Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A503
Over the rolling 12-month window, securities of GLOBAL X FDS NASDAQ 100 RISK M failed to deliver in the NSCC's Continuous Net Settlement system on 50 settlement days, totaling 10,571 fail shares and peaking at 1,256 shares on 2025-09-12. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-09-28 | 134 | $15.26 |
| 2026-09-25 | 134 | $15.23 |
| 2026-09-18 | 386 | $15.34 |
| 2026-09-11 | 336 | $15.17 |
| 2026-08-31 | 1 | $15.19 |
| 2026-08-24 | 2,694 | $15.29 |
| 2026-07-27 | 1 | $15.02 |
| 2026-07-09 | 1 | $15.40 |
| 2026-07-08 | 694 | $15.36 |
| 2026-07-07 | 857 | $15.51 |
| 2026-07-06 | 919 | $15.42 |
| 2026-06-30 | 112 | $15.49 |
| 2026-06-29 | 225 | $15.40 |
| 2026-06-17 | 279 | $15.66 |
| 2026-06-16 | 610 | $15.65 |
| 2026-06-15 | 793 | $15.59 |
| 2026-06-04 | 201 | $15.63 |
| 2026-06-03 | 229 | $15.60 |
| 2026-06-02 | 229 | $15.59 |
| 2026-06-01 | 229 | $15.58 |
| 2026-05-26 | 16 | $15.49 |
| 2026-05-19 | 4 | $15.39 |
| 2026-05-18 | 4 | $15.56 |
| 2026-05-14 | 34 | $15.56 |
| 2026-05-13 | 34 | $15.55 |
| 2026-05-12 | 34 | $15.56 |
| 2026-05-11 | 34 | $15.56 |
| 2026-05-07 | 2 | $15.55 |
| 2026-03-27 | 182 | $15.05 |
| 2026-03-02 | 1 | $15.66 |
| 2026-02-23 | 1,048 | $15.82 |
| 2026-02-20 | 989 | $15.70 |
| 2026-02-18 | 16 | $15.69 |
| 2026-02-17 | 16 | $15.74 |
| 2026-02-13 | 16 | $15.75 |
| 2026-02-05 | 313 | $15.82 |
| 2026-02-04 | 313 | $15.91 |
| 2026-01-30 | 39 | $16.00 |
| 2026-01-29 | 73 | $16.03 |
| 2026-01-28 | 72 | $16.00 |
| 2026-01-23 | 114 | $15.92 |
| 2026-01-22 | 114 | $15.89 |
| 2026-01-14 | 518 | $16.17 |
| 2026-01-12 | 3 | $16.16 |
| 2026-01-06 | 106 | $16.06 |
| 2026-01-05 | 94 | $16.00 |
| 2026-01-02 | 92 | $16.02 |
| 2025-12-31 | 92 | $16.03 |
| 2025-12-29 | 1,173 | $16.06 |
| 2025-12-26 | 255 | $16.05 |
| 2025-12-24 | 255 | $16.03 |
| 2025-12-23 | 255 | $16.00 |
| 2025-12-22 | 160 | $16.14 |
| 2025-12-17 | 163 | $16.01 |
| 2025-12-15 | 163 | $16.01 |
| 2025-12-12 | 110 | $16.01 |
| 2025-12-09 | 266 | $16.00 |
| 2025-12-04 | 1 | $15.97 |
| 2025-12-01 | 216 | $15.95 |
| 2025-11-28 | 210 | $15.94 |
| 2025-11-20 | 167 | $16.04 |
| 2025-11-19 | 136 | $16.00 |
| 2025-11-05 | 59 | $16.08 |
| 2025-10-17 | 200 | $15.97 |
| 2025-10-01 | 1 | $15.85 |
| 2025-09-23 | 279 | $15.83 |
| 2025-09-15 | 407 | $15.92 |
| 2025-09-12 | 1,256 | $15.91 |
| 2025-09-09 | 254 | $15.83 |
| 2025-09-02 | 212 | $15.71 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A503 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.