 |
| 2026-06-15 | 4 | $62.98 |
| 2026-06-12 | 2 | $62.89 |
| 2026-06-11 | 2 | $61.25 |
| 2026-06-10 | 2 | $61.96 |
| 2026-05-08 | 447 | $61.71 |
| 2026-05-07 | 447 | $62.88 |
| 2026-04-08 | 100 | $59.12 |
| 2026-04-07 | 100 | $59.18 |
| 2026-03-13 | 836 | $58.74 |
| 2026-02-25 | 84 | $63.36 |
| 2026-02-24 | 83 | $63.15 |
| 2026-02-23 | 82 | $63.40 |
| 2026-02-19 | 7 | $63.17 |
| 2026-02-18 | 6 | $63.05 |
| 2026-02-13 | 3 | $63.06 |
| 2026-02-10 | 5 | $63.35 |
| 2026-02-09 | 25 | $62.51 |
| 2026-02-04 | 1 | $61.82 |
| 2026-02-03 | 1 | $61.82 |
| 2026-02-02 | 39 | $61.36 |
| 2026-01-23 | 2 | $60.82 |
| 2026-01-22 | 1 | $60.31 |
| 2026-01-12 | 2,484 | $60.72 |
| 2026-01-09 | 420 | $60.18 |
| 2026-01-08 | 908 | $60.30 |
| 2026-01-07 | 25 | $60.45 |
| 2026-01-06 | 25 | $60.54 |
| 2026-01-02 | 119 | $59.08 |
| 2025-12-31 | 119 | $59.54 |
| 2025-12-29 | 3 | $59.53 |
| 2025-12-26 | 2 | $59.43 |
| 2025-12-23 | 46 | $58.99 |
| 2025-12-22 | 45 | $58.84 |
| 2025-12-19 | 61 | $59.12 |
| 2025-12-10 | 39 | $58.34 |
| 2025-11-21 | 198 | $56.63 |
| 2025-11-20 | 1,040 | $56.59 |
| 2025-11-19 | 1,284 | $56.97 |
| 2025-11-18 | 15,376 | $57.94 |
| 2025-11-17 | 15,154 | $58.37 |
| 2025-11-13 | 1 | $58.76 |
| 2025-11-12 | 17 | $58.47 |
| 2025-11-05 | 34 | $56.77 |
| 2025-11-04 | 89 | $57.55 |
| 2025-11-03 | 503 | $57.33 |
| 2025-10-31 | 89 | $58.05 |
| 2025-10-30 | 89 | $58.48 |
| 2025-10-27 | 916 | $59.20 |
| 2025-10-24 | 288 | $57.19 |
| 2025-10-23 | 288 | $57.85 |
| 2025-10-15 | 1,019 | $57.38 |
| 2025-10-14 | 995 | $57.20 |
| 2025-10-10 | 1,419 | $57.68 |
| 2025-10-09 | 60,771 | $58.23 |
| 2025-10-08 | 153 | $58.04 |
| 2025-10-07 | 154 | $58.53 |
| 2025-10-06 | 154 | $58.30 |
| 2025-10-03 | 20 | $57.84 |
| 2025-10-01 | 201 | $57.27 |
| 2025-09-30 | 308 | $56.92 |
| 2025-09-29 | 443 | $56.56 |
| 2025-09-26 | 2,742 | $56.22 |
| 2025-09-25 | 20 | $56.23 |
| 2025-09-24 | 2 | $56.76 |
| 2025-09-23 | 52 | $56.78 |
| 2025-09-22 | 51 | $56.48 |
| 2025-09-19 | 150 | $57.07 |
| 2025-09-18 | 150 | $56.88 |
| 2025-09-12 | 80 | $57.32 |
| 2025-09-11 | 1 | $56.74 |
| 2025-09-10 | 1 | $56.82 |
| 2025-09-08 | 4 | $56.42 |
| 2025-09-05 | 4 | $56.16 |
| 2025-09-04 | 4 | $55.74 |
| 2025-09-02 | 7 | $56.17 |
| 2025-08-29 | 9 | $56.43 |
Showing 90 most recent of 111.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 33939L597 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.