Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A206
Over the rolling 12-month window, securities of GLOBAL X FDS S&P 500 RISK MANA failed to deliver in the NSCC's Continuous Net Settlement system on 77 settlement days, totaling 38,491 fail shares and peaking at 3,633 shares on 2025-06-25. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 12 | $17.36 |
| 2026-10-13 | 1,772 | $17.37 |
| 2026-10-09 | 1,672 | $17.37 |
| 2026-10-08 | 460 | $17.37 |
| 2026-10-07 | 680 | $17.36 |
| 2026-10-06 | 220 | $17.35 |
| 2026-10-05 | 640 | $17.32 |
| 2026-10-02 | 640 | $17.26 |
| 2026-10-01 | 968 | $17.25 |
| 2026-09-23 | 486 | $17.29 |
| 2026-09-21 | 974 | $17.39 |
| 2026-09-18 | 21,912 | $17.38 |
| 2026-09-17 | 63,712 | $17.19 |
| 2026-09-16 | 10,824 | $17.28 |
| 2026-09-15 | 11,684 | $17.33 |
| 2026-09-10 | 164,852 | $17.31 |
| 2026-09-09 | 175 | $17.35 |
| 2026-09-04 | 100 | $17.36 |
| 2026-09-03 | 100 | $17.30 |
| 2026-08-21 | 190 | $17.41 |
| 2026-08-20 | 190 | $17.43 |
| 2026-08-14 | 20 | $17.43 |
| 2026-08-06 | 2,092 | $17.38 |
| 2026-08-05 | 3,926 | $17.38 |
| 2026-08-03 | 22 | $17.24 |
| 2026-07-31 | 780 | $17.22 |
| 2026-07-27 | 1 | $17.15 |
| 2026-07-21 | 4 | $17.16 |
| 2026-07-20 | 1 | $17.36 |
| 2026-07-16 | 6 | $17.38 |
| 2026-07-15 | 6 | $17.36 |
| 2026-07-14 | 6 | $17.33 |
| 2026-07-13 | 706 | $17.37 |
| 2026-07-10 | 680 | $17.33 |
| 2026-07-06 | 60 | $17.22 |
| 2026-07-02 | 1 | $17.23 |
| 2026-06-29 | 69 | $17.07 |
| 2026-06-26 | 68 | $17.05 |
| 2026-06-22 | 700 | $17.33 |
| 2026-06-18 | 98 | $17.31 |
| 2026-06-17 | 98 | $17.33 |
| 2026-06-15 | 52 | $17.25 |
| 2026-06-12 | 837 | $17.17 |
| 2026-06-11 | 773 | $17.03 |
| 2026-06-10 | 85 | $17.15 |
| 2026-06-09 | 85 | $17.20 |
| 2026-05-20 | 540 | $17.08 |
| 2026-05-19 | 540 | $17.12 |
| 2026-05-18 | 1,056 | $17.30 |
| 2026-04-22 | 158 | $17.07 |
| 2026-04-21 | 158 | $17.09 |
| 2026-04-20 | 158 | $17.30 |
| 2026-04-17 | 158 | $17.19 |
| 2026-04-06 | 10 | $16.98 |
| 2026-04-02 | 10 | $16.97 |
| 2026-04-01 | 24 | $16.90 |
| 2026-03-31 | 24 | $16.77 |
| 2026-03-23 | 632 | $16.99 |
| 2026-03-10 | 149 | $17.72 |
| 2026-02-23 | 379 | $17.97 |
| 2026-02-20 | 378 | $17.84 |
| 2026-02-13 | 294 | $17.80 |
| 2026-02-12 | 398 | $17.96 |
| 2026-02-11 | 398 | $17.96 |
| 2026-02-09 | 991 | $17.88 |
| 2026-02-06 | 395 | $17.70 |
| 2026-02-05 | 29 | $17.82 |
| 2026-02-02 | 29 | $17.91 |
| 2026-01-30 | 229 | $17.92 |
| 2026-01-20 | 269 | $18.03 |
| 2026-01-08 | 173 | $17.97 |
| 2026-01-07 | 235 | $18.03 |
| 2026-01-05 | 168 | $17.90 |
| 2025-12-22 | 163 | $18.00 |
| 2025-12-19 | 35 | $17.94 |
| 2025-12-18 | 89 | $17.96 |
| 2025-12-16 | 329 | $17.90 |
| 2025-12-12 | 507 | $17.94 |
| 2025-12-09 | 43 | $17.90 |
| 2025-12-08 | 46 | $17.85 |
| 2025-12-05 | 131 | $17.92 |
| 2025-12-04 | 179 | $17.85 |
| 2025-12-01 | 39 | $17.83 |
| 2025-11-28 | 6 | $17.80 |
| 2025-11-19 | 199 | $17.77 |
| 2025-11-14 | 96 | $17.82 |
| 2025-11-13 | 96 | $17.87 |
| 2025-11-12 | 96 | $17.89 |
| 2025-11-06 | 320 | $17.80 |
| 2025-11-05 | 520 | $17.82 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A206 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.