Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 376546875
Over the rolling 12-month window, securities of GLADSTONE INVT CORP 8.00% NT 8 failed to deliver in the NSCC's Continuous Net Settlement system on 51 settlement days, totaling 31,587 fail shares and peaking at 2,669 shares on 2025-06-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-12-17 | 1,076 | $25.22 |
| 2025-12-16 | 1,132 | $25.22 |
| 2025-12-15 | 464 | $25.18 |
| 2025-12-12 | 1,895 | $25.22 |
| 2025-12-10 | 1,322 | $25.23 |
| 2025-12-04 | 520 | $25.21 |
| 2025-12-01 | 834 | $25.24 |
| 2025-11-28 | 860 | $25.20 |
| 2025-11-24 | 228 | $25.16 |
| 2025-11-19 | 12 | $25.15 |
| 2025-11-17 | 38 | $25.12 |
| 2025-11-13 | 604 | $25.78 |
| 2025-11-07 | 14 | $26.25 |
| 2025-11-06 | 1,259 | $25.68 |
| 2025-11-05 | 1,247 | $25.82 |
| 2025-11-04 | 748 | $25.65 |
| 2025-10-31 | 1,434 | $25.58 |
| 2025-10-27 | 361 | $25.72 |
| 2025-10-20 | 1,394 | $25.42 |
| 2025-10-07 | 76 | $25.69 |
| 2025-10-06 | 223 | $25.83 |
| 2025-10-03 | 191 | $25.67 |
| 2025-10-01 | 191 | $25.63 |
| 2025-09-29 | 327 | $25.53 |
| 2025-09-26 | 769 | $25.54 |
| 2025-09-15 | 800 | $25.54 |
| 2025-09-12 | 1,489 | $25.49 |
| 2025-09-11 | 1,112 | $25.50 |
| 2025-09-10 | 747 | $25.50 |
| 2025-09-09 | 390 | $25.49 |
| 2025-09-04 | 371 | $25.44 |
| 2025-09-02 | 406 | $25.54 |
| 2025-08-27 | 882 | $25.50 |
| 2025-08-20 | 279 | $25.37 |
| 2025-08-08 | 28 | $25.57 |
| 2025-08-07 | 33 | $25.48 |
| 2025-08-05 | 439 | $25.42 |
| 2025-07-30 | 95 | $25.48 |
| 2025-07-23 | 159 | $25.60 |
| 2025-07-18 | 86 | $25.62 |
| 2025-07-15 | 431 | $25.89 |
| 2025-07-14 | 304 | $25.64 |
| 2025-07-11 | 612 | $25.80 |
| 2025-06-26 | 320 | $25.65 |
| 2025-06-20 | 214 | $25.55 |
| 2025-06-17 | 1,282 | $25.75 |
| 2025-06-12 | 2,669 | $25.63 |
| 2025-06-09 | 329 | $25.58 |
| 2025-06-05 | 376 | $25.68 |
| 2025-06-04 | 387 | $25.54 |
| 2025-06-02 | 128 | $25.71 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 376546875 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.