Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 376535886
Over the rolling 12-month window, securities of GLADSTONE CAP CORP NT DTD08/17 failed to deliver in the NSCC's Continuous Net Settlement system on 33 settlement days, totaling 15,958 fail shares and peaking at 1,482 shares on 2025-07-22. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-10-06 | 244 | $25.20 |
| 2025-09-29 | 387 | $25.14 |
| 2025-09-25 | 208 | $25.17 |
| 2025-09-24 | 961 | $25.14 |
| 2025-09-23 | 963 | $25.15 |
| 2025-09-22 | 277 | $25.14 |
| 2025-09-18 | 34 | $25.11 |
| 2025-09-16 | 306 | $25.23 |
| 2025-09-15 | 655 | $25.19 |
| 2025-09-10 | 275 | $25.32 |
| 2025-09-02 | 647 | $25.40 |
| 2025-08-25 | 110 | $25.44 |
| 2025-08-22 | 359 | $25.28 |
| 2025-08-21 | 359 | $25.30 |
| 2025-08-20 | 519 | $25.26 |
| 2025-08-06 | 73 | $25.63 |
| 2025-07-30 | 336 | $25.48 |
| 2025-07-29 | 416 | $25.51 |
| 2025-07-28 | 730 | $25.53 |
| 2025-07-23 | 1,354 | $25.69 |
| 2025-07-22 | 1,482 | $25.46 |
| 2025-07-21 | 577 | $25.50 |
| 2025-07-02 | 171 | $25.37 |
| 2025-07-01 | 1,023 | $25.56 |
| 2025-06-30 | 575 | $25.59 |
| 2025-06-24 | 6 | $25.37 |
| 2025-06-18 | 540 | $25.46 |
| 2025-06-17 | 702 | $25.46 |
| 2025-06-16 | 422 | $25.30 |
| 2025-06-13 | 190 | $25.36 |
| 2025-06-11 | 306 | $25.33 |
| 2025-06-10 | 469 | $25.30 |
| 2025-06-09 | 282 | $25.30 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 376535886 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.