Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 36249W104
Over the rolling 12-month window, securities of GABELLI GLOBAL SMALL AND MID C failed to deliver in the NSCC's Continuous Net Settlement system on 36 settlement days, totaling 23,411 fail shares and peaking at 5,361 shares on 2025-09-24. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-07-07 | 759 | $16.46 |
| 2026-04-15 | 2 | $16.25 |
| 2026-03-30 | 119 | $14.84 |
| 2026-03-27 | 54 | $15.14 |
| 2026-03-26 | 40 | $15.55 |
| 2026-03-25 | 349 | $14.96 |
| 2026-03-24 | 728 | $15.05 |
| 2026-03-19 | 106 | $15.04 |
| 2026-03-18 | 17 | $15.20 |
| 2025-12-22 | 1,332 | $14.77 |
| 2025-12-19 | 859 | $14.46 |
| 2025-11-28 | 230 | $14.17 |
| 2025-11-26 | 555 | $14.06 |
| 2025-11-12 | 1 | $14.10 |
| 2025-10-14 | 2,818 | $14.05 |
| 2025-09-24 | 5,361 | $14.77 |
| 2025-09-19 | 19 | $14.58 |
| 2025-09-18 | 268 | $14.43 |
| 2025-09-16 | 658 | $14.51 |
| 2025-09-15 | 158 | $14.40 |
| 2025-09-11 | 1,421 | $14.30 |
| 2025-09-10 | 1,691 | $14.31 |
| 2025-09-03 | 1,459 | $14.25 |
| 2025-08-04 | 2 | $13.37 |
| 2025-07-30 | 33 | $13.65 |
| 2025-07-29 | 132 | $13.72 |
| 2025-07-25 | 52 | $13.78 |
| 2025-07-24 | 662 | $13.83 |
| 2025-07-18 | 853 | $13.39 |
| 2025-06-30 | 123 | $13.23 |
| 2025-06-23 | 91 | $12.66 |
| 2025-06-18 | 97 | $12.83 |
| 2025-06-16 | 962 | $12.85 |
| 2025-06-13 | 1,065 | $13.15 |
| 2025-06-12 | 9 | $13.21 |
| 2025-06-03 | 479 | $12.98 |
| 2025-06-02 | 606 | $12.98 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 36249W104 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.