Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 362397846
Over the rolling 12-month window, securities of GABELLI EQUITY TR INCPFD SER K failed to deliver in the NSCC's Continuous Net Settlement system on 93 settlement days, totaling 35,815 fail shares and peaking at 1,818 shares on 2025-10-21. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 99 | $18.30 |
| 2026-09-25 | 364 | $18.36 |
| 2026-08-27 | 248 | $19.30 |
| 2026-08-26 | 332 | $19.30 |
| 2026-08-17 | 42 | $19.28 |
| 2026-08-14 | 8 | $19.41 |
| 2026-08-05 | 35 | $19.76 |
| 2026-08-03 | 138 | $19.81 |
| 2026-07-31 | 139 | $19.80 |
| 2026-07-14 | 151 | $19.87 |
| 2026-07-08 | 1,825 | $19.96 |
| 2026-06-30 | 341 | $20.08 |
| 2026-06-16 | 143 | $20.15 |
| 2026-06-15 | 143 | $20.14 |
| 2026-05-29 | 415 | $20.12 |
| 2026-05-28 | 510 | $20.17 |
| 2026-05-21 | 8 | $20.19 |
| 2026-05-20 | 8 | $20.20 |
| 2026-05-14 | 6 | $20.46 |
| 2026-05-13 | 5 | $20.48 |
| 2026-05-05 | 328 | $20.66 |
| 2026-05-04 | 334 | $20.76 |
| 2026-04-22 | 5 | $20.65 |
| 2026-04-13 | 1,130 | $20.52 |
| 2026-04-10 | 1,129 | $20.69 |
| 2026-04-09 | 428 | $20.69 |
| 2026-03-27 | 201 | $20.59 |
| 2026-03-26 | 260 | $20.77 |
| 2026-03-25 | 120 | $20.70 |
| 2026-03-20 | 67 | $20.26 |
| 2026-03-19 | 182 | $20.86 |
| 2026-03-18 | 141 | $21.09 |
| 2026-03-17 | 485 | $21.05 |
| 2026-03-16 | 484 | $21.01 |
| 2026-03-13 | 708 | $21.00 |
| 2026-03-12 | 10 | $20.91 |
| 2026-03-09 | 99 | $21.27 |
| 2026-03-06 | 98 | $21.27 |
| 2026-03-03 | 534 | $21.29 |
| 2026-03-02 | 534 | $21.25 |
| 2026-02-24 | 1 | $21.40 |
| 2026-02-19 | 41 | $21.08 |
| 2026-02-18 | 40 | $21.09 |
| 2026-02-12 | 300 | $21.06 |
| 2026-02-09 | 497 | $21.04 |
| 2026-02-06 | 595 | $21.10 |
| 2026-02-05 | 148 | $21.10 |
| 2026-02-04 | 627 | $21.05 |
| 2026-02-03 | 985 | $21.10 |
| 2026-02-02 | 564 | $21.20 |
| 2026-01-26 | 400 | $21.29 |
| 2026-01-23 | 374 | $21.25 |
| 2026-01-21 | 6 | $21.10 |
| 2026-01-15 | 598 | $21.00 |
| 2026-01-14 | 501 | $20.84 |
| 2026-01-09 | 109 | $20.88 |
| 2026-01-08 | 10 | $20.95 |
| 2026-01-07 | 123 | $20.87 |
| 2026-01-06 | 146 | $20.81 |
| 2026-01-05 | 565 | $20.87 |
| 2025-12-31 | 676 | $20.83 |
| 2025-12-26 | 502 | $20.85 |
| 2025-12-24 | 701 | $20.92 |
| 2025-12-23 | 461 | $20.95 |
| 2025-12-18 | 600 | $21.16 |
| 2025-12-17 | 1,000 | $21.21 |
| 2025-11-28 | 181 | $21.58 |
| 2025-11-26 | 355 | $21.33 |
| 2025-11-25 | 354 | $21.44 |
| 2025-11-14 | 582 | $21.08 |
| 2025-11-13 | 4 | $21.00 |
| 2025-11-12 | 4 | $21.05 |
| 2025-10-31 | 501 | $21.11 |
| 2025-10-30 | 501 | $21.03 |
| 2025-10-28 | 69 | $21.17 |
| 2025-10-21 | 1,818 | $21.16 |
| 2025-09-30 | 319 | $21.32 |
| 2025-09-26 | 223 | $21.34 |
| 2025-09-23 | 262 | $21.55 |
| 2025-09-22 | 347 | $21.58 |
| 2025-09-19 | 525 | $21.82 |
| 2025-09-18 | 1,180 | $21.68 |
| 2025-09-16 | 32 | $21.60 |
| 2025-09-15 | 314 | $21.50 |
| 2025-09-10 | 675 | $21.42 |
| 2025-09-09 | 916 | $21.45 |
| 2025-09-08 | 195 | $21.22 |
| 2025-08-25 | 160 | $21.08 |
| 2025-08-22 | 280 | $21.04 |
| 2025-08-21 | 370 | $21.05 |
Showing 90 most recent of 107.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 362397846 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.