Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A511
Over the rolling 12-month window, securities of GLOBAL X FDS GLOBAL X DOW 30 C failed to deliver in the NSCC's Continuous Net Settlement system on 148 settlement days, totaling 48,735 fail shares and peaking at 2,907 shares on 2025-09-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 91 | $28.03 |
| 2026-09-30 | 794 | $27.78 |
| 2026-09-29 | 147 | $27.83 |
| 2026-09-28 | 257 | $27.99 |
| 2026-09-21 | 20 | $27.97 |
| 2026-09-18 | 20 | $28.04 |
| 2026-08-28 | 119 | $28.80 |
| 2026-08-20 | 107 | $28.69 |
| 2026-08-19 | 35 | $28.67 |
| 2026-08-14 | 4 | $28.80 |
| 2026-08-13 | 319 | $28.75 |
| 2026-08-10 | 33 | $28.79 |
| 2026-08-07 | 189 | $28.75 |
| 2026-08-06 | 186 | $28.91 |
| 2026-08-05 | 23 | $28.80 |
| 2026-07-27 | 72 | $27.90 |
| 2026-07-24 | 29 | $27.78 |
| 2026-07-23 | 4 | $28.03 |
| 2026-07-22 | 7 | $28.01 |
| 2026-07-21 | 25 | $27.85 |
| 2026-07-20 | 52 | $28.06 |
| 2026-07-17 | 46 | $28.08 |
| 2026-07-16 | 43 | $28.10 |
| 2026-07-15 | 43 | $28.06 |
| 2026-07-13 | 178 | $28.10 |
| 2026-07-10 | 178 | $28.00 |
| 2026-07-09 | 179 | $27.96 |
| 2026-07-08 | 179 | $28.15 |
| 2026-07-07 | 354 | $28.17 |
| 2026-07-06 | 190 | $28.09 |
| 2026-07-02 | 58 | $27.91 |
| 2026-06-26 | 55 | $27.58 |
| 2026-06-24 | 66 | $27.55 |
| 2026-06-08 | 918 | $27.38 |
| 2026-06-01 | 10 | $27.40 |
| 2026-05-28 | 259 | $27.26 |
| 2026-05-11 | 1 | $26.80 |
| 2026-05-08 | 76 | $26.76 |
| 2026-05-07 | 86 | $26.94 |
| 2026-05-06 | 785 | $26.64 |
| 2026-05-05 | 85 | $26.47 |
| 2026-05-04 | 164 | $26.74 |
| 2026-04-28 | 143 | $26.55 |
| 2026-04-27 | 143 | $26.55 |
| 2026-04-24 | 216 | $26.56 |
| 2026-04-23 | 227 | $26.63 |
| 2026-04-22 | 1 | $26.51 |
| 2026-04-21 | 1 | $26.60 |
| 2026-04-20 | 81 | $26.70 |
| 2026-04-17 | 80 | $26.33 |
| 2026-04-16 | 80 | $26.30 |
| 2026-04-15 | 297 | $26.31 |
| 2026-04-14 | 2 | $26.22 |
| 2026-04-13 | 2 | $26.12 |
| 2026-04-10 | 2 | $26.17 |
| 2026-02-27 | 8 | $27.26 |
| 2026-02-26 | 59 | $27.24 |
| 2026-02-25 | 23 | $27.10 |
| 2026-02-23 | 75 | $27.31 |
| 2026-02-20 | 91 | $27.19 |
| 2026-02-19 | 14 | $27.30 |
| 2026-02-18 | 15 | $27.21 |
| 2026-02-12 | 409 | $27.39 |
| 2026-02-11 | 599 | $27.39 |
| 2026-02-10 | 484 | $27.36 |
| 2026-02-04 | 16 | $27.00 |
| 2026-02-03 | 12 | $27.07 |
| 2026-01-30 | 40 | $26.87 |
| 2026-01-29 | 147 | $26.87 |
| 2026-01-28 | 147 | $26.86 |
| 2026-01-27 | 137 | $27.03 |
| 2026-01-15 | 183 | $27.03 |
| 2025-12-24 | 256 | $28.13 |
| 2025-12-23 | 57 | $28.07 |
| 2025-12-22 | 1,536 | $28.05 |
| 2025-12-19 | 2,535 | $27.98 |
| 2025-12-18 | 1,459 | $27.91 |
| 2025-12-16 | 661 | $28.08 |
| 2025-12-15 | 806 | $28.10 |
| 2025-12-12 | 1,672 | $28.15 |
| 2025-12-11 | 858 | $27.95 |
| 2025-12-10 | 384 | $27.78 |
| 2025-12-02 | 384 | $27.63 |
| 2025-12-01 | 379 | $27.76 |
| 2025-11-28 | 123 | $27.69 |
| 2025-11-26 | 114 | $27.54 |
| 2025-11-25 | 105 | $27.28 |
| 2025-11-24 | 59 | $27.32 |
| 2025-11-21 | 364 | $26.99 |
| 2025-11-20 | 330 | $27.12 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A511 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.