Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 413216300
Over the rolling 12-month window, securities of HARMONY GOLD MNG SP ADR-NEW failed to deliver in the NSCC's Continuous Net Settlement system on 82 settlement days, totaling 4,418,058 fail shares and peaking at 844,366 shares on 2026-05-19. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 43,636 | $16.71 |
| 2026-10-13 | 1,756 | $16.68 |
| 2026-10-09 | 17,929 | $16.84 |
| 2026-10-08 | 312 | $16.49 |
| 2026-10-05 | 18,704 | $17.38 |
| 2026-10-01 | 7,552 | $17.72 |
| 2026-09-28 | 14,311 | $18.97 |
| 2026-09-25 | 79 | $18.55 |
| 2026-09-22 | 32,873 | $19.00 |
| 2026-09-18 | 46,579 | $19.98 |
| 2026-09-17 | 69 | $19.22 |
| 2026-09-16 | 62,705 | $19.54 |
| 2026-09-11 | 83,274 | $20.19 |
| 2026-09-09 | 82,900 | $20.23 |
| 2026-09-04 | 72 | $20.76 |
| 2026-09-03 | 92,815 | $19.45 |
| 2026-08-31 | 16,954 | $20.23 |
| 2026-08-28 | 6,987 | $21.03 |
| 2026-08-27 | 2,486 | $22.43 |
| 2026-08-26 | 173,945 | $22.95 |
| 2026-08-25 | 6,205 | $22.81 |
| 2026-08-24 | 210,379 | $23.54 |
| 2026-08-21 | 38,109 | $22.02 |
| 2026-08-20 | 33,964 | $21.09 |
| 2026-08-19 | 2,900 | $19.28 |
| 2026-08-18 | 82,365 | $20.03 |
| 2026-08-17 | 41,652 | $19.44 |
| 2026-08-14 | 161,948 | $19.26 |
| 2026-08-13 | 21,517 | $19.86 |
| 2026-08-12 | 12,559 | $19.51 |
| 2026-08-11 | 11,475 | $19.90 |
| 2026-08-10 | 24,335 | $19.70 |
| 2026-08-07 | 265 | $18.05 |
| 2026-08-05 | 63 | $16.88 |
| 2026-08-04 | 33,916 | $16.47 |
| 2026-08-03 | 20,805 | $15.75 |
| 2026-07-31 | 133,983 | $16.15 |
| 2026-07-30 | 730 | $15.53 |
| 2026-07-29 | 38,018 | $15.53 |
| 2026-07-28 | 39,720 | $15.87 |
| 2026-07-27 | 122,099 | $15.87 |
| 2026-07-23 | 10,425 | $15.88 |
| 2026-07-22 | 14,223 | $15.33 |
| 2026-07-20 | 119,178 | $14.65 |
| 2026-07-17 | 9,348 | $14.78 |
| 2026-07-15 | 9,457 | $15.24 |
| 2026-07-14 | 71,794 | $14.99 |
| 2026-07-13 | 19,312 | $15.11 |
| 2026-07-09 | 92,716 | $14.43 |
| 2026-07-08 | 134,735 | $15.40 |
| 2026-07-07 | 15 | $16.29 |
| 2026-07-06 | 28,688 | $16.09 |
| 2026-07-02 | 27,068 | $15.18 |
| 2026-07-01 | 181 | $15.21 |
| 2026-06-30 | 6,403 | $15.18 |
| 2026-06-26 | 9 | $15.12 |
| 2026-06-25 | 38,107 | $14.59 |
| 2026-06-23 | 14,158 | $16.14 |
| 2026-06-22 | 7,120 | $17.01 |
| 2026-06-18 | 7,120 | $17.10 |
| 2026-06-17 | 7,208 | $17.78 |
| 2026-06-16 | 2,726 | $17.52 |
| 2026-06-11 | 80,303 | $14.42 |
| 2026-06-08 | 6,588 | $15.71 |
| 2026-06-05 | 1,429 | $17.31 |
| 2026-06-03 | 45,349 | $17.67 |
| 2026-06-02 | 61,832 | $17.61 |
| 2026-05-27 | 4,900 | $18.03 |
| 2026-05-21 | 9,340 | $17.43 |
| 2026-05-20 | 68,952 | $16.37 |
| 2026-05-19 | 844,366 | $16.45 |
| 2026-05-18 | 133,981 | $15.71 |
| 2026-05-12 | 1,743 | $18.13 |
| 2026-05-11 | 24,443 | $17.79 |
| 2026-05-08 | 60,841 | $17.59 |
| 2026-05-05 | 155,554 | $15.49 |
| 2026-04-29 | 13,551 | $15.68 |
| 2026-04-28 | 1,111 | $16.46 |
| 2026-04-27 | 2,255 | $16.77 |
| 2026-04-24 | 9,756 | $16.53 |
| 2026-04-20 | 10,783 | $18.67 |
| 2026-04-17 | 5,886 | $17.51 |
| 2026-04-15 | 200 | $17.08 |
| 2026-04-02 | 1,150 | $16.16 |
| 2026-04-01 | 1,453 | $15.37 |
| 2026-03-26 | 138,916 | $14.55 |
| 2026-03-19 | 155,142 | $14.56 |
| 2026-03-11 | 48,858 | $18.95 |
| 2026-03-10 | 8,779 | $19.00 |
| 2026-03-02 | 136 | $22.75 |
Showing 90 most recent of 120.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 413216300 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.