Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 41151J836
Over the rolling 12-month window, securities of HARBOR ETF TR MULTI-ASSET EXPL failed to deliver in the NSCC's Continuous Net Settlement system on 106 settlement days, totaling 16,676 fail shares and peaking at 1,748 shares on 2025-09-26. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-13 | 46 | $27.97 |
| 2026-10-09 | 39 | $27.91 |
| 2026-10-08 | 30 | $28.08 |
| 2026-10-05 | 157 | $28.06 |
| 2026-10-02 | 156 | $27.87 |
| 2026-10-01 | 155 | $27.85 |
| 2026-09-29 | 195 | $27.88 |
| 2026-09-28 | 96 | $28.16 |
| 2026-09-25 | 98 | $28.02 |
| 2026-09-23 | 1 | $28.34 |
| 2026-09-17 | 285 | $27.69 |
| 2026-09-16 | 264 | $27.77 |
| 2026-09-15 | 265 | $27.84 |
| 2026-09-14 | 97 | $28.06 |
| 2026-09-08 | 443 | $28.23 |
| 2026-09-04 | 442 | $28.18 |
| 2026-09-03 | 99 | $27.96 |
| 2026-09-01 | 74 | $28.05 |
| 2026-08-31 | 76 | $28.11 |
| 2026-08-28 | 74 | $28.35 |
| 2026-08-26 | 124 | $28.18 |
| 2026-08-25 | 59 | $28.05 |
| 2026-08-24 | 77 | $28.16 |
| 2026-08-21 | 190 | $27.98 |
| 2026-08-20 | 218 | $28.03 |
| 2026-08-19 | 346 | $27.93 |
| 2026-08-18 | 406 | $28.30 |
| 2026-08-17 | 405 | $28.29 |
| 2026-08-14 | 993 | $28.30 |
| 2026-08-13 | 903 | $28.19 |
| 2026-08-12 | 290 | $28.03 |
| 2026-08-11 | 166 | $28.02 |
| 2026-08-10 | 237 | $28.07 |
| 2026-08-07 | 209 | $27.85 |
| 2026-08-06 | 413 | $27.94 |
| 2026-08-05 | 413 | $27.92 |
| 2026-08-04 | 255 | $27.44 |
| 2026-08-03 | 274 | $27.25 |
| 2026-07-31 | 19 | $27.21 |
| 2026-07-29 | 166 | $27.00 |
| 2026-07-28 | 164 | $27.14 |
| 2026-07-27 | 164 | $27.11 |
| 2026-07-24 | 164 | $27.19 |
| 2026-07-22 | 14 | $27.53 |
| 2026-07-21 | 167 | $27.20 |
| 2026-07-20 | 186 | $27.27 |
| 2026-07-17 | 29 | $27.43 |
| 2026-07-16 | 9 | $27.66 |
| 2026-07-15 | 7 | $27.64 |
| 2026-07-14 | 61 | $27.45 |
| 2026-07-13 | 70 | $27.79 |
| 2026-07-09 | 80 | $27.51 |
| 2026-07-08 | 21 | $27.57 |
| 2026-07-07 | 83 | $27.89 |
| 2026-07-06 | 113 | $27.60 |
| 2026-07-02 | 39 | $27.70 |
| 2026-07-01 | 114 | $27.88 |
| 2026-06-30 | 218 | $27.68 |
| 2026-06-29 | 219 | $27.50 |
| 2026-06-26 | 194 | $27.56 |
| 2026-06-25 | 99 | $27.45 |
| 2026-06-24 | 124 | $27.54 |
| 2026-06-23 | 1 | $28.06 |
| 2026-06-22 | 1 | $28.07 |
| 2026-06-18 | 14 | $27.74 |
| 2026-06-17 | 319 | $27.97 |
| 2026-06-16 | 213 | $28.10 |
| 2026-06-15 | 178 | $27.73 |
| 2026-06-12 | 178 | $27.64 |
| 2026-06-10 | 12 | $27.42 |
| 2026-06-09 | 12 | $27.51 |
| 2026-06-08 | 12 | $27.37 |
| 2026-06-05 | 12 | $28.11 |
| 2026-06-04 | 65 | $28.09 |
| 2026-05-21 | 39 | $27.79 |
| 2026-05-14 | 1 | $28.01 |
| 2026-05-13 | 1 | $27.89 |
| 2026-05-12 | 1 | $28.06 |
| 2026-05-06 | 13 | $27.55 |
| 2026-04-30 | 1 | $27.08 |
| 2026-04-22 | 2 | $27.15 |
| 2026-04-20 | 15 | $27.39 |
| 2026-04-17 | 16 | $27.14 |
| 2026-04-16 | 53 | $27.13 |
| 2026-04-15 | 1 | $27.09 |
| 2026-04-14 | 22 | $26.88 |
| 2026-04-07 | 20 | $26.30 |
| 2026-04-06 | 29 | $26.25 |
| 2026-04-02 | 29 | $26.29 |
| 2026-04-01 | 117 | $26.18 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 41151J836 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.