Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 41151J646
Over the rolling 12-month window, securities of HARBOR ETF TR SMID CAP VALUE E failed to deliver in the NSCC's Continuous Net Settlement system on 93 settlement days, totaling 13,094 fail shares and peaking at 1,606 shares on 2026-05-13. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-02 | 7 | $29.23 |
| 2026-10-01 | 2 | $29.02 |
| 2026-09-30 | 1 | $29.24 |
| 2026-09-28 | 170 | $29.58 |
| 2026-09-25 | 241 | $29.45 |
| 2026-09-24 | 253 | $29.50 |
| 2026-09-22 | 2 | $29.42 |
| 2026-09-21 | 1 | $29.34 |
| 2026-09-18 | 1 | $29.37 |
| 2026-09-16 | 3 | $29.35 |
| 2026-09-15 | 52 | $29.45 |
| 2026-09-14 | 56 | $29.92 |
| 2026-09-09 | 3 | $30.11 |
| 2026-09-08 | 2 | $30.32 |
| 2026-09-04 | 125 | $30.27 |
| 2026-09-02 | 33 | $29.81 |
| 2026-09-01 | 48 | $30.25 |
| 2026-08-31 | 237 | $30.47 |
| 2026-08-28 | 1 | $30.79 |
| 2026-08-27 | 16 | $30.73 |
| 2026-08-26 | 12 | $30.57 |
| 2026-08-25 | 131 | $30.54 |
| 2026-08-24 | 233 | $30.79 |
| 2026-08-21 | 71 | $30.63 |
| 2026-08-20 | 208 | $30.88 |
| 2026-08-19 | 290 | $31.17 |
| 2026-08-18 | 21 | $31.80 |
| 2026-08-14 | 176 | $31.71 |
| 2026-08-13 | 5,644 | $31.68 |
| 2026-08-12 | 562 | $31.50 |
| 2026-08-11 | 564 | $31.25 |
| 2026-08-10 | 577 | $31.36 |
| 2026-08-07 | 422 | $31.22 |
| 2026-08-06 | 733 | $31.30 |
| 2026-08-05 | 796 | $31.45 |
| 2026-08-04 | 1 | $30.93 |
| 2026-08-03 | 54 | $30.44 |
| 2026-07-31 | 37 | $30.41 |
| 2026-07-30 | 30 | $30.08 |
| 2026-07-22 | 1 | $30.68 |
| 2026-07-21 | 1 | $30.22 |
| 2026-07-17 | 5 | $30.67 |
| 2026-07-16 | 4 | $30.46 |
| 2026-07-15 | 1 | $30.40 |
| 2026-07-14 | 1 | $30.25 |
| 2026-07-13 | 70 | $30.57 |
| 2026-07-10 | 69 | $30.55 |
| 2026-07-09 | 65 | $30.17 |
| 2026-07-08 | 1 | $30.48 |
| 2026-07-07 | 4 | $30.84 |
| 2026-07-06 | 4 | $30.71 |
| 2026-07-02 | 2 | $31.19 |
| 2026-07-01 | 1 | $31.44 |
| 2026-06-30 | 42 | $31.10 |
| 2026-06-29 | 40 | $30.94 |
| 2026-06-26 | 40 | $31.25 |
| 2026-06-24 | 1 | $30.61 |
| 2026-06-18 | 743 | $30.21 |
| 2026-06-17 | 1,013 | $30.60 |
| 2026-06-16 | 1,013 | $30.74 |
| 2026-06-12 | 8 | $30.37 |
| 2026-06-11 | 5 | $29.56 |
| 2026-06-10 | 52 | $30.05 |
| 2026-06-09 | 64 | $29.83 |
| 2026-06-08 | 30 | $29.72 |
| 2026-06-05 | 131 | $30.36 |
| 2026-06-04 | 139 | $30.24 |
| 2026-06-03 | 137 | $30.25 |
| 2026-06-02 | 89 | $29.70 |
| 2026-06-01 | 225 | $29.83 |
| 2026-05-29 | 361 | $29.83 |
| 2026-05-28 | 121 | $29.79 |
| 2026-05-27 | 3 | $29.84 |
| 2026-05-26 | 142 | $29.26 |
| 2026-05-22 | 322 | $28.84 |
| 2026-05-21 | 2 | $28.76 |
| 2026-05-20 | 506 | $28.24 |
| 2026-05-19 | 600 | $28.67 |
| 2026-05-18 | 600 | $28.72 |
| 2026-05-15 | 500 | $29.30 |
| 2026-05-13 | 1,606 | $29.19 |
| 2026-04-27 | 959 | $28.19 |
| 2026-04-24 | 4 | $28.04 |
| 2026-04-23 | 4 | $27.84 |
| 2026-04-20 | 2 | $27.77 |
| 2026-04-15 | 1 | $27.36 |
| 2026-04-14 | 41 | $27.25 |
| 2026-04-13 | 31 | $27.01 |
| 2026-04-10 | 30 | $27.01 |
| 2026-04-08 | 5 | $26.01 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 41151J646 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.