Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A438
Over the rolling 12-month window, securities of GLOBAL X FDS GLOBAL X 1-3 MONT failed to deliver in the NSCC's Continuous Net Settlement system on 72 settlement days, totaling 1,125,266 fail shares and peaking at 853,968 shares on 2026-03-31. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 501 | $100.17 |
| 2026-10-08 | 80 | $100.10 |
| 2026-09-15 | 20,765 | $100.17 |
| 2026-09-14 | 3,139 | $100.18 |
| 2026-08-31 | 36 | $100.35 |
| 2026-08-28 | 5 | $100.33 |
| 2026-08-25 | 2,685 | $100.30 |
| 2026-07-09 | 148 | $100.12 |
| 2026-07-08 | 717 | $100.12 |
| 2026-07-07 | 243 | $100.10 |
| 2026-07-01 | 2,738 | $100.34 |
| 2026-06-29 | 705 | $100.34 |
| 2026-06-24 | 1,001 | $100.28 |
| 2026-06-11 | 3,017 | $100.14 |
| 2026-06-02 | 202 | $100.07 |
| 2026-05-04 | 6,027 | $100.09 |
| 2026-04-29 | 1,378 | $100.34 |
| 2026-04-01 | 10,970 | $100.36 |
| 2026-03-31 | 853,968 | $100.35 |
| 2026-03-03 | 12,648 | $100.08 |
| 2026-03-02 | 1,421 | $100.37 |
| 2026-02-27 | 392 | $100.35 |
| 2026-02-25 | 56 | $100.33 |
| 2026-02-24 | 2,006 | $100.32 |
| 2026-02-13 | 750 | $100.20 |
| 2026-02-05 | 1 | $100.13 |
| 2026-01-30 | 257 | $100.36 |
| 2026-01-21 | 1,567 | $100.28 |
| 2026-01-20 | 1,673 | $100.28 |
| 2026-01-15 | 200 | $100.24 |
| 2026-01-12 | 671 | $100.21 |
| 2026-01-09 | 518 | $100.17 |
| 2026-01-08 | 27 | $100.16 |
| 2026-01-06 | 150 | $100.14 |
| 2025-12-31 | 4 | $100.09 |
| 2025-12-26 | 37,419 | $100.36 |
| 2025-12-04 | 64 | $100.11 |
| 2025-12-02 | 302 | $100.09 |
| 2025-12-01 | 538 | $100.41 |
| 2025-11-25 | 365 | $100.33 |
| 2025-11-24 | 21 | $100.32 |
| 2025-11-20 | 13,977 | $100.28 |
| 2025-11-18 | 65,867 | $100.28 |
| 2025-11-13 | 238 | $100.21 |
| 2025-11-06 | 34,850 | $100.15 |
| 2025-11-05 | 777 | $100.13 |
| 2025-11-04 | 519 | $100.10 |
| 2025-11-03 | 83 | $100.43 |
| 2025-10-30 | 11,536 | $100.40 |
| 2025-10-22 | 350 | $100.30 |
| 2025-10-14 | 925 | $100.21 |
| 2025-09-30 | 2 | $100.41 |
| 2025-09-29 | 5 | $100.40 |
| 2025-09-19 | 1,926 | $100.31 |
| 2025-09-18 | 15 | $100.29 |
| 2025-09-12 | 50 | $100.21 |
| 2025-09-11 | 50 | $100.19 |
| 2025-09-04 | 17,679 | $100.10 |
| 2025-09-03 | 97 | $100.11 |
| 2025-08-28 | 115 | $100.37 |
| 2025-08-22 | 21 | $100.30 |
| 2025-08-21 | 383 | $100.29 |
| 2025-08-01 | 596 | $100.40 |
| 2025-07-31 | 73 | $100.41 |
| 2025-07-30 | 68 | $100.39 |
| 2025-07-16 | 122 | $100.22 |
| 2025-07-15 | 232 | $100.21 |
| 2025-07-11 | 5,246 | $100.18 |
| 2025-07-10 | 6,052 | $100.15 |
| 2025-07-08 | 4,874 | $100.13 |
| 2025-07-07 | 1,314 | $100.13 |
| 2025-07-03 | 1,299 | $100.08 |
| 2025-07-02 | 2,166 | $100.04 |
| 2025-06-27 | 10 | $100.35 |
| 2025-06-25 | 58 | $100.32 |
| 2025-06-24 | 3,009 | $100.31 |
| 2025-06-23 | 2,133 | $100.29 |
| 2025-06-20 | 7 | $100.26 |
| 2025-06-18 | 270 | $100.26 |
| 2025-06-17 | 971 | $100.22 |
| 2025-06-16 | 504 | $100.24 |
| 2025-06-13 | 79 | $100.19 |
| 2025-06-10 | 5,393 | $100.15 |
| 2025-06-09 | 1,159 | $100.16 |
| 2025-06-06 | 729 | $100.12 |
| 2025-06-03 | 1,579 | $100.08 |
| 2025-06-02 | 4,465 | $100.42 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A438 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.