Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A800
Over the rolling 12-month window, securities of GLOBAL X FDS WIND ENERGY ETF ( failed to deliver in the NSCC's Continuous Net Settlement system on 4 settlement days, totaling 172 fail shares and peaking at 78 shares on 2025-07-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2025-08-08 | 16 | $12.72 |
| 2025-07-24 | 77 | $13.17 |
| 2025-07-23 | 78 | $13.16 |
| 2025-06-02 | 1 | $11.66 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A800 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.