Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A529
Over the rolling 12-month window, securities of GLOBAL X FDS GLOBAL X DEFENSE failed to deliver in the NSCC's Continuous Net Settlement system on 97 settlement days, totaling 16,290,952 fail shares and peaking at 5,509,970 shares on 2025-09-17. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 1,348 | $59.83 |
| 2026-10-09 | 734 | $59.19 |
| 2026-10-06 | 55 | $60.41 |
| 2026-10-05 | 2,635 | $60.23 |
| 2026-10-02 | 421 | $60.14 |
| 2026-10-01 | 422 | $60.08 |
| 2026-09-29 | 6 | $60.82 |
| 2026-09-25 | 1,109 | $61.61 |
| 2026-09-24 | 3 | $62.30 |
| 2026-09-22 | 77 | $63.18 |
| 2026-09-21 | 464 | $62.68 |
| 2026-09-18 | 128 | $62.99 |
| 2026-09-17 | 2,183,895 | $62.67 |
| 2026-09-16 | 5,536 | $62.57 |
| 2026-09-11 | 4,468 | $61.78 |
| 2026-09-10 | 621 | $61.84 |
| 2026-09-09 | 22 | $62.72 |
| 2026-09-08 | 48 | $62.98 |
| 2026-09-03 | 10,773 | $63.11 |
| 2026-09-02 | 10,358 | $64.11 |
| 2026-09-01 | 4,948 | $65.48 |
| 2026-08-31 | 18 | $66.19 |
| 2026-08-28 | 81 | $66.88 |
| 2026-08-27 | 138 | $66.12 |
| 2026-08-26 | 15,415 | $65.65 |
| 2026-08-25 | 192 | $66.02 |
| 2026-08-24 | 35,557 | $67.09 |
| 2026-08-20 | 11,716 | $69.20 |
| 2026-08-19 | 3,625 | $69.82 |
| 2026-08-14 | 42,344 | $70.27 |
| 2026-08-13 | 4,281 | $70.15 |
| 2026-08-12 | 45 | $69.45 |
| 2026-08-11 | 63 | $69.85 |
| 2026-08-10 | 6,744 | $69.04 |
| 2026-08-07 | 6 | $67.78 |
| 2026-08-06 | 15,640 | $67.37 |
| 2026-08-05 | 1,743 | $67.57 |
| 2026-08-03 | 13 | $63.25 |
| 2026-07-31 | 34,677 | $62.77 |
| 2026-07-29 | 1,665 | $63.91 |
| 2026-07-28 | 13,126 | $63.85 |
| 2026-07-24 | 1,128 | $62.75 |
| 2026-07-22 | 6,907 | $60.25 |
| 2026-07-21 | 18 | $60.03 |
| 2026-07-20 | 18 | $60.06 |
| 2026-07-17 | 7,519 | $59.89 |
| 2026-07-15 | 3 | $60.22 |
| 2026-07-07 | 1 | $64.84 |
| 2026-07-06 | 129,776 | $63.96 |
| 2026-07-01 | 10,926 | $59.71 |
| 2026-06-29 | 2,294 | $58.39 |
| 2026-06-26 | 2,495 | $58.20 |
| 2026-06-25 | 3,272 | $58.88 |
| 2026-06-23 | 46 | $60.59 |
| 2026-06-22 | 1,300 | $62.30 |
| 2026-06-18 | 1,609 | $63.83 |
| 2026-06-16 | 6,634 | $63.28 |
| 2026-06-15 | 54,691 | $63.82 |
| 2026-06-12 | 16,231 | $65.15 |
| 2026-06-09 | 238 | $63.07 |
| 2026-06-04 | 104 | $63.31 |
| 2026-06-02 | 1,841 | $65.62 |
| 2026-06-01 | 837 | $67.53 |
| 2026-05-29 | 1,193,911 | $67.92 |
| 2026-05-28 | 445 | $65.53 |
| 2026-05-26 | 10,366 | $65.15 |
| 2026-05-21 | 11,980 | $64.60 |
| 2026-05-19 | 68 | $63.65 |
| 2026-05-14 | 1,115 | $63.79 |
| 2026-05-13 | 4,634 | $64.64 |
| 2026-05-11 | 13,150 | $65.25 |
| 2026-05-07 | 12,658 | $67.96 |
| 2026-05-01 | 118 | $68.21 |
| 2026-04-22 | 10 | $70.49 |
| 2026-04-21 | 3 | $72.99 |
| 2026-04-20 | 92,376 | $73.35 |
| 2026-04-17 | 50,043 | $73.74 |
| 2026-04-16 | 64 | $74.59 |
| 2026-04-13 | 10 | $72.70 |
| 2026-04-07 | 5,827 | $74.78 |
| 2026-04-06 | 659 | $73.96 |
| 2026-04-01 | 755 | $70.84 |
| 2026-03-31 | 126 | $68.30 |
| 2026-03-26 | 1 | $73.53 |
| 2026-03-25 | 157 | $72.19 |
| 2026-03-20 | 4,594 | $75.88 |
| 2026-03-19 | 9,726 | $76.06 |
| 2026-03-16 | 1,682 | $75.61 |
| 2026-03-13 | 1,204,608 | $76.00 |
| 2026-03-12 | 126,719 | $75.64 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A529 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.