Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37954Y228
Over the rolling 12-month window, securities of GLOBAL X FDS CLEANTECH ETF failed to deliver in the NSCC's Continuous Net Settlement system on 6 settlement days, totaling 14,299 fail shares and peaking at 6,037 shares on 2025-08-01. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-08-21 | 1,954 | $8.62 |
| 2025-08-01 | 6,037 | $8.00 |
| 2025-07-30 | 2,903 | $8.23 |
| 2025-07-10 | 1,350 | $7.86 |
| 2025-07-03 | 1,899 | $7.54 |
| 2025-06-06 | 156 | $6.62 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37954Y228 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.