Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 36087T387
Over the rolling 12-month window, securities of FUNDVANTAGE TR POLEN U S SMID failed to deliver in the NSCC's Continuous Net Settlement system on 7 settlement days, totaling 22,351 fail shares and peaking at 17,463 shares on 2026-05-19. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 18,953 | $22.51 |
| 2026-09-29 | 19,089 | $22.34 |
| 2026-09-15 | 39 | $21.60 |
| 2026-09-14 | 43 | $21.94 |
| 2026-08-20 | 44 | $22.65 |
| 2026-08-19 | 190 | $22.92 |
| 2026-08-18 | 190 | $23.87 |
| 2026-08-17 | 190 | $23.64 |
| 2026-08-14 | 198 | $23.52 |
| 2026-08-10 | 12 | $23.32 |
| 2026-08-07 | 12 | $23.01 |
| 2026-07-07 | 103 | $24.48 |
| 2026-07-06 | 3 | $24.18 |
| 2026-07-02 | 4 | $25.13 |
| 2026-07-01 | 28 | $25.83 |
| 2026-06-30 | 4,581 | $25.23 |
| 2026-06-29 | 4,611 | $24.74 |
| 2026-06-26 | 4,706 | $25.30 |
| 2026-06-25 | 10 | $25.14 |
| 2026-06-24 | 10 | $25.40 |
| 2026-06-23 | 10 | $26.07 |
| 2026-06-18 | 5,096 | $25.25 |
| 2026-06-17 | 5,096 | $25.29 |
| 2026-06-16 | 3,383 | $25.55 |
| 2026-06-15 | 342 | $24.87 |
| 2026-06-12 | 378 | $24.77 |
| 2026-06-10 | 368 | $24.31 |
| 2026-06-09 | 367 | $24.39 |
| 2026-06-08 | 266 | $24.23 |
| 2026-06-02 | 50 | $25.56 |
| 2026-06-01 | 60 | $25.59 |
| 2026-05-28 | 9 | $25.52 |
| 2026-05-27 | 115 | $25.78 |
| 2026-05-26 | 29 | $24.96 |
| 2026-05-22 | 127 | $24.71 |
| 2026-05-21 | 2,354 | $24.32 |
| 2026-05-20 | 2,254 | $23.51 |
| 2026-05-19 | 17,463 | $23.76 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 36087T387 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.