Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37954Y657
Over the rolling 12-month window, securities of GLOBAL X FDS U S PFD ETF (DE) failed to deliver in the NSCC's Continuous Net Settlement system on 131 settlement days, totaling 305,279 fail shares and peaking at 18,207 shares on 2025-10-09. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 1 | $17.82 |
| 2026-09-24 | 60,141 | $17.91 |
| 2026-09-23 | 1 | $18.02 |
| 2026-09-22 | 556 | $18.10 |
| 2026-09-21 | 1 | $18.02 |
| 2026-09-15 | 79 | $17.96 |
| 2026-09-14 | 1 | $18.12 |
| 2026-09-10 | 13,247 | $18.17 |
| 2026-09-09 | 13,060 | $18.29 |
| 2026-09-08 | 6,699 | $18.26 |
| 2026-09-04 | 664 | $18.23 |
| 2026-09-03 | 30,108 | $18.14 |
| 2026-09-02 | 29,371 | $18.11 |
| 2026-09-01 | 27 | $18.32 |
| 2026-08-28 | 4,860 | $18.48 |
| 2026-08-27 | 5,661 | $18.51 |
| 2026-08-25 | 9,753 | $18.40 |
| 2026-08-24 | 9,413 | $18.39 |
| 2026-08-20 | 11,031 | $18.48 |
| 2026-08-18 | 22 | $18.53 |
| 2026-08-17 | 1 | $18.66 |
| 2026-08-14 | 8,939 | $18.72 |
| 2026-08-13 | 9,698 | $18.65 |
| 2026-08-07 | 169 | $18.51 |
| 2026-08-03 | 14 | $18.52 |
| 2026-07-31 | 632 | $18.52 |
| 2026-07-29 | 194 | $18.49 |
| 2026-07-20 | 1 | $18.59 |
| 2026-07-16 | 874 | $18.65 |
| 2026-07-15 | 200 | $18.57 |
| 2026-07-08 | 508 | $18.65 |
| 2026-07-07 | 2,737 | $18.79 |
| 2026-07-02 | 5,331 | $18.61 |
| 2026-06-30 | 865 | $18.68 |
| 2026-06-29 | 7,016 | $18.64 |
| 2026-06-25 | 1,587 | $18.68 |
| 2026-06-24 | 211 | $18.74 |
| 2026-06-23 | 1,559 | $18.74 |
| 2026-06-18 | 2,773 | $18.84 |
| 2026-06-10 | 2,494 | $18.66 |
| 2026-06-08 | 18,973 | $18.75 |
| 2026-06-05 | 2,534 | $18.90 |
| 2026-06-04 | 1,235 | $18.84 |
| 2026-05-28 | 89 | $18.95 |
| 2026-05-27 | 2,491 | $18.90 |
| 2026-05-26 | 3,741 | $18.82 |
| 2026-05-22 | 1,735 | $18.81 |
| 2026-05-21 | 165 | $18.81 |
| 2026-05-20 | 366 | $18.70 |
| 2026-05-19 | 1 | $18.82 |
| 2026-05-18 | 1,786 | $18.84 |
| 2026-05-15 | 1,214 | $19.05 |
| 2026-05-13 | 31 | $19.08 |
| 2026-05-12 | 3,170 | $19.06 |
| 2026-05-11 | 4,674 | $19.14 |
| 2026-05-08 | 10,156 | $19.00 |
| 2026-05-07 | 15,439 | $19.08 |
| 2026-05-06 | 12,121 | $18.95 |
| 2026-05-05 | 10,586 | $18.91 |
| 2026-05-04 | 5,135 | $19.00 |
| 2026-05-01 | 31 | $19.09 |
| 2026-04-23 | 29 | $19.04 |
| 2026-04-09 | 754 | $18.66 |
| 2026-04-08 | 118 | $18.53 |
| 2026-04-07 | 1 | $18.47 |
| 2026-04-06 | 1 | $18.42 |
| 2026-04-02 | 1 | $18.39 |
| 2026-04-01 | 664 | $18.40 |
| 2026-03-31 | 5,369 | $18.24 |
| 2026-03-30 | 4 | $18.31 |
| 2026-03-26 | 30 | $18.59 |
| 2026-03-25 | 1 | $18.50 |
| 2026-03-18 | 1 | $18.72 |
| 2026-03-13 | 291 | $18.67 |
| 2026-03-12 | 9,171 | $18.83 |
| 2026-03-11 | 2,692 | $18.92 |
| 2026-03-09 | 1,285 | $18.90 |
| 2026-03-06 | 9,050 | $19.02 |
| 2026-03-05 | 10,589 | $19.12 |
| 2026-03-04 | 9,920 | $19.04 |
| 2026-02-26 | 28 | $19.42 |
| 2026-02-23 | 2,000 | $19.40 |
| 2026-02-19 | 5,035 | $19.48 |
| 2026-02-17 | 1 | $19.42 |
| 2026-02-09 | 77 | $19.27 |
| 2026-02-06 | 131 | $19.12 |
| 2026-02-04 | 1 | $19.24 |
| 2026-02-03 | 123 | $19.29 |
| 2026-01-30 | 699 | $19.44 |
| 2026-01-29 | 27 | $19.51 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37954Y657 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.