Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 41151J620
Over the rolling 12-month window, securities of HARBOR ETF TR ALPHA LAYERING E failed to deliver in the NSCC's Continuous Net Settlement system on 51 settlement days, totaling 103,711 fail shares and peaking at 85,130 shares on 2026-01-21. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 1,197 | $34.21 |
| 2026-10-09 | 1,813 | $33.18 |
| 2026-10-08 | 1,854 | $33.43 |
| 2026-10-05 | 1,099 | $32.99 |
| 2026-10-02 | 1,097 | $32.84 |
| 2026-10-01 | 959 | $32.79 |
| 2026-09-28 | 1,315 | $32.96 |
| 2026-09-25 | 1,231 | $33.03 |
| 2026-09-24 | 1,139 | $32.87 |
| 2026-09-21 | 1,367 | $32.76 |
| 2026-09-18 | 1,160 | $32.44 |
| 2026-09-17 | 1,236 | $32.33 |
| 2026-09-16 | 1 | $32.52 |
| 2026-09-14 | 1,340 | $32.78 |
| 2026-09-11 | 1,339 | $32.56 |
| 2026-09-10 | 1,339 | $32.27 |
| 2026-09-04 | 1,410 | $32.40 |
| 2026-09-03 | 1,407 | $32.25 |
| 2026-09-02 | 937 | $32.09 |
| 2026-08-14 | 1 | $31.95 |
| 2026-08-13 | 1 | $32.18 |
| 2026-08-06 | 1 | $31.94 |
| 2026-08-05 | 1 | $32.32 |
| 2026-07-30 | 56 | $31.75 |
| 2026-07-29 | 2 | $31.78 |
| 2026-06-26 | 38 | $31.95 |
| 2026-06-25 | 39 | $31.73 |
| 2026-06-24 | 40 | $32.38 |
| 2026-04-24 | 86 | $32.44 |
| 2026-04-23 | 1 | $32.43 |
| 2026-04-22 | 1 | $32.00 |
| 2026-04-21 | 1 | $32.31 |
| 2026-02-27 | 3 | $32.10 |
| 2026-02-26 | 3 | $32.16 |
| 2026-02-25 | 3 | $31.95 |
| 2026-02-24 | 3 | $31.85 |
| 2026-02-13 | 5 | $31.27 |
| 2026-02-12 | 5 | $31.70 |
| 2026-02-11 | 549 | $31.47 |
| 2026-02-10 | 153 | $31.55 |
| 2026-02-09 | 71 | $30.97 |
| 2026-02-06 | 52 | $30.11 |
| 2026-02-05 | 6 | $30.89 |
| 2026-01-21 | 85,130 | $30.54 |
| 2026-01-05 | 1,098 | $30.59 |
| 2025-12-04 | 20 | $32.91 |
| 2025-10-20 | 1 | $32.96 |
| 2025-10-17 | 213 | $33.18 |
| 2025-10-15 | 990 | $32.76 |
| 2025-10-14 | 1,061 | $32.64 |
| 2025-10-10 | 68 | $32.39 |
| 2025-10-09 | 1,237 | $32.39 |
| 2025-10-08 | 1,172 | $32.06 |
| 2025-10-07 | 5 | $32.06 |
| 2025-10-06 | 10 | $31.58 |
| 2025-09-30 | 343 | $31.18 |
| 2025-09-29 | 332 | $30.69 |
| 2025-09-26 | 372 | $30.76 |
| 2025-09-24 | 29 | $30.97 |
| 2025-09-23 | 10 | $30.98 |
| 2025-09-22 | 19 | $30.87 |
| 2025-09-19 | 350 | $30.81 |
| 2025-09-18 | 350 | $30.78 |
| 2025-09-09 | 89 | $30.66 |
| 2025-09-08 | 51 | $30.76 |
| 2025-09-05 | 152 | $31.00 |
| 2025-09-04 | 185 | $30.73 |
| 2025-09-03 | 33 | $30.81 |
| 2025-09-02 | 51 | $30.45 |
| 2025-08-28 | 1,876 | $30.46 |
| 2025-08-27 | 1,874 | $30.25 |
| 2025-08-26 | 1,874 | $30.06 |
| 2025-08-25 | 1,844 | $30.11 |
| 2025-08-22 | 347 | $29.82 |
| 2025-08-21 | 347 | $29.79 |
| 2025-08-20 | 296 | $30.05 |
| 2025-08-19 | 301 | $30.15 |
| 2025-08-18 | 319 | $30.15 |
| 2025-08-15 | 320 | $30.08 |
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 41151J620 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.