Federal Data Hub › SEC Fails-to-Deliver · JSON

GLOBAL X FDS GOLD MINERS ETF (AUAU)

Fails-to-deliver · CUSIP 37960A164

Over the rolling 12-month window, securities of GLOBAL X FDS GOLD MINERS ETF failed to deliver in the NSCC's Continuous Net Settlement system on 74 settlement days, totaling 269,056 fail shares and peaking at 36,171 shares on 2026-01-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.

Recent daily fails

Settlement dateFail sharesPrice
2026-10-14478$37.53
2026-10-13283$38.09
2026-09-25570$39.67
2026-09-23269$42.05
2026-09-229$40.78
2026-09-21131$41.11
2026-09-02110$40.84
2026-08-31342$43.00
2026-08-287$44.64
2026-08-25120$44.58
2026-08-2437$44.29
2026-08-217$42.97
2026-08-207$41.76
2026-08-195$38.56
2026-08-115$39.09
2026-08-105$38.66
2026-07-2813$32.64
2026-07-2713$32.35
2026-07-1514$32.13
2026-07-1048$32.52
2026-07-09147$31.61
2026-07-0115$32.34
2026-06-3030$32.48
2026-06-2682$32.71
2026-06-2569$32.26
2026-06-2352$35.35
2026-06-22106$35.81
2026-06-1844$36.77
2026-06-15160$34.62
2026-06-12331$33.63
2026-06-107$33.59
2026-06-0986$34.04
2026-06-08199$34.27
2026-06-05202$37.39
2026-06-0484$36.85
2026-06-0174$38.51
2026-05-18527$37.93
2026-05-11572$40.83
2026-05-08682$39.68
2026-05-07657$39.91
2026-04-30105$37.40
2026-04-29252$38.31
2026-04-28237$40.04
2026-04-27300$40.63
2026-04-2467$40.07
2026-04-2314$40.91
2026-04-22113$40.32
2026-04-21203$42.78
2026-04-17120$42.06
2026-04-16115$42.27
2026-04-092$42.23
2026-04-0812$40.73
2026-04-0710$40.46
2026-04-06236$40.78
2026-04-02318$41.19
2026-03-258,881$36.14
2026-03-248,908$35.83
2026-03-239,648$34.68
2026-03-2010,246$35.98
2026-03-19122$38.28
2026-03-16353$40.49
2026-03-1338$42.91
2026-03-12298$43.77
2026-03-05179$45.73
2026-03-04443$45.52
2026-03-02765$49.81
2026-02-2330$45.23
2026-02-2073$44.67
2026-02-18167$43.31
2026-02-17111$44.47
2026-02-11345$44.35
2026-02-1055$44.11
2026-02-061,997$39.76
2026-02-05291$42.32
2026-02-043$42.45
2026-02-03109$40.50
2026-02-0231,796$40.60
2026-01-3036,171$46.43
2026-01-29114$48.28
2026-01-2823,324$46.75
2026-01-27233$46.30
2026-01-261,254$45.89
2026-01-231,155$45.00
2026-01-22669$43.47
2026-01-21494$43.79
2026-01-20363$41.46
2026-01-15688$41.43
2026-01-14821$41.32
2026-01-13464$40.83
2026-01-1229$39.44

Showing 90 most recent of 110.

About this data

A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A164 links to this security's other federal filings across the hub.

Source: SEC Fails-to-Deliver Data. License: CC0 1.0.