Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 36087T353
Over the rolling 12-month window, securities of FUNDVANTAGE TR POLEN 5PERSPECT failed to deliver in the NSCC's Continuous Net Settlement system on 7 settlement days, totaling 1,795 fail shares and peaking at 865 shares on 2026-05-22. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 9,372 | $25.47 |
| 2026-09-29 | 9,374 | $25.35 |
| 2026-09-15 | 98 | $24.54 |
| 2026-09-14 | 97 | $24.85 |
| 2026-09-09 | 9 | $25.17 |
| 2026-08-20 | 23 | $24.56 |
| 2026-08-19 | 23 | $24.72 |
| 2026-08-18 | 24 | $25.31 |
| 2026-08-13 | 98 | $25.33 |
| 2026-08-12 | 99 | $24.88 |
| 2026-08-10 | 42 | $24.96 |
| 2026-08-07 | 42 | $24.59 |
| 2026-07-30 | 63 | $22.17 |
| 2026-07-29 | 65 | $22.81 |
| 2026-07-28 | 13 | $23.09 |
| 2026-07-27 | 42 | $23.16 |
| 2026-07-24 | 43 | $23.57 |
| 2026-07-23 | 139 | $24.27 |
| 2026-07-22 | 139 | $24.38 |
| 2026-07-20 | 25 | $23.86 |
| 2026-07-17 | 4 | $24.16 |
| 2026-07-14 | 25 | $24.38 |
| 2026-07-13 | 12 | $24.98 |
| 2026-07-10 | 37 | $25.02 |
| 2026-07-08 | 1 | $24.62 |
| 2026-07-02 | 105 | $25.08 |
| 2026-07-01 | 3 | $25.53 |
| 2026-06-30 | 2 | $24.85 |
| 2026-06-29 | 2 | $24.11 |
| 2026-06-26 | 41 | $24.38 |
| 2026-06-25 | 37 | $24.52 |
| 2026-06-24 | 37 | $24.71 |
| 2026-06-04 | 100 | $25.65 |
| 2026-06-03 | 100 | $26.04 |
| 2026-06-02 | 100 | $26.07 |
| 2026-05-29 | 55 | $25.72 |
| 2026-05-28 | 75 | $25.29 |
| 2026-05-27 | 75 | $25.29 |
| 2026-05-22 | 865 | $24.78 |
| 2026-05-21 | 329 | $24.64 |
| 2026-05-20 | 229 | $23.99 |
| 2026-05-19 | 167 | $24.35 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 36087T353 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.