Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37954Y855
Over the rolling 12-month window, securities of GLOBAL X FDS GLOBAL X LITHIUM failed to deliver in the NSCC's Continuous Net Settlement system on 109 settlement days, totaling 1,785,535 fail shares and peaking at 585,799 shares on 2025-07-15. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-30 | 91 | $68.54 |
| 2026-09-03 | 17 | $74.26 |
| 2026-09-02 | 15,113 | $74.71 |
| 2026-09-01 | 4,449 | $76.37 |
| 2026-08-21 | 2 | $74.58 |
| 2026-08-19 | 62 | $74.02 |
| 2026-08-18 | 127 | $76.24 |
| 2026-08-14 | 2 | $74.66 |
| 2026-08-12 | 64 | $74.11 |
| 2026-08-06 | 1,984 | $72.65 |
| 2026-07-30 | 97 | $66.74 |
| 2026-07-24 | 2 | $69.02 |
| 2026-07-22 | 2,108 | $69.08 |
| 2026-07-21 | 1,635 | $66.92 |
| 2026-07-17 | 249 | $68.86 |
| 2026-07-16 | 630 | $71.06 |
| 2026-07-13 | 11,052 | $72.32 |
| 2026-06-26 | 2 | $78.45 |
| 2026-06-25 | 168 | $78.91 |
| 2026-06-24 | 855 | $78.43 |
| 2026-06-16 | 10,453 | $84.08 |
| 2026-06-02 | 33 | $86.09 |
| 2026-06-01 | 57 | $87.15 |
| 2026-05-29 | 61,476 | $87.50 |
| 2026-05-27 | 1 | $86.35 |
| 2026-05-26 | 400 | $85.28 |
| 2026-05-19 | 44,782 | $83.03 |
| 2026-05-18 | 200 | $84.08 |
| 2026-05-14 | 44,427 | $89.58 |
| 2026-05-13 | 77,182 | $89.47 |
| 2026-05-12 | 193,538 | $91.62 |
| 2026-05-11 | 186,289 | $90.17 |
| 2026-05-08 | 17,737 | $89.35 |
| 2026-05-07 | 2,970 | $91.52 |
| 2026-05-06 | 430 | $88.45 |
| 2026-05-05 | 575 | $87.12 |
| 2026-05-04 | 5,951 | $88.72 |
| 2026-05-01 | 10 | $88.24 |
| 2026-04-29 | 15,154 | $83.77 |
| 2026-04-28 | 32,455 | $84.95 |
| 2026-04-27 | 29,445 | $83.79 |
| 2026-04-24 | 39,400 | $82.15 |
| 2026-04-23 | 348 | $84.77 |
| 2026-04-22 | 3,004 | $83.03 |
| 2026-04-20 | 3,615 | $83.23 |
| 2026-04-16 | 1,431 | $79.64 |
| 2026-04-13 | 1,976 | $77.90 |
| 2026-04-09 | 31,218 | $76.71 |
| 2026-04-02 | 31,840 | $74.44 |
| 2026-04-01 | 1,742 | $74.35 |
| 2026-03-25 | 28 | $70.74 |
| 2026-03-10 | 178 | $71.43 |
| 2026-02-27 | 1,126 | $75.77 |
| 2026-02-25 | 2,388 | $75.59 |
| 2026-02-23 | 1,345 | $73.12 |
| 2026-02-19 | 130 | $73.84 |
| 2026-02-17 | 575 | $72.70 |
| 2026-02-12 | 2,074 | $73.75 |
| 2026-02-09 | 57 | $71.09 |
| 2026-02-03 | 779 | $70.12 |
| 2026-01-30 | 12 | $73.62 |
| 2026-01-28 | 2,512 | $75.20 |
| 2026-01-21 | 990 | $70.00 |
| 2026-01-14 | 1,374 | $70.51 |
| 2026-01-12 | 1,705 | $68.21 |
| 2026-01-09 | 74 | $68.08 |
| 2026-01-08 | 1,414 | $68.99 |
| 2025-12-30 | 200 | $65.73 |
| 2025-12-22 | 405 | $64.09 |
| 2025-12-12 | 14 | $65.13 |
| 2025-12-11 | 83 | $65.22 |
| 2025-12-09 | 5,233 | $63.81 |
| 2025-12-04 | 361 | $63.08 |
| 2025-12-01 | 295 | $63.46 |
| 2025-11-24 | 1 | $60.29 |
| 2025-11-19 | 4 | $62.52 |
| 2025-11-17 | 1,022 | $63.77 |
| 2025-11-03 | 8,532 | $62.32 |
| 2025-10-30 | 33,269 | $62.05 |
| 2025-10-28 | 7 | $59.38 |
| 2025-10-27 | 1,086 | $61.03 |
| 2025-10-21 | 60,961 | $57.65 |
| 2025-10-20 | 220 | $56.84 |
| 2025-10-17 | 128 | $57.42 |
| 2025-10-16 | 50,338 | $57.34 |
| 2025-10-15 | 24 | $57.27 |
| 2025-10-14 | 14,921 | $58.22 |
| 2025-10-10 | 13 | $59.12 |
| 2025-10-09 | 13,206 | $59.69 |
| 2025-10-08 | 8,732 | $58.76 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37954Y855 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.