Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A479
Over the rolling 12-month window, securities of GLOBAL X FDS MLP & ENERGY INFR failed to deliver in the NSCC's Continuous Net Settlement system on 199 settlement days, totaling 250,646 fail shares and peaking at 19,559 shares on 2025-10-14. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-01 | 9,827 | $23.92 |
| 2026-09-28 | 14 | $24.30 |
| 2026-09-25 | 17,411 | $24.61 |
| 2026-09-24 | 92 | $24.72 |
| 2026-09-08 | 644 | $25.21 |
| 2026-09-03 | 80 | $25.23 |
| 2026-09-02 | 5 | $25.15 |
| 2026-08-28 | 836 | $24.94 |
| 2026-08-25 | 95,816 | $24.96 |
| 2026-08-17 | 43 | $25.15 |
| 2026-08-14 | 43 | $24.94 |
| 2026-08-12 | 198 | $24.74 |
| 2026-08-11 | 197 | $24.65 |
| 2026-08-06 | 1,005 | $24.44 |
| 2026-08-05 | 985 | $24.71 |
| 2026-07-23 | 244 | $25.05 |
| 2026-07-22 | 274 | $24.93 |
| 2026-07-20 | 251 | $25.10 |
| 2026-07-10 | 1 | $25.11 |
| 2026-07-08 | 2 | $25.00 |
| 2026-07-07 | 2 | $24.93 |
| 2026-07-06 | 2 | $24.89 |
| 2026-07-02 | 270 | $24.83 |
| 2026-07-01 | 20 | $24.93 |
| 2026-06-30 | 147 | $24.99 |
| 2026-06-29 | 335 | $24.98 |
| 2026-06-22 | 889 | $24.95 |
| 2026-06-18 | 1,468 | $24.84 |
| 2026-06-17 | 1,062 | $24.89 |
| 2026-06-16 | 949 | $25.22 |
| 2026-06-15 | 5 | $25.34 |
| 2026-06-04 | 14 | $25.05 |
| 2026-06-03 | 241 | $24.99 |
| 2026-06-02 | 1,169 | $24.73 |
| 2026-06-01 | 987 | $24.61 |
| 2026-05-29 | 225 | $25.07 |
| 2026-05-21 | 460 | $25.36 |
| 2026-05-20 | 460 | $25.43 |
| 2026-05-19 | 836 | $25.43 |
| 2026-05-18 | 2,312 | $25.64 |
| 2026-05-15 | 714 | $25.41 |
| 2026-05-14 | 637 | $25.38 |
| 2026-05-12 | 9 | $25.43 |
| 2026-05-11 | 9 | $25.27 |
| 2026-05-08 | 695 | $25.28 |
| 2026-05-07 | 705 | $25.24 |
| 2026-05-06 | 686 | $25.37 |
| 2026-05-05 | 686 | $25.38 |
| 2026-04-21 | 3 | $24.70 |
| 2026-04-20 | 1,042 | $24.94 |
| 2026-04-17 | 100 | $25.08 |
| 2026-04-16 | 570 | $24.98 |
| 2026-04-15 | 575 | $25.10 |
| 2026-04-14 | 574 | $25.25 |
| 2026-04-13 | 940 | $25.46 |
| 2026-04-10 | 5 | $25.55 |
| 2026-04-08 | 5 | $25.68 |
| 2026-04-07 | 34 | $25.40 |
| 2026-04-06 | 34 | $25.60 |
| 2026-04-02 | 180 | $25.46 |
| 2026-04-01 | 175 | $25.54 |
| 2026-03-30 | 467 | $25.62 |
| 2026-03-27 | 892 | $25.81 |
| 2026-03-23 | 519 | $25.70 |
| 2026-03-20 | 63 | $25.84 |
| 2026-03-19 | 11 | $25.76 |
| 2026-03-10 | 98 | $25.72 |
| 2026-03-09 | 697 | $25.73 |
| 2026-03-06 | 799 | $25.63 |
| 2026-03-05 | 2,712 | $25.74 |
| 2026-03-03 | 4 | $25.72 |
| 2026-03-02 | 751 | $25.59 |
| 2026-02-25 | 74 | $25.44 |
| 2026-02-24 | 57 | $25.43 |
| 2026-02-23 | 882 | $25.64 |
| 2026-02-20 | 278 | $25.61 |
| 2026-02-19 | 1,131 | $25.60 |
| 2026-02-18 | 421 | $25.56 |
| 2026-02-17 | 277 | $25.50 |
| 2026-02-13 | 394 | $25.48 |
| 2026-02-12 | 1,892 | $25.58 |
| 2026-02-11 | 528 | $25.55 |
| 2026-02-10 | 394 | $25.44 |
| 2026-02-06 | 1,117 | $25.38 |
| 2026-02-05 | 1,484 | $25.37 |
| 2026-02-04 | 510 | $25.45 |
| 2026-02-03 | 312 | $25.33 |
| 2026-02-02 | 1,368 | $25.40 |
| 2026-01-30 | 673 | $25.45 |
| 2026-01-29 | 435 | $25.31 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A479 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.