Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A602
Over the rolling 12-month window, securities of GLOBAL X FDS NASDAQ 100 COLLAR failed to deliver in the NSCC's Continuous Net Settlement system on 87 settlement days, totaling 27,582 fail shares and peaking at 5,592 shares on 2026-05-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-08-19 | 20 | $28.00 |
| 2026-08-18 | 19 | $28.35 |
| 2026-08-17 | 17 | $28.39 |
| 2026-08-13 | 16 | $28.19 |
| 2026-08-12 | 86 | $28.08 |
| 2026-08-11 | 34 | $28.16 |
| 2026-08-06 | 84 | $28.17 |
| 2026-08-05 | 3 | $28.30 |
| 2026-08-04 | 139 | $27.75 |
| 2026-08-03 | 2 | $27.58 |
| 2026-07-30 | 1 | $27.28 |
| 2026-07-29 | 101 | $27.44 |
| 2026-07-28 | 100 | $27.54 |
| 2026-07-27 | 100 | $27.61 |
| 2026-07-23 | 727 | $28.06 |
| 2026-07-22 | 790 | $28.13 |
| 2026-07-21 | 746 | $27.87 |
| 2026-07-20 | 2 | $27.91 |
| 2026-07-01 | 1 | $28.86 |
| 2026-06-30 | 25 | $28.54 |
| 2026-06-15 | 1,279 | $28.82 |
| 2026-06-12 | 893 | $28.80 |
| 2026-06-11 | 882 | $28.75 |
| 2026-05-19 | 100 | $28.62 |
| 2026-05-04 | 5,592 | $28.40 |
| 2026-05-01 | 1 | $28.32 |
| 2026-04-24 | 21 | $28.07 |
| 2026-04-23 | 20 | $28.13 |
| 2026-04-22 | 1,087 | $27.96 |
| 2026-04-21 | 1,168 | $28.02 |
| 2026-04-20 | 2 | $28.05 |
| 2026-04-17 | 2 | $27.92 |
| 2026-04-16 | 2 | $27.87 |
| 2026-04-14 | 79 | $27.51 |
| 2026-04-13 | 77 | $27.35 |
| 2026-04-10 | 75 | $27.34 |
| 2026-04-01 | 96 | $26.51 |
| 2026-03-30 | 214 | $26.23 |
| 2026-03-27 | 52 | $26.46 |
| 2026-03-26 | 48 | $26.80 |
| 2026-03-02 | 224 | $28.00 |
| 2026-02-27 | 316 | $28.05 |
| 2026-02-26 | 168 | $28.35 |
| 2026-02-04 | 19 | $28.46 |
| 2026-01-22 | 200 | $28.46 |
| 2026-01-21 | 197 | $28.24 |
| 2026-01-20 | 225 | $28.63 |
| 2026-01-16 | 44 | $28.64 |
| 2026-01-09 | 2,278 | $28.61 |
| 2026-01-08 | 125 | $28.69 |
| 2026-01-06 | 3,540 | $28.51 |
| 2026-01-05 | 204 | $28.35 |
| 2026-01-02 | 333 | $28.41 |
| 2025-12-30 | 25 | $32.77 |
| 2025-12-29 | 91 | $32.87 |
| 2025-12-26 | 83 | $32.87 |
| 2025-12-24 | 63 | $32.82 |
| 2025-12-22 | 62 | $32.65 |
| 2025-12-19 | 66 | $32.28 |
| 2025-12-18 | 66 | $31.81 |
| 2025-12-03 | 1 | $33.00 |
| 2025-11-25 | 26 | $32.29 |
| 2025-11-13 | 7 | $32.90 |
| 2025-11-12 | 27 | $32.92 |
| 2025-11-06 | 22 | $32.99 |
| 2025-11-03 | 52 | $33.17 |
| 2025-10-22 | 7 | $32.59 |
| 2025-10-21 | 6 | $32.58 |
| 2025-10-10 | 2 | $32.53 |
| 2025-10-08 | 1,033 | $32.32 |
| 2025-10-07 | 1,060 | $32.46 |
| 2025-10-06 | 1,059 | $32.37 |
| 2025-09-30 | 180 | $32.13 |
| 2025-09-29 | 180 | $32.04 |
| 2025-09-26 | 81 | $31.96 |
| 2025-09-23 | 11 | $32.28 |
| 2025-09-22 | 76 | $32.24 |
| 2025-09-12 | 1 | $32.03 |
| 2025-09-11 | 1 | $31.95 |
| 2025-08-26 | 50 | $31.43 |
| 2025-08-22 | 294 | $31.12 |
| 2025-08-21 | 294 | $31.24 |
| 2025-08-20 | 294 | $31.33 |
| 2025-08-19 | 83 | $31.57 |
| 2025-08-18 | 219 | $31.55 |
| 2025-08-15 | 43 | $31.57 |
| 2025-08-14 | 24 | $31.61 |
| 2025-08-12 | 47 | $31.34 |
| 2025-08-11 | 75 | $31.39 |
| 2025-08-08 | 84 | $31.24 |
Showing 90 most recent of 110.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A602 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.