Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A701
Over the rolling 12-month window, securities of GLOBAL X FDS SOLAR ETF (DE) failed to deliver in the NSCC's Continuous Net Settlement system on 6 settlement days, totaling 3,560 fail shares and peaking at 940 shares on 2025-06-27. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-06-30 | 940 | $8.64 |
| 2025-06-27 | 940 | $8.68 |
| 2025-06-24 | 440 | $8.28 |
| 2025-06-23 | 440 | $8.29 |
| 2025-06-20 | 400 | $8.38 |
| 2025-06-18 | 400 | $8.25 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A701 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.