Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37954Y806
Over the rolling 12-month window, securities of GLOBAL X FUNDS GLOBAL X ALTERN failed to deliver in the NSCC's Continuous Net Settlement system on 105 settlement days, totaling 179,246 fail shares and peaking at 85,526 shares on 2025-11-06. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-02 | 1,328 | $11.75 |
| 2026-10-01 | 186 | $11.76 |
| 2026-09-30 | 41 | $11.81 |
| 2026-09-28 | 101 | $11.90 |
| 2026-09-25 | 880 | $11.92 |
| 2026-09-24 | 471 | $11.98 |
| 2026-08-26 | 253 | $12.38 |
| 2026-08-25 | 253 | $12.36 |
| 2026-08-19 | 6,276 | $12.35 |
| 2026-08-17 | 33 | $12.39 |
| 2026-08-07 | 174 | $12.26 |
| 2026-08-06 | 174 | $12.28 |
| 2026-08-05 | 173 | $12.39 |
| 2026-08-04 | 173 | $12.37 |
| 2026-07-30 | 341 | $12.32 |
| 2026-07-29 | 391 | $12.39 |
| 2026-07-28 | 157 | $12.35 |
| 2026-07-27 | 958 | $12.36 |
| 2026-07-24 | 851 | $12.35 |
| 2026-07-23 | 801 | $12.43 |
| 2026-07-22 | 801 | $12.41 |
| 2026-07-20 | 602 | $12.42 |
| 2026-07-17 | 602 | $12.44 |
| 2026-07-16 | 602 | $12.43 |
| 2026-07-15 | 602 | $12.44 |
| 2026-07-10 | 209 | $12.36 |
| 2026-07-09 | 209 | $12.32 |
| 2026-07-08 | 3,009 | $12.33 |
| 2026-07-07 | 3,009 | $12.34 |
| 2026-07-01 | 779 | $12.42 |
| 2026-06-30 | 11 | $12.40 |
| 2026-06-29 | 21 | $12.36 |
| 2026-06-26 | 23 | $12.32 |
| 2026-06-25 | 23 | $12.29 |
| 2026-06-24 | 23 | $12.30 |
| 2026-06-22 | 55 | $12.32 |
| 2026-06-12 | 573 | $12.29 |
| 2026-06-11 | 673 | $12.23 |
| 2026-06-10 | 88 | $12.24 |
| 2026-06-08 | 357 | $12.26 |
| 2026-05-29 | 92 | $12.38 |
| 2026-05-28 | 466 | $12.40 |
| 2026-05-27 | 313 | $12.39 |
| 2026-05-21 | 2,924 | $12.34 |
| 2026-05-20 | 3,230 | $12.29 |
| 2026-05-15 | 613 | $12.38 |
| 2026-05-14 | 783 | $12.36 |
| 2026-05-13 | 96 | $12.38 |
| 2026-05-12 | 5 | $12.37 |
| 2026-05-11 | 132 | $12.37 |
| 2026-05-08 | 138 | $12.35 |
| 2026-05-06 | 153 | $12.34 |
| 2026-05-04 | 172 | $12.43 |
| 2026-05-01 | 486 | $12.43 |
| 2026-04-30 | 1,323 | $12.34 |
| 2026-04-29 | 1,282 | $12.39 |
| 2026-04-28 | 1,351 | $12.39 |
| 2026-04-27 | 228 | $12.38 |
| 2026-04-24 | 56 | $12.36 |
| 2026-04-23 | 326 | $12.33 |
| 2026-04-22 | 326 | $12.30 |
| 2026-04-21 | 326 | $12.35 |
| 2026-04-20 | 293 | $12.37 |
| 2026-04-08 | 877 | $12.07 |
| 2026-04-07 | 877 | $12.04 |
| 2026-04-01 | 33 | $12.02 |
| 2026-03-31 | 18 | $11.91 |
| 2026-03-12 | 537 | $12.27 |
| 2026-03-05 | 567 | $12.40 |
| 2026-03-04 | 322 | $12.44 |
| 2026-03-03 | 72 | $12.53 |
| 2026-02-20 | 295 | $12.40 |
| 2026-02-19 | 326 | $12.42 |
| 2026-02-18 | 49 | $12.43 |
| 2026-02-17 | 49 | $12.43 |
| 2026-02-13 | 36 | $12.33 |
| 2026-01-29 | 427 | $12.33 |
| 2026-01-28 | 435 | $12.34 |
| 2026-01-22 | 89 | $12.24 |
| 2026-01-12 | 132 | $12.10 |
| 2026-01-09 | 7,474 | $12.07 |
| 2026-01-05 | 241 | $12.00 |
| 2026-01-02 | 9 | $11.93 |
| 2025-12-31 | 327 | $11.96 |
| 2025-12-30 | 1,555 | $12.01 |
| 2025-12-29 | 551 | $12.04 |
| 2025-12-22 | 37 | $11.97 |
| 2025-12-17 | 185 | $11.93 |
| 2025-12-11 | 133 | $11.94 |
| 2025-12-10 | 135 | $11.93 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37954Y806 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.