Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 404280406
Over the rolling 12-month window, securities of HSBC HOLD PLC ADS (REP 5 ORD) failed to deliver in the NSCC's Continuous Net Settlement system on 140 settlement days, totaling 2,649,332 fail shares and peaking at 395,945 shares on 2026-02-17. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 76 | $94.32 |
| 2026-10-07 | 10,419 | $97.58 |
| 2026-09-29 | 55 | $101.18 |
| 2026-09-21 | 2,348 | $101.83 |
| 2026-09-18 | 7,340 | $102.84 |
| 2026-09-17 | 5,267 | $100.84 |
| 2026-09-16 | 108,571 | $102.22 |
| 2026-09-11 | 885 | $103.70 |
| 2026-09-08 | 58 | $107.11 |
| 2026-08-27 | 117 | $103.65 |
| 2026-08-26 | 38 | $104.38 |
| 2026-08-25 | 20,282 | $104.09 |
| 2026-08-24 | 620 | $104.15 |
| 2026-08-21 | 56,370 | $102.33 |
| 2026-08-20 | 20,532 | $102.30 |
| 2026-08-19 | 2,343 | $103.18 |
| 2026-08-17 | 622 | $103.79 |
| 2026-08-13 | 2,354 | $104.12 |
| 2026-08-06 | 239 | $102.68 |
| 2026-08-05 | 73,919 | $106.04 |
| 2026-08-04 | 2,288 | $107.86 |
| 2026-07-22 | 477 | $101.12 |
| 2026-07-20 | 1,317 | $100.61 |
| 2026-07-17 | 3,866 | $100.52 |
| 2026-07-16 | 35,989 | $100.46 |
| 2026-07-15 | 83 | $99.25 |
| 2026-07-14 | 5,904 | $98.09 |
| 2026-07-08 | 1,391 | $97.40 |
| 2026-07-01 | 22 | $95.09 |
| 2026-06-30 | 2,060 | $95.08 |
| 2026-06-29 | 26,749 | $93.75 |
| 2026-06-26 | 31,678 | $95.06 |
| 2026-06-25 | 186 | $93.85 |
| 2026-06-24 | 3,461 | $95.59 |
| 2026-06-23 | 1 | $96.51 |
| 2026-06-22 | 152 | $94.97 |
| 2026-06-18 | 75 | $95.23 |
| 2026-06-17 | 4 | $94.45 |
| 2026-06-16 | 668 | $92.92 |
| 2026-06-15 | 1,036 | $92.67 |
| 2026-06-12 | 4,959 | $90.72 |
| 2026-06-09 | 1,945 | $91.53 |
| 2026-06-08 | 6,811 | $90.80 |
| 2026-06-02 | 7,063 | $93.18 |
| 2026-06-01 | 54 | $93.74 |
| 2026-05-28 | 26 | $94.68 |
| 2026-05-26 | 2,393 | $92.02 |
| 2026-05-19 | 471 | $90.13 |
| 2026-05-15 | 19,871 | $90.72 |
| 2026-05-13 | 35 | $89.97 |
| 2026-05-12 | 3,084 | $90.55 |
| 2026-05-08 | 33 | $88.97 |
| 2026-05-04 | 1,245 | $91.95 |
| 2026-04-30 | 681 | $89.28 |
| 2026-04-28 | 118,487 | $89.96 |
| 2026-04-27 | 12 | $89.69 |
| 2026-04-24 | 68,693 | $89.64 |
| 2026-04-20 | 56 | $92.16 |
| 2026-04-13 | 34 | $90.26 |
| 2026-04-10 | 4,599 | $90.27 |
| 2026-04-01 | 15,331 | $82.49 |
| 2026-03-30 | 83,307 | $79.19 |
| 2026-03-27 | 50,586 | $79.63 |
| 2026-03-25 | 17,853 | $79.27 |
| 2026-03-24 | 4,360 | $79.83 |
| 2026-03-23 | 40,836 | $76.95 |
| 2026-03-20 | 19 | $79.46 |
| 2026-03-19 | 4 | $79.94 |
| 2026-03-16 | 344,306 | $78.19 |
| 2026-03-13 | 5,414 | $82.16 |
| 2026-03-12 | 2,268 | $85.97 |
| 2026-03-09 | 389 | $84.05 |
| 2026-03-06 | 916 | $85.75 |
| 2026-03-02 | 1,125 | $93.16 |
| 2026-02-27 | 3 | $94.50 |
| 2026-02-26 | 89 | $94.20 |
| 2026-02-24 | 4,470 | $87.40 |
| 2026-02-23 | 5,660 | $88.15 |
| 2026-02-18 | 165,933 | $86.57 |
| 2026-02-17 | 395,945 | $85.15 |
| 2026-02-06 | 1,567 | $86.87 |
| 2026-01-29 | 307 | $87.00 |
| 2026-01-28 | 1,917 | $88.49 |
| 2026-01-26 | 30,480 | $83.94 |
| 2026-01-21 | 641 | $82.50 |
| 2026-01-09 | 1,495 | $80.49 |
| 2026-01-07 | 9,609 | $82.08 |
| 2026-01-06 | 745 | $81.28 |
| 2026-01-05 | 49 | $80.45 |
| 2025-12-31 | 154,131 | $79.28 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 404280406 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.