Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 41151J638
Over the rolling 12-month window, securities of HARBOR ETF TR TRANSFORMATIVE T failed to deliver in the NSCC's Continuous Net Settlement system on 87 settlement days, totaling 15,334 fail shares and peaking at 2,307 shares on 2025-08-04. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-06 | 55 | $35.83 |
| 2026-10-05 | 49 | $35.56 |
| 2026-10-01 | 12 | $34.89 |
| 2026-09-30 | 7 | $34.69 |
| 2026-09-29 | 5 | $34.56 |
| 2026-09-25 | 102 | $34.67 |
| 2026-09-24 | 100 | $34.56 |
| 2026-09-23 | 38 | $34.82 |
| 2026-09-22 | 1 | $34.60 |
| 2026-09-21 | 3 | $33.51 |
| 2026-09-17 | 123 | $32.69 |
| 2026-09-16 | 115 | $32.56 |
| 2026-09-15 | 19 | $32.79 |
| 2026-09-11 | 40 | $32.80 |
| 2026-09-10 | 39 | $33.16 |
| 2026-09-09 | 36 | $33.27 |
| 2026-09-08 | 417 | $33.12 |
| 2026-09-04 | 139 | $33.02 |
| 2026-09-03 | 137 | $32.40 |
| 2026-09-02 | 136 | $32.60 |
| 2026-08-26 | 71 | $32.80 |
| 2026-08-25 | 69 | $32.57 |
| 2026-08-24 | 14 | $32.96 |
| 2026-08-20 | 111 | $32.97 |
| 2026-08-19 | 75 | $33.33 |
| 2026-08-18 | 48 | $34.11 |
| 2026-08-14 | 55 | $34.43 |
| 2026-08-13 | 52 | $34.04 |
| 2026-08-05 | 8 | $33.67 |
| 2026-07-22 | 67 | $32.58 |
| 2026-07-21 | 82 | $32.03 |
| 2026-07-20 | 71 | $32.02 |
| 2026-07-14 | 108 | $32.69 |
| 2026-07-13 | 110 | $33.35 |
| 2026-07-10 | 115 | $33.42 |
| 2026-07-07 | 69 | $33.16 |
| 2026-07-01 | 3 | $33.59 |
| 2026-06-23 | 1 | $33.04 |
| 2026-06-08 | 1 | $31.98 |
| 2026-05-28 | 20 | $32.54 |
| 2026-05-27 | 42 | $32.67 |
| 2026-05-18 | 1 | $31.40 |
| 2026-05-15 | 1 | $31.92 |
| 2026-05-07 | 48 | $31.15 |
| 2026-05-01 | 58 | $30.03 |
| 2026-04-30 | 57 | $29.72 |
| 2026-04-27 | 20 | $30.31 |
| 2026-04-21 | 1 | $29.48 |
| 2026-04-20 | 1 | $29.50 |
| 2026-04-01 | 3 | $25.70 |
| 2026-03-31 | 2 | $24.67 |
| 2026-03-30 | 1 | $24.96 |
| 2026-03-18 | 30 | $26.82 |
| 2026-03-17 | 7 | $26.68 |
| 2026-03-16 | 1 | $26.34 |
| 2026-03-12 | 7 | $27.16 |
| 2026-03-11 | 6 | $27.12 |
| 2026-03-10 | 7 | $27.17 |
| 2026-03-04 | 84 | $26.65 |
| 2026-03-03 | 4 | $27.04 |
| 2026-02-25 | 1 | $27.06 |
| 2026-02-24 | 7 | $26.57 |
| 2026-02-23 | 5 | $27.10 |
| 2026-02-03 | 37 | $27.90 |
| 2026-01-28 | 6 | $28.60 |
| 2026-01-27 | 18 | $28.29 |
| 2026-01-26 | 7 | $28.05 |
| 2026-01-23 | 3 | $27.93 |
| 2026-01-12 | 25 | $28.74 |
| 2026-01-09 | 8 | $28.44 |
| 2026-01-08 | 14 | $28.80 |
| 2025-12-26 | 44 | $28.57 |
| 2025-12-24 | 42 | $28.54 |
| 2025-12-23 | 43 | $28.39 |
| 2025-12-11 | 10 | $29.01 |
| 2025-12-10 | 10 | $28.90 |
| 2025-12-05 | 42 | $28.64 |
| 2025-12-04 | 42 | $28.70 |
| 2025-12-03 | 132 | $28.63 |
| 2025-11-26 | 20 | $28.03 |
| 2025-11-24 | 5 | $26.87 |
| 2025-11-21 | 4 | $26.80 |
| 2025-11-20 | 2 | $27.53 |
| 2025-11-18 | 65 | $27.61 |
| 2025-11-17 | 81 | $27.94 |
| 2025-11-14 | 76 | $27.94 |
| 2025-11-13 | 3 | $28.71 |
| 2025-11-12 | 3 | $28.79 |
| 2025-10-23 | 21 | $28.10 |
| 2025-10-22 | 15 | $28.41 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 41151J638 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.