Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 401664107
Over the rolling 12-month window, securities of GUGGENHEIM TAXABLE MUNI BOND & failed to deliver in the NSCC's Continuous Net Settlement system on 44 settlement days, totaling 188,196 fail shares and peaking at 24,000 shares on 2025-10-30. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-01 | 436 | $12.44 |
| 2026-09-30 | 469 | $12.39 |
| 2026-09-24 | 191 | $12.83 |
| 2026-09-18 | 267 | $13.13 |
| 2026-09-17 | 337 | $13.03 |
| 2026-09-08 | 236 | $13.65 |
| 2026-09-02 | 988 | $13.57 |
| 2026-08-17 | 50 | $14.08 |
| 2026-08-10 | 6,025 | $14.07 |
| 2026-07-15 | 913 | $14.18 |
| 2026-07-07 | 68 | $14.33 |
| 2026-04-16 | 1,368 | $14.61 |
| 2026-03-13 | 12,070 | $15.04 |
| 2026-03-11 | 1,832 | $15.14 |
| 2026-02-11 | 4,537 | $15.34 |
| 2026-02-10 | 19,243 | $15.26 |
| 2026-01-14 | 704 | $15.20 |
| 2025-12-30 | 1,258 | $15.01 |
| 2025-12-12 | 339 | $15.30 |
| 2025-12-05 | 499 | $15.44 |
| 2025-11-13 | 1,103 | $15.61 |
| 2025-11-12 | 4,373 | $15.53 |
| 2025-11-10 | 429 | $15.48 |
| 2025-11-07 | 3,823 | $15.46 |
| 2025-10-30 | 24,000 | $15.69 |
| 2025-10-24 | 1,911 | $15.51 |
| 2025-10-23 | 6,961 | $15.50 |
| 2025-10-22 | 16,034 | $15.54 |
| 2025-10-21 | 9,065 | $15.43 |
| 2025-10-14 | 3,228 | $15.38 |
| 2025-10-10 | 2,012 | $15.63 |
| 2025-10-08 | 1,268 | $15.67 |
| 2025-09-15 | 111 | $15.89 |
| 2025-09-10 | 237 | $15.76 |
| 2025-09-08 | 1,642 | $15.66 |
| 2025-09-03 | 1 | $15.52 |
| 2025-09-02 | 1 | $15.57 |
| 2025-08-27 | 19 | $15.51 |
| 2025-08-14 | 4,426 | $15.29 |
| 2025-08-11 | 5,436 | $15.34 |
| 2025-08-07 | 2,180 | $15.25 |
| 2025-07-30 | 63 | $14.96 |
| 2025-07-25 | 232 | $14.90 |
| 2025-07-21 | 366 | $14.83 |
| 2025-07-17 | 1,168 | $14.88 |
| 2025-07-16 | 974 | $14.80 |
| 2025-07-15 | 283 | $14.98 |
| 2025-07-14 | 459 | $15.25 |
| 2025-07-11 | 2,864 | $15.28 |
| 2025-07-10 | 16,672 | $15.37 |
| 2025-07-09 | 12,000 | $14.94 |
| 2025-07-08 | 15,861 | $14.94 |
| 2025-06-26 | 3,642 | $14.85 |
| 2025-06-10 | 1,194 | $14.77 |
| 2025-06-06 | 2,308 | $14.79 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 401664107 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.