Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37954Y434
Over the rolling 12-month window, securities of GLOBAL X FDS GENOMICS & BIOTEC failed to deliver in the NSCC's Continuous Net Settlement system on 27 settlement days, totaling 99,327 fail shares and peaking at 10,531 shares on 2025-07-25. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-09-02 | 9 | $9.18 |
| 2025-08-28 | 1,924 | $9.23 |
| 2025-08-27 | 2,538 | $9.22 |
| 2025-08-26 | 3,872 | $9.17 |
| 2025-08-25 | 2,578 | $9.35 |
| 2025-08-19 | 6,060 | $9.25 |
| 2025-08-18 | 2,808 | $9.31 |
| 2025-08-14 | 752 | $9.20 |
| 2025-08-13 | 7,537 | $8.90 |
| 2025-08-12 | 7,850 | $8.73 |
| 2025-08-11 | 6,811 | $8.71 |
| 2025-08-07 | 4,213 | $8.72 |
| 2025-08-06 | 6,022 | $8.75 |
| 2025-08-05 | 6,879 | $8.83 |
| 2025-07-31 | 63 | $8.87 |
| 2025-07-28 | 325 | $9.04 |
| 2025-07-25 | 10,531 | $9.02 |
| 2025-07-24 | 4,881 | $9.08 |
| 2025-07-23 | 5,213 | $8.83 |
| 2025-07-22 | 56 | $8.57 |
| 2025-07-21 | 3,241 | $8.64 |
| 2025-07-18 | 4,391 | $8.72 |
| 2025-07-17 | 4,374 | $8.69 |
| 2025-07-16 | 3,576 | $8.56 |
| 2025-07-15 | 1,074 | $8.84 |
| 2025-07-14 | 386 | $8.85 |
| 2025-06-30 | 1,363 | $8.40 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37954Y434 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.