Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A222
Over the rolling 12-month window, securities of GLOBAL X FUNDS GLOBAL X CLIMAT failed to deliver in the NSCC's Continuous Net Settlement system on 72 settlement days, totaling 98,065 fail shares and peaking at 22,555 shares on 2025-11-17. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-06 | 1 | $56.54 |
| 2026-09-22 | 1 | $57.40 |
| 2026-09-21 | 1 | $56.39 |
| 2026-09-14 | 23 | $58.53 |
| 2026-09-11 | 11 | $57.80 |
| 2026-08-21 | 16 | $56.80 |
| 2026-08-20 | 55 | $57.86 |
| 2026-08-19 | 142 | $56.91 |
| 2026-08-06 | 68 | $57.40 |
| 2026-07-31 | 171 | $54.30 |
| 2026-07-10 | 1 | $59.83 |
| 2026-06-26 | 160 | $63.51 |
| 2026-06-24 | 4 | $65.16 |
| 2026-06-22 | 91 | $68.73 |
| 2026-06-18 | 94 | $66.34 |
| 2026-06-04 | 762 | $75.93 |
| 2026-06-03 | 1,673 | $78.11 |
| 2026-06-02 | 815 | $76.44 |
| 2026-05-26 | 101 | $73.93 |
| 2026-05-22 | 94 | $72.65 |
| 2026-05-15 | 43 | $72.92 |
| 2026-05-14 | 117 | $72.53 |
| 2026-05-13 | 178 | $70.57 |
| 2026-05-12 | 121 | $72.76 |
| 2026-05-11 | 1 | $70.87 |
| 2026-05-06 | 128 | $70.68 |
| 2026-05-05 | 118 | $68.31 |
| 2026-04-24 | 89 | $66.48 |
| 2026-04-23 | 106 | $66.66 |
| 2026-04-22 | 1,096 | $64.53 |
| 2026-04-15 | 264 | $62.87 |
| 2026-04-14 | 122 | $61.17 |
| 2026-04-07 | 13 | $57.93 |
| 2026-03-27 | 61 | $57.23 |
| 2026-03-26 | 854 | $59.31 |
| 2026-03-25 | 898 | $57.90 |
| 2026-03-20 | 444 | $59.13 |
| 2026-03-19 | 1,677 | $58.30 |
| 2026-03-18 | 1,202 | $59.46 |
| 2026-03-13 | 184 | $58.30 |
| 2026-03-12 | 77 | $58.90 |
| 2026-03-10 | 2 | $57.35 |
| 2026-03-05 | 526 | $58.14 |
| 2026-03-02 | 67 | $58.60 |
| 2026-02-23 | 193 | $60.30 |
| 2026-02-13 | 1 | $58.38 |
| 2026-02-04 | 214 | $62.51 |
| 2026-02-02 | 612 | $61.36 |
| 2026-01-29 | 50 | $64.61 |
| 2026-01-27 | 514 | $62.02 |
| 2026-01-23 | 469 | $62.26 |
| 2026-01-22 | 4 | $60.23 |
| 2026-01-16 | 66 | $58.95 |
| 2026-01-15 | 76 | $58.49 |
| 2026-01-14 | 126 | $59.17 |
| 2026-01-13 | 685 | $58.79 |
| 2026-01-07 | 12 | $56.98 |
| 2026-01-06 | 33 | $56.73 |
| 2026-01-05 | 23 | $56.00 |
| 2025-12-23 | 618 | $55.80 |
| 2025-12-15 | 614 | $55.46 |
| 2025-12-11 | 101 | $56.78 |
| 2025-12-04 | 99 | $54.66 |
| 2025-12-03 | 557 | $54.70 |
| 2025-11-21 | 195 | $52.01 |
| 2025-11-20 | 17,901 | $54.33 |
| 2025-11-19 | 19,059 | $54.91 |
| 2025-11-18 | 20,813 | $55.43 |
| 2025-11-17 | 22,555 | $57.06 |
| 2025-10-22 | 969 | $56.10 |
| 2025-10-15 | 131 | $57.33 |
| 2025-10-14 | 45 | $56.56 |
| 2025-10-10 | 1 | $55.04 |
| 2025-10-09 | 7 | $54.33 |
| 2025-10-08 | 190 | $53.94 |
| 2025-10-07 | 386 | $54.94 |
| 2025-10-06 | 300 | $54.41 |
| 2025-10-03 | 202 | $53.27 |
| 2025-10-01 | 343 | $50.24 |
| 2025-09-30 | 85 | $49.88 |
| 2025-09-29 | 400 | $49.49 |
| 2025-09-26 | 4 | $49.65 |
| 2025-09-24 | 96 | $49.74 |
| 2025-09-23 | 374 | $50.71 |
| 2025-09-22 | 236 | $49.65 |
| 2025-09-08 | 38 | $44.78 |
| 2025-09-05 | 14 | $43.33 |
| 2025-09-04 | 15 | $43.13 |
| 2025-09-03 | 9 | $42.68 |
| 2025-09-02 | 47 | $43.67 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A222 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.