Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A859
Over the rolling 12-month window, securities of GLOBAL X FDS DOW 30 COVERED CA failed to deliver in the NSCC's Continuous Net Settlement system on 161 settlement days, totaling 239,849 fail shares and peaking at 12,467 shares on 2026-02-18. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 1,135 | $22.58 |
| 2026-10-09 | 113 | $22.35 |
| 2026-09-21 | 2,921 | $22.46 |
| 2026-09-17 | 61 | $22.32 |
| 2026-09-10 | 1,052 | $22.73 |
| 2026-09-03 | 2,752 | $22.84 |
| 2026-09-02 | 2,575 | $22.83 |
| 2026-08-24 | 208 | $22.91 |
| 2026-08-20 | 9 | $22.91 |
| 2026-08-05 | 1,958 | $22.77 |
| 2026-08-04 | 5,680 | $22.65 |
| 2026-07-29 | 10,535 | $22.52 |
| 2026-07-27 | 1,204 | $22.25 |
| 2026-07-24 | 312 | $22.23 |
| 2026-07-22 | 2,672 | $22.37 |
| 2026-07-21 | 4,128 | $22.26 |
| 2026-07-20 | 3,639 | $22.49 |
| 2026-07-17 | 6,060 | $22.35 |
| 2026-07-16 | 1,156 | $22.34 |
| 2026-07-13 | 694 | $22.28 |
| 2026-07-09 | 310 | $22.22 |
| 2026-07-08 | 1,705 | $22.29 |
| 2026-07-07 | 2,307 | $22.32 |
| 2026-07-06 | 3,386 | $22.18 |
| 2026-07-02 | 2,686 | $22.08 |
| 2026-06-30 | 2,618 | $22.04 |
| 2026-06-29 | 350 | $21.92 |
| 2026-06-25 | 2,411 | $21.91 |
| 2026-06-24 | 1,264 | $21.89 |
| 2026-06-23 | 2,380 | $21.91 |
| 2026-06-22 | 3,051 | $22.00 |
| 2026-06-18 | 1,355 | $22.04 |
| 2026-06-17 | 849 | $22.08 |
| 2026-06-16 | 3,139 | $22.11 |
| 2026-06-15 | 2,208 | $22.04 |
| 2026-06-11 | 500 | $21.84 |
| 2026-06-10 | 491 | $22.00 |
| 2026-06-08 | 273 | $21.92 |
| 2026-06-05 | 398 | $21.97 |
| 2026-06-04 | 2,317 | $21.97 |
| 2026-06-03 | 2,232 | $21.97 |
| 2026-06-02 | 25 | $21.93 |
| 2026-05-27 | 1,437 | $21.77 |
| 2026-05-26 | 2,083 | $21.79 |
| 2026-05-22 | 2,084 | $21.73 |
| 2026-05-20 | 72 | $21.55 |
| 2026-05-19 | 1,549 | $21.59 |
| 2026-05-18 | 1,701 | $21.75 |
| 2026-05-14 | 722 | $21.67 |
| 2026-05-13 | 815 | $21.76 |
| 2026-05-12 | 934 | $21.65 |
| 2026-05-11 | 1,040 | $21.61 |
| 2026-05-08 | 225 | $21.67 |
| 2026-05-07 | 1,925 | $21.65 |
| 2026-05-06 | 1,806 | $21.47 |
| 2026-05-05 | 1,700 | $21.41 |
| 2026-05-04 | 1,703 | $21.60 |
| 2026-04-30 | 941 | $21.29 |
| 2026-04-29 | 76 | $21.35 |
| 2026-04-28 | 301 | $21.37 |
| 2026-04-27 | 614 | $21.33 |
| 2026-04-24 | 684 | $21.34 |
| 2026-04-23 | 2,601 | $21.48 |
| 2026-04-22 | 5,670 | $21.39 |
| 2026-04-21 | 8,737 | $21.44 |
| 2026-04-20 | 7,897 | $21.59 |
| 2026-04-17 | 1,120 | $21.24 |
| 2026-04-14 | 485 | $21.36 |
| 2026-04-10 | 176 | $21.37 |
| 2026-04-09 | 343 | $21.32 |
| 2026-04-08 | 1,825 | $21.09 |
| 2026-04-07 | 1,798 | $21.17 |
| 2026-04-02 | 133 | $21.12 |
| 2026-03-31 | 940 | $20.69 |
| 2026-03-27 | 278 | $20.88 |
| 2026-03-20 | 5 | $21.16 |
| 2026-03-18 | 330 | $21.56 |
| 2026-03-17 | 479 | $21.58 |
| 2026-03-16 | 566 | $21.40 |
| 2026-03-13 | 517 | $21.45 |
| 2026-03-12 | 547 | $21.80 |
| 2026-03-11 | 87 | $21.90 |
| 2026-03-06 | 1,712 | $22.00 |
| 2026-03-05 | 89 | $22.29 |
| 2026-03-02 | 2,103 | $22.33 |
| 2026-02-27 | 37 | $22.49 |
| 2026-02-25 | 367 | $22.42 |
| 2026-02-24 | 4,275 | $22.30 |
| 2026-02-23 | 3,925 | $22.61 |
| 2026-02-20 | 1,654 | $22.51 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A859 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.