Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37960A867
Over the rolling 12-month window, securities of GLOBAL X FUNDS GLOBAL X RARE E failed to deliver in the NSCC's Continuous Net Settlement system on 186 settlement days, totaling 533,337 fail shares and peaking at 117,981 shares on 2025-12-23. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 23,592 | $27.35 |
| 2026-10-09 | 718 | $27.40 |
| 2026-10-08 | 16,541 | $27.68 |
| 2026-10-05 | 914 | $27.87 |
| 2026-09-25 | 194 | $28.32 |
| 2026-09-18 | 163 | $29.08 |
| 2026-09-16 | 238 | $28.66 |
| 2026-09-15 | 3,810 | $28.86 |
| 2026-09-14 | 3 | $29.57 |
| 2026-09-10 | 1,895 | $31.10 |
| 2026-09-09 | 63 | $31.01 |
| 2026-09-04 | 259 | $30.81 |
| 2026-08-25 | 1 | $31.59 |
| 2026-08-20 | 166 | $30.32 |
| 2026-08-06 | 22 | $29.45 |
| 2026-08-04 | 801 | $27.41 |
| 2026-08-03 | 8 | $27.19 |
| 2026-07-24 | 198 | $26.82 |
| 2026-07-16 | 270 | $27.08 |
| 2026-07-13 | 674 | $27.44 |
| 2026-07-10 | 675 | $27.30 |
| 2026-07-09 | 745 | $26.89 |
| 2026-07-08 | 1,110 | $27.79 |
| 2026-07-01 | 388 | $29.02 |
| 2026-06-26 | 305 | $29.48 |
| 2026-06-25 | 337 | $29.35 |
| 2026-06-24 | 833 | $30.05 |
| 2026-06-23 | 74 | $31.70 |
| 2026-06-22 | 74 | $31.72 |
| 2026-06-15 | 2 | $31.30 |
| 2026-06-09 | 40 | $29.42 |
| 2026-06-08 | 40 | $29.81 |
| 2026-06-01 | 32 | $32.41 |
| 2026-05-29 | 32 | $32.85 |
| 2026-05-28 | 32 | $32.38 |
| 2026-05-27 | 602 | $32.85 |
| 2026-05-22 | 222 | $31.76 |
| 2026-05-21 | 222 | $31.82 |
| 2026-05-18 | 1,569 | $32.21 |
| 2026-05-15 | 11,609 | $33.85 |
| 2026-05-14 | 626 | $35.07 |
| 2026-05-13 | 2,534 | $34.48 |
| 2026-05-11 | 217 | $34.26 |
| 2026-05-07 | 763 | $34.22 |
| 2026-05-06 | 902 | $32.44 |
| 2026-05-05 | 863 | $31.79 |
| 2026-05-04 | 1,022 | $32.40 |
| 2026-05-01 | 21 | $32.41 |
| 2026-04-22 | 46 | $32.53 |
| 2026-04-21 | 809 | $33.55 |
| 2026-04-20 | 823 | $33.70 |
| 2026-04-17 | 172 | $33.17 |
| 2026-04-16 | 287 | $32.64 |
| 2026-04-10 | 290 | $31.66 |
| 2026-04-09 | 4,333 | $31.83 |
| 2026-04-08 | 4,899 | $29.92 |
| 2026-04-07 | 265 | $29.82 |
| 2026-04-06 | 64 | $29.88 |
| 2026-03-30 | 181 | $28.64 |
| 2026-03-27 | 181 | $28.37 |
| 2026-03-23 | 90 | $27.12 |
| 2026-03-20 | 626 | $28.43 |
| 2026-03-19 | 618 | $29.70 |
| 2026-03-18 | 715 | $30.97 |
| 2026-03-17 | 633 | $30.91 |
| 2026-03-11 | 95 | $32.59 |
| 2026-03-05 | 1,699 | $33.96 |
| 2026-03-04 | 3,954 | $33.23 |
| 2026-03-02 | 364 | $36.67 |
| 2026-02-27 | 319 | $35.76 |
| 2026-02-26 | 757 | $36.22 |
| 2026-02-25 | 795 | $34.58 |
| 2026-02-24 | 315 | $34.05 |
| 2026-02-23 | 1,122 | $33.46 |
| 2026-02-20 | 1,965 | $32.66 |
| 2026-02-19 | 2,159 | $33.02 |
| 2026-02-18 | 1,105 | $32.19 |
| 2026-02-13 | 375 | $32.49 |
| 2026-02-12 | 1,040 | $33.80 |
| 2026-02-11 | 287 | $32.74 |
| 2026-02-10 | 1,707 | $32.89 |
| 2026-02-09 | 2,030 | $31.93 |
| 2026-02-06 | 9,407 | $30.56 |
| 2026-02-05 | 2,360 | $32.45 |
| 2026-02-04 | 420 | $33.31 |
| 2026-02-02 | 953 | $31.70 |
| 2026-01-30 | 2,533 | $35.53 |
| 2026-01-29 | 1,129 | $35.21 |
| 2026-01-28 | 581 | $34.93 |
| 2026-01-26 | 1,832 | $34.09 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37960A867 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.