Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 390320604
Over the rolling 12-month window, securities of GREAT ELM CAP CORP 5.875% NOTE failed to deliver in the NSCC's Continuous Net Settlement system on 35 settlement days, totaling 3,991 fail shares and peaking at 548 shares on 2026-03-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-04-17 | 27 | $25.10 |
| 2026-04-16 | 94 | $25.03 |
| 2026-04-15 | 94 | $25.03 |
| 2026-04-14 | 132 | $25.10 |
| 2026-04-13 | 132 | $25.03 |
| 2026-04-10 | 132 | $25.06 |
| 2026-04-02 | 406 | $25.01 |
| 2026-03-31 | 5 | $24.97 |
| 2026-03-30 | 1 | $24.97 |
| 2026-03-27 | 49 | $24.97 |
| 2026-03-26 | 49 | $24.97 |
| 2026-03-24 | 169 | $25.06 |
| 2026-03-23 | 129 | $24.98 |
| 2026-03-18 | 218 | $25.03 |
| 2026-03-16 | 25 | $25.03 |
| 2026-03-13 | 16 | $25.28 |
| 2026-03-12 | 271 | $25.33 |
| 2026-03-11 | 115 | $25.33 |
| 2026-03-10 | 217 | $25.28 |
| 2026-03-02 | 548 | $25.33 |
| 2026-02-19 | 13 | $25.11 |
| 2026-02-18 | 13 | $25.29 |
| 2026-01-29 | 2 | $25.07 |
| 2026-01-28 | 2 | $25.06 |
| 2025-11-21 | 91 | $25.20 |
| 2025-11-20 | 150 | $25.25 |
| 2025-11-03 | 50 | $25.05 |
| 2025-10-31 | 50 | $25.24 |
| 2025-10-03 | 87 | $25.18 |
| 2025-10-02 | 98 | $25.15 |
| 2025-09-18 | 250 | $24.92 |
| 2025-09-05 | 84 | $25.26 |
| 2025-09-04 | 84 | $25.35 |
| 2025-06-12 | 102 | $25.56 |
| 2025-06-11 | 86 | $25.98 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 390320604 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.