Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 41013V100
Over the rolling 12-month window, securities of JOHN HANCOCK TAX-ADVG DIV INCM failed to deliver in the NSCC's Continuous Net Settlement system on 32 settlement days, totaling 18,894 fail shares and peaking at 4,811 shares on 2025-06-02. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-01 | 1 | $22.18 |
| 2026-09-11 | 6,058 | $24.91 |
| 2026-09-09 | 833 | $25.26 |
| 2026-09-04 | 400 | $25.18 |
| 2026-09-03 | 112 | $25.21 |
| 2026-09-02 | 113 | $25.26 |
| 2026-09-01 | 1 | $25.21 |
| 2026-08-21 | 126 | $25.46 |
| 2026-08-20 | 184 | $25.52 |
| 2026-08-19 | 558 | $25.53 |
| 2026-08-18 | 558 | $25.46 |
| 2026-08-04 | 818 | $25.73 |
| 2026-08-03 | 1 | $25.76 |
| 2026-07-28 | 3 | $25.91 |
| 2026-07-24 | 3 | $25.93 |
| 2026-07-23 | 11 | $25.90 |
| 2026-07-17 | 8 | $25.64 |
| 2026-07-16 | 15 | $25.88 |
| 2026-07-15 | 15 | $25.84 |
| 2026-07-01 | 1 | $25.49 |
| 2026-06-30 | 203 | $25.78 |
| 2026-06-23 | 16 | $25.15 |
| 2026-06-15 | 20 | $25.75 |
| 2026-06-11 | 4,615 | $25.59 |
| 2026-06-09 | 685 | $25.19 |
| 2026-06-03 | 382 | $25.23 |
| 2026-06-01 | 1 | $25.64 |
| 2026-05-13 | 2,642 | $25.59 |
| 2026-05-01 | 1 | $25.94 |
| 2026-04-01 | 1 | $24.77 |
| 2026-03-17 | 598 | $25.37 |
| 2026-03-16 | 598 | $25.05 |
| 2026-03-03 | 221 | $25.84 |
| 2026-03-02 | 1 | $25.87 |
| 2026-02-24 | 464 | $25.30 |
| 2026-02-02 | 1 | $24.69 |
| 2026-01-09 | 1,961 | $23.77 |
| 2026-01-02 | 1 | $23.66 |
| 2025-12-22 | 225 | $23.39 |
| 2025-12-12 | 656 | $23.98 |
| 2025-12-09 | 7 | $24.33 |
| 2025-12-01 | 1 | $24.92 |
| 2025-11-24 | 177 | $23.98 |
| 2025-11-10 | 750 | $25.03 |
| 2025-11-03 | 1 | $24.90 |
| 2025-10-09 | 313 | $24.94 |
| 2025-10-08 | 323 | $24.80 |
| 2025-10-01 | 1 | $24.80 |
| 2025-09-15 | 1 | $24.61 |
| 2025-09-08 | 3,947 | $24.50 |
| 2025-09-02 | 1 | $24.58 |
| 2025-08-06 | 38 | $24.46 |
| 2025-08-05 | 933 | $24.50 |
| 2025-08-01 | 1 | $24.27 |
| 2025-07-17 | 1 | $24.05 |
| 2025-07-14 | 211 | $23.85 |
| 2025-07-01 | 1 | $23.39 |
| 2025-06-24 | 6 | $22.80 |
| 2025-06-02 | 4,811 | $23.06 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 41013V100 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.