Federal Data Hub › SEC Fails-to-Deliver · JSON
Fails-to-deliver · CUSIP 427096847
Over the rolling 12-month window, securities of HERCULES CAP INC 6.25% NT DUE failed to deliver in the NSCC's Continuous Net Settlement system on 55 settlement days, totaling 22,293 fail shares and peaking at 6,145 shares on 2026-05-29. Persistent or spiking fails-to-deliver can signal delivery stress, naked short selling, or operational settlement problems.
| Settlement date | Fail shares | Price |
|---|---|---|
| 2026-10-14 | 106 | $24.17 |
| 2026-10-13 | 5 | $24.50 |
| 2026-10-06 | 204 | $24.91 |
| 2026-10-01 | 384 | $24.90 |
| 2026-09-15 | 884 | $25.03 |
| 2026-09-14 | 881 | $25.04 |
| 2026-09-11 | 816 | $25.11 |
| 2026-09-10 | 1,240 | $25.00 |
| 2026-09-09 | 876 | $25.05 |
| 2026-09-08 | 267 | $25.02 |
| 2026-09-04 | 18 | $25.00 |
| 2026-09-03 | 6 | $24.92 |
| 2026-09-02 | 1,980 | $25.11 |
| 2026-08-31 | 1,452 | $24.99 |
| 2026-08-28 | 1,617 | $24.94 |
| 2026-08-27 | 102 | $25.00 |
| 2026-08-20 | 933 | $24.91 |
| 2026-08-19 | 181 | $25.00 |
| 2026-08-18 | 6 | $25.06 |
| 2026-08-17 | 604 | $25.06 |
| 2026-08-14 | 704 | $25.09 |
| 2026-08-13 | 36 | $25.00 |
| 2026-08-10 | 104 | $25.00 |
| 2026-08-07 | 50 | $25.07 |
| 2026-08-03 | 570 | $25.00 |
| 2026-07-30 | 68 | $24.68 |
| 2026-07-29 | 533 | $24.61 |
| 2026-07-27 | 2 | $24.71 |
| 2026-07-24 | 1 | $24.70 |
| 2026-07-14 | 5 | $24.98 |
| 2026-07-08 | 209 | $25.18 |
| 2026-07-07 | 295 | $25.06 |
| 2026-07-06 | 16 | $25.07 |
| 2026-06-26 | 93 | $24.95 |
| 2026-06-18 | 770 | $25.06 |
| 2026-06-17 | 871 | $25.08 |
| 2026-06-15 | 4 | $24.97 |
| 2026-06-09 | 1,883 | $24.86 |
| 2026-06-08 | 1,974 | $24.95 |
| 2026-06-05 | 160 | $25.10 |
| 2026-06-04 | 10 | $24.95 |
| 2026-06-02 | 445 | $25.03 |
| 2026-06-01 | 7,353 | $25.03 |
| 2026-05-29 | 6,145 | $25.03 |
| 2026-05-01 | 304 | $24.80 |
| 2026-04-20 | 137 | $24.82 |
| 2026-04-09 | 9 | $25.15 |
| 2026-04-07 | 707 | $24.95 |
| 2026-03-31 | 52 | $24.90 |
| 2026-03-20 | 63 | $25.18 |
| 2026-03-19 | 73 | $25.18 |
| 2026-03-18 | 9 | $25.30 |
| 2026-03-17 | 386 | $25.17 |
| 2026-03-16 | 383 | $25.35 |
| 2026-03-02 | 2,500 | $25.06 |
| 2026-02-24 | 312 | $25.45 |
| 2026-02-23 | 612 | $25.30 |
| 2026-02-20 | 343 | $25.60 |
| 2026-02-19 | 446 | $25.60 |
| 2026-02-13 | 405 | $25.29 |
| 2026-01-30 | 4 | $25.28 |
| 2026-01-21 | 234 | $25.42 |
| 2025-12-29 | 174 | $25.32 |
| 2025-12-05 | 544 | $25.30 |
| 2025-12-04 | 562 | $25.30 |
| 2025-12-03 | 830 | $25.48 |
| 2025-11-05 | 267 | $25.20 |
| 2025-09-19 | 14 | $25.50 |
| 2025-09-12 | 90 | $25.29 |
| 2025-08-14 | 27 | $25.05 |
| 2025-08-13 | 58 | $25.05 |
| 2025-08-11 | 114 | $24.95 |
| 2025-08-08 | 229 | $24.95 |
| 2025-08-06 | 200 | $24.81 |
| 2025-08-05 | 200 | $24.81 |
| 2025-08-04 | 22 | $25.15 |
| 2025-08-01 | 62 | $25.10 |
| 2025-07-31 | 199 | $25.10 |
| 2025-07-24 | 10 | $24.95 |
| 2025-07-23 | 10 | $24.87 |
| 2025-07-17 | 25 | $25.00 |
| 2025-07-16 | 127 | $25.38 |
| 2025-07-15 | 127 | $25.32 |
| 2025-07-03 | 22 | $25.31 |
| 2025-07-02 | 163 | $25.03 |
| 2025-07-01 | 141 | $25.03 |
| 2025-06-25 | 108 | $24.84 |
| 2025-06-24 | 97 | $24.79 |
| 2025-06-20 | 396 | $24.80 |
| 2025-06-18 | 619 | $24.86 |
Showing 90 most recent of 98.
A "fail-to-deliver" occurs when a party in a securities trade does not deliver the shares by the settlement date. The SEC publishes twice-monthly files of CNS fails-to-deliver by security. This page aggregates the rolling 12-month window. CUSIP 427096847 links to this security's other federal filings across the hub.
Source: SEC Fails-to-Deliver Data. License: CC0 1.0.