Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 37966B794
Over the rolling 12-month window, securities of GLOBAL X FDS NYSE 100 ETF failed to deliver in the NSCC's Continuous Net Settlement system on 29 settlement days, totaling 14,832 fail shares and peaking at 5,214 shares on 2026-05-15. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 425 | $132.27 |
| 2026-10-09 | 570 | $132.30 |
| 2026-10-08 | 80 | $134.67 |
| 2026-10-06 | 58 | $134.59 |
| 2026-10-05 | 105 | $133.36 |
| 2026-10-02 | 71 | $131.77 |
| 2026-09-28 | 1,597 | $132.16 |
| 2026-09-25 | 519 | $131.53 |
| 2026-09-24 | 321 | $131.13 |
| 2026-09-22 | 80 | $132.12 |
| 2026-09-21 | 37 | $128.58 |
| 2026-09-18 | 16 | $127.71 |
| 2026-09-16 | 2 | $125.07 |
| 2026-08-20 | 253 | $124.99 |
| 2026-08-19 | 242 | $125.41 |
| 2026-08-18 | 241 | $128.26 |
| 2026-08-11 | 189 | $126.40 |
| 2026-08-04 | 249 | $122.85 |
| 2026-08-03 | 188 | $120.53 |
| 2026-07-31 | 215 | $119.14 |
| 2026-07-16 | 25 | $125.81 |
| 2026-07-13 | 139 | $127.00 |
| 2026-07-10 | 142 | $126.59 |
| 2026-07-02 | 2 | $126.57 |
| 2026-06-25 | 1 | $122.88 |
| 2026-06-24 | 1 | $123.84 |
| 2026-06-23 | 1 | $128.25 |
| 2026-06-22 | 2 | $129.00 |
| 2026-06-18 | 1 | $125.40 |
| 2026-06-17 | 1 | $126.47 |
| 2026-06-16 | 1,486 | $128.79 |
| 2026-06-12 | 2 | $124.03 |
| 2026-06-11 | 8 | $120.47 |
| 2026-06-10 | 7 | $123.07 |
| 2026-06-09 | 8 | $124.90 |
| 2026-06-08 | 8 | $123.33 |
| 2026-06-05 | 4 | $130.25 |
| 2026-06-04 | 107 | $130.72 |
| 2026-06-03 | 2 | $132.06 |
| 2026-06-02 | 4,474 | $131.21 |
| 2026-06-01 | 115 | $129.30 |
| 2026-05-29 | 102 | $127.85 |
| 2026-05-28 | 102 | $126.46 |
| 2026-05-27 | 2 | $126.56 |
| 2026-05-20 | 1 | $120.31 |
| 2026-05-19 | 4 | $121.39 |
| 2026-05-18 | 2 | $122.46 |
| 2026-05-15 | 5,214 | $124.63 |
| 2026-05-14 | 1,630 | $123.44 |
| 2026-05-13 | 114 | $121.37 |
| 2026-05-12 | 102 | $122.90 |
| 2026-05-08 | 896 | $120.01 |
| 2026-05-07 | 2,239 | $120.21 |
| 2026-05-06 | 2,043 | $117.10 |
| 2026-05-05 | 3 | $115.73 |
| 2026-04-29 | 1 | $112.84 |
| 2026-04-27 | 289 | $114.43 |
| 2026-04-24 | 194 | $111.64 |
| 2026-04-23 | 743 | $113.28 |
| 2026-04-22 | 373 | $111.59 |
| 2026-04-20 | 62 | $111.86 |
| 2026-04-16 | 2 | $109.86 |
| 2026-04-14 | 5 | $105.83 |
| 2026-04-07 | 3 | $99.23 |
| 2026-04-06 | 2 | $98.74 |
| 2026-04-02 | 102 | $98.54 |
| 2026-04-01 | 124 | $97.21 |
| 2026-03-31 | 48 | $93.26 |
| 2026-03-30 | 156 | $94.50 |
| 2026-03-27 | 274 | $96.58 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 37966B794 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.